O'Neil v. Commonwealth

114 S.W.3d 860, 2003 WL 1392828
CourtCourt of Appeals of Kentucky
DecidedOctober 7, 2003
Docket2001-CA-001377-MR
StatusPublished
Cited by9 cases

This text of 114 S.W.3d 860 (O'Neil v. Commonwealth) is published on Counsel Stack Legal Research, covering Court of Appeals of Kentucky primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
O'Neil v. Commonwealth, 114 S.W.3d 860, 2003 WL 1392828 (Ky. Ct. App. 2003).

Opinion

OPINION

PAISLEY, Judge.

Kevin Dale O’Neil appeals from a judgment entered by the Jefferson Circuit Court convicting him of burglary in the second degree, possession of a handgun by a convicted felon, and being a persistent felony offender (PFO) in the second de *862 gree. Based upon the circumstances surrounding the entry of this judgment, we vacate appellant’s conviction and remand this matter for further proceedings.

On August 30, 2000, appellant illegally entered a private residence and removed various electronic items, a man’s Movada watch, and a 9-mm handgun. He later sold most of these items at a Louisville barbershop. As a result, appellant was indicted by the Jefferson County Grand Jury and charged with first degree burglary, possession of a handgun by a convicted felon, and being a persistent felony offender in the second degree.

During the litigation of this matter, appellant negotiated a plea agreement with the Commonwealth in which he agreed to plead guilty to an amended charge of second degree burglary and to possession of a handgun by a convicted felon. In exchange, the Commonwealth would recommend concurrent five-year sentences on each charge and support appellant’s release pending sentencing. The plea agreement further provided that, if appellant complied with the terms of the plea agreement and assisted authorities in retrieving the stolen property, the Commonwealth would recommend dismissal of the PFO charge at the time of sentencing. However, if appellant failed to cooperate or appear for sentencing, the Commonwealth would object to probation, and he would plead guilty to the PFO charge.

In accordance with the agreement, appellant pled guilty to the charges of second degree burglary and possession of a handgun by a convicted felon. The PFO charge was held in abeyance pending appellant’s sentencing hearing, and the Commonwealth explained to the court that it would recommend dismissal of that charge if appellant appeared at his sentencing hearing and complied with the other terms of the plea agreement. Appellant agreed with this interpretation, and the court accepted the guilty plea after determining that it was willfully, voluntarily, and freely entered by. appellant.

On the day of the sentencing hearing, appellant failed to appear. When he was finally brought before the court, he acknowledged that he had pled guilty to the charges of second degree burglary and possession of a handgun by a convicted felon. However, despite the plea agreement, he refused to plead guilty to the PFO, and he stated that he believed that charge had been dismissed. In addition, appellant argued that it was improper for the possession of a handgun by a convicted felon charge to be further enhanced by the PFO because he only had one prior felony conviction which could not serve as the basis for both the charge itself and the PFO. In response, the Commonwealth argued that the PFO charge had not been dismissed but had simply been held in abeyance, that appellant was obligated under the plea agreement to plead guilty to being a PFO because he failed to appear for sentencing, and that only the burglary sentence was being enhanced by the PFO charge.

At the conclusion of the sentencing hearing, the court entered a judgment against appellant convicting him of second degree burglary, possession of a handgun by a convicted felon, and being a PFO in the second degree. The trial court enhanced both the burglary and the handgun possession charges pursuant to the PFO conviction. Appellant was sentenced to ten years’ imprisonment on each underlying offense with service to be concurrent. This appeal followed.

On appeal, appellant presents two arguments for our review. First, he argues that the trial court erred by entering the PFO conviction because he neither *863 pled guilty to nor was found guilty of this charge. We agree.

In determining the validity of guilty pleas in criminal cases, the plea must represent a voluntary and intelligent choice among the alternative course of action open to the defendant. North Carolina v. Alford, 400 U.S. 25, 91 S.Ct. 160, 27 L.Ed.2d 162 (1970); Sparks v. Commonwealth, Ky.App., 721 S.W.2d 726 (1986).... Since pleading guilty involves the waiver of several constitutional rights, including the privilege against compulsory self-incrimination, the right to trial by jury, and the right to confront one’s accusers, a waiver of these rights cannot be presumed from a silent record. The court must question the accused to determine that he has a full understanding of what the plea connotes and of its consequences, and this determination should become part of the record. Boykin v. Alabama, 395 U.S. 238, 89 S.Ct. 1709, 1712, 23 L.Ed.2d 274 (1969); Sparks, supra.

Centers v. Commonwealth, Ky.App., 799 S.W.2d 51, 54 (1990). Upon appellant’s motion to plead guilty to burglary and handgun possession, the trial court held a hearing where it engaged in a thorough Boykin colloquy with appellant concerning these two charges. However, the record further reveals that at no time did the trial court ever engage in a similar discussion concerning the PFO. Instead, the court entered a guilty plea to this charge in spite of appellant’s refusal to do so himself.

The United States Supreme Court has made it abundantly clear that it is patently unjust for a court to sentence a defendant for a crime in which he has not been convicted. Apprendi v. New Jersey, 530 U.S. 466, 476-478, 120 S.Ct. 2348, 2355-2356, 147 L.Ed.2d 435, 447 (2000). By entering a judgment summarily convicting and sentencing appellant as a PFO, the trial court denied appellant the right to exercise “the full panoply of the relevant protections which due process guarantees in state criminal proceedings.” Specht v. Patterson, 386 U.S. 605, 609, 87 S.Ct. 1209, 1212, 18 L.Ed.2d 326, 330 (1967) (citation omitted). This was not only improper but also clearly unconstitutional.

Having determined that appellant was improperly convicted of being a PFO, we now address the remedy the trial court must provide upon remand. Appellant argues that the proper procedure in this matter is for the PFO conviction to be vacated and this matter remanded to the trial court with directions that a judgment be entered sentencing him to concurrent five-year sentences on the remaining charges. The Commonwealth counters by arguing that appellant breached a portion of the plea agreement by failing to return for sentencing, and he is therefore not entitled to enforce any of it. We agree with the Commonwealth.

Although Kentucky case law is scarce regarding this issue, we find recent federal decisions to be persuasive. In general, “[p]lea agreements are contracts, and we interpret them according to ordinary contract principles.” United States v. Ramunno,

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Cite This Page — Counsel Stack

Bluebook (online)
114 S.W.3d 860, 2003 WL 1392828, Counsel Stack Legal Research, https://law.counselstack.com/opinion/oneil-v-commonwealth-kyctapp-2003.