Operating Engineers Health And Welfare Trust Fund v. Mercoza

CourtDistrict Court, N.D. California
DecidedMay 7, 2025
Docket3:24-cv-03007
StatusUnknown

This text of Operating Engineers Health And Welfare Trust Fund v. Mercoza (Operating Engineers Health And Welfare Trust Fund v. Mercoza) is published on Counsel Stack Legal Research, covering District Court, N.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Operating Engineers Health And Welfare Trust Fund v. Mercoza, (N.D. Cal. 2025).

Opinion

1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 NORTHERN DISTRICT OF CALIFORNIA 10 San Francisco Division 11 OPERATING ENGINEERS HEALTH Case No. 24-cv-03007-LB AND WELFARE TRUST FUND, et al., 12 Plaintiffs, ORDER REASSIGNING CASE; 13 REPORT AND RECCOMENDATION v. TO GRANT DEFAULT JUDGMENT 14 MERCOZA, et al., Re: ECF No. 29 15 Defendants. 16 17 INTRODUCTION 18 In this ERISA case, the plaintiffs — employee benefit plans and their trustees — sued the 19 defendant employers for liquidated damages, interest, and fees arising from late contributions. 20 They also seek an audit of the defendants’ payroll records. The defendants did not appear, the 21 Clerk of Court entered default against the defendants, and the plaintiffs moved for default 22 judgment. All parties must consent to magistrate-judge jurisdiction before the court can rule on a 23 dispositive motion. Williams v. King, 875 F.3d 500, 503–05 (9th Cir. 2017). Because the 24 defendants have not appeared and consented, the matter must be reassigned to a district judge. The 25 court directs the Clerk of Court to reassign the case and recommends default judgment of 26 $21,398.49 and the other relief in the plaintiffs’ proposed judgment. 27 1 STATEMENT 2 Mercoza, an active California corporation, and Jason A. Duran Martinez, an individual, are 3 employers by virtue of ERISA § 3(5), 29 U.S.C. § 1002(5), and NLRA § 2(2), 29 U.S.C. § 4 152(2).1 On June 14, 2022, Martinez, on behalf of Mercoza, entered into the “Independent 5 Northern California Construction Agreement” with the Operating Engineers Local No. 3 of the 6 International Union of Operating Engineers, AFL-CIO.2 The Independent Agreement incorporates 7 a Master Agreement between the union and the United Contractors, Associated General 8 Contractors of California, Inc., Industrial Contractors UMIC, Inc., and Northern Alliance of 9 Engineering Contractors. It further incorporates various Trust Agreements, which require the 10 defendants to make monthly contributions to the plaintiff trusts. Delinquent contributions are 11 subject to interest at 10% per annum and, if a lawsuit is filed, liquidated damages of 20%.3 12 Martinez personally guaranteed payment of these amounts.4 Finally, the agreements require the 13 defendants to maintain contribution reports and submit to audits upon request.5 14 The defendants did not make the required contributions from March to May 2023. Nor did 15 they respond to requests for payroll audits.6 After this suit was filed, the defendants missed 16 contributions in another three-month period spanning September to November 2024.7 Ultimately, 17 the 2023 and 2024 contributions were not made until July 2024 and February 2025, respectively.8 18 19 20 21

22 1 Compl. – ECF No. 1-1 at 2 (¶ 3). Citations refer to material in the Electronic Case File (ECF); 23 pinpoint citations are to the ECF-generated page numbers at the top of documents. 2 Id. at 3 (¶ 10). 24 3 Id. at 4 (¶ 13); see also Trust Agreement – ECF No. 31-4 at 6 (§§ 1(A)(3)(b); 1(A)(4)). 25 4 Compl. – ECF No. 1-1 at 3 (¶ 10); see also Independent Agreement – ECF No. 31-1 at 1 (§ 1(12)). 26 5 Compl. – ECF No. 1-1 at 5 (¶ 14); see also Master Agreement – ECF No. 31-2 at 51 (§ 12.01.04). 6 Compl. – ECF No. 1-1 at 5 (¶ 15–17). 27 7 Mot. – ECF No. 29 at 8. 1 ANALYSIS 2 Under Federal Rule of Civil Procedure 55(b)(2), a plaintiff may apply to the district court for 3 — and the court may grant — a default judgment against a defendant who failed to plead or 4 otherwise defend an action. After entry of default, well-pleaded allegations in the complaint 5 regarding liability and entry of default are taken as true except as to damages. Fair Hous. of Marin 6 v. Combs, 285 F.3d 899, 906 (9th Cir. 2002). The court need not make detailed findings of 7 fact. Id. “A default judgment must not differ in kind from, or exceed in amount, what is demanded 8 in the pleadings.” Fed. R. Civ. P. 54(c). A defendant's default does not automatically entitle the 9 plaintiff to a court-ordered judgment.” PepsiCo, Inc. v. Cal. Sec. Cans, 238 F. Supp. 2d 1172, 10 1174 (C.D. Cal. 2002) (cleaned up). The decision to grant or deny a default judgment lies within 11 the court's discretion. Draper v. Coombs, 792 F.2d 915, 924–25 (9th Cir. 1986). 12 13 1. Jurisdiction 14 Before entering default judgment, the court must determine whether it has subject-matter 15 jurisdiction over the action and personal jurisdiction over the defendant. In re Tuli, 172 F.3d 707, 16 712 (9th Cir. 1999). 17 There is federal-question jurisdiction because plan fiduciaries can sue to enforce a plan’s terms 18 under 29 U.S.C. § 1132. Similarly, Section 185 of the Labor Management Relations Act, 29 19 U.S.C. § 141 et seq., authorizes suits to enforce the terms of collective bargaining agreements. 20 There is personal jurisdiction over the defendants, who are California employers in the district, 21 employers under both 29 U.S.C. § 1002 (5) and 29 U.S.C. § 152 (2), and entered into the 22 agreements. 23 24 2. Service 25 The court must also ensure the adequacy of service on the defendants. Timbuktu Educ. v. 26 Alkaraween Islamic Bookstore, No. C 06–03025 JSW, 2007 WL 1544790, at *2 (N.D. Cal. May 27 25, 2007). Service was adequate. 1 The plaintiffs served Defendant Mercoza by personal service on its registered Agent for 2 Process of Service on May 30, 2024, and a Proof of Service of Summons was filed with this Court 3 on September 6, 2024.9 After amending the complaint, the plaintiffs were unable to serve it on 4 Defendant Mercoza or Defendant Jason Duran Martinez. On August 6, 2024, the plaintiffs filed an 5 Ex Parte Application for an Order Allowing Substitute Service of Summons and Complaint on 6 Defendants.10 The Court denied the Application and directed the plaintiffs to take further efforts to 7 effectuate service.11 The plaintiffs were still unsuccessful and renewed their request on October 8 10, 2024.12 The Court authorized service via the California Secretary of State for Defendant 9 Mercoza and by publication for Defendant Jason Duran Martinez.13 10 Service on Defendant Mercoza via the California Secretary of State was effected October 29, 11 2024, and service on Defendant Jason A. Duran Martinez by publication was completed on 12 November 27, 2024.14 Default was entered on December 20, 2024.15 On January 14, 2025, the 13 defendants were served with the Clerk’s Notice of Entry of Default.16 On March 25, 2025, the 14 plaintiffs served the defendant via email with a copy of the motion for default judgment.17 15 16 3.

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Operating Engineers Health And Welfare Trust Fund v. Mercoza, Counsel Stack Legal Research, https://law.counselstack.com/opinion/operating-engineers-health-and-welfare-trust-fund-v-mercoza-cand-2025.