Oregon v. Ashcroft

368 F.3d 1118, 2004 WL 1162238
CourtCourt of Appeals for the Ninth Circuit
DecidedMay 26, 2004
DocketNo. 02-35587
StatusPublished
Cited by31 cases

This text of 368 F.3d 1118 (Oregon v. Ashcroft) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Oregon v. Ashcroft, 368 F.3d 1118, 2004 WL 1162238 (9th Cir. 2004).

Opinions

TALLMAN, Circuit Judge.

A doctor, a pharmacist, several terminally ill patients, and the State of Oregon challenge an interpretive rule issued by Attorney General John Ashcroft.which declares that physician assisted suicide violates the Controlled Substances Act of 1970 (“CSA”), 21 U.S.C. §§ 801-904. This so-called “Ashcroft Directive,” published at 66 Fed.Reg. 56,607, criminalizes conduct specifically authorized by Oregon’s Death With Dignity Act, Or.Rev.Stat. § 127.800-127.897. We hold that the Ashcroft Directive is unlawful and unenforceable because it violates the plain language of the CSA, contravenes Congress’ express legislative intent, and oversteps the .bounds of the Attorney General’s statutory authority. See 5 U.S.C. § 706(2)(C), (D). The petitions for review are granted.

I

We have original jurisdiction over “final determinations, findings, and conclusions of the Attorney General” made under the CSA. 21 U.S.C. § 877. Because the Attorney General maintains that his interpretive rule is a “final determination” and because the Directive orders sanctions for violations of its provisions, we have original jurisdiction pursuant to § 877. See Hemp Indus. Ass’n v. DEA, 333 F.3d 1082, 1085 (9th Cir.2003) (holding that an interpretive rule issued by the Attorney General pursuant to the CSA is a “final determination” for jurisdictional purposes because the rule “impos[es] obligations and sanctions in the event of violation [of its provisions]”); see also City of Auburn v. Qwest, 260 F.3d 1160, 1171-73 (9th Cir.2001). We consider the matter transferred to us from the district court pursuant to 28 U.S.C. § 1631.1

[1121]*1121This case is ripe for review because, under the Directive, health care practitioners risk criminal prosecution and loss of the privilege to prescribe medication if they choose to assist in the suicide of terminally ill patients pursuant to Oregon’s Death With Dignity Act. See Hemp Indus., 333 F.3d at 1086 (“[I]f ... the challenged regulations presentí ] plaintiffs with the immediate dilemma to choose between complying with newly imposed, disadvantageous restrictions and risking serious penalties for violation, the controversy is ripe.”) (citation omitted). “Because standing overlaps substantially with ripeness” in these circumstances, the petitioner health care practitioners have standing to challenge the Ashcroft Directive. See id.2

II

The Ashcroft Directive purports to interpret and implement the CSA, which Congress enacted as Title II of the Comprehensive Drug Abuse Prevention and Control Act of 1970, Pub.L. No. 91-513, 84 Stat. 1236 (1970) (codified at 21 U.S.C. §§ 801-904). The stated purpose of the CSA is “to provide increased research into, and prevention of, drug abuse and drug dependence ... and to strengthen existing law enforcement authority in the field of drug abuse.” Id. at 1236 (preamble); see also H.R.Rep. No. 91-1444, reprinted in 1970 U.S.C.C.A.N. 4566, 4567 (“This legislation is designed to deal in comprehensive fashion with the growing menace of drug abuse in the United States[.]”); United States v. Moore, 423 U.S. 122, 141, 96 S.Ct. 335, 46 L.Ed.2d 333 (1975); Raich v. Ashcroft, 352 F.3d 1222, 1228-29 (9th Cir.2003); United States v. Rosenberg, 515 F.2d 190, 194 (9th Cir.1975) (noting that the purpose of the CSA is to “counter drug abuse”).

Under the CSA, it is unlawful to prescribe or dispense controlled substances without a federal registration. 21 U.S.C. § 841(a)(1); see also id. §§ 823(f), 822(a)(2). The CSA originally provided automatic federal registration for state-licensed health-care practitioners. § 303(f), 84 Stat. at 1255. The Attorney General could revoke a practitioner’s federal registration only if the practitioner falsified his or her registration application, was convicted of a felony related to a controlled substance, or had his or her state license suspended or revoked. Id. § 304(a), 84 Stat. at 1255.

In 1971, pursuant to his authority to issue rules regulating controlled substances under the CSA, see 21 U.S.C. § 871(b), then Attorney General John Mitchell promulgated the following regulation:

A prescription for a controlled substance to be effective must be issued for a [1122]*1122legitimate medical purpose by an individual practitioner acting in the usual course of his professional practice.... An order purporting to be a prescription issued not in the usual course of professional treatment ... is not a prescription within the meaning and intent of ... the Act and the person knowingly filling such a purported prescription, as well as the person issuing it, shall be subject to the penalties provided for violations of the provisions of law relating to controlled substances.

21 C.F.R. § 1306.04 (originally designated as 21 C.F.R. § 306.04). This regulation exposed properly licensed and registered physicians to federal prosecution for distributing prescription drugs outside “the usual course of professional practice.” See, e.g., Moore, 423 U.S. at 143, 96 S.Ct. 335 (“In practical effect, [Dr. Moore] acted as a large-scale ‘pusher’ not as a physician.”); Rosenberg, 515 F.2d at 193 (“[A] doctor who acts other than in the course of professional practice is not a practitioner under the [CSA] and is therefore .... subject to the criminal provisions of the Aet[.]”) (citations omitted).

In 1984, Congress amended the CSA to give broader authority to the Attorney General. The Attorney General is now authorized to revoke a physician’s prescription privileges upon his determination that the physician has “committed such acts as would render his registration ... inconsistent with the public interest^]” 21 U.S.C. § 824(a)(4). When determining which acts are inconsistent with the public interest, the Attorney General must consider the following factors:

(1) The recommendation of the appropriate State licensing board or professional disciplinary authority;
(2) The applicant’s expertise in dispensing ... controlled substances;
(3) The applicant’s conviction record under Federal or State laws relating to the manufacture, distribution, or dispensing of controlled substances;

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Bluebook (online)
368 F.3d 1118, 2004 WL 1162238, Counsel Stack Legal Research, https://law.counselstack.com/opinion/oregon-v-ashcroft-ca9-2004.