O'Neal v. Mississippi Board of Nursing

113 F.3d 62, 1997 U.S. App. LEXIS 12385, 1997 WL 245008
CourtCourt of Appeals for the Fifth Circuit
DecidedMay 29, 1997
Docket96-60389
StatusPublished
Cited by47 cases

This text of 113 F.3d 62 (O'Neal v. Mississippi Board of Nursing) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
O'Neal v. Mississippi Board of Nursing, 113 F.3d 62, 1997 U.S. App. LEXIS 12385, 1997 WL 245008 (5th Cir. 1997).

Opinion

REYNALDO G. GARZA, Circuit Judge:

Background

Plaintiffs, Irene Stone O’Neal and Linda Hughes, brought this § 1983 action against the Mississippi State Board of Nursing, its executive director, and the board members in their official and individual capacities, for allegedly violating their Fourteenth Amendment Due Process rights when their license to practice nursing was revoked following adjudicatory hearings. Each plaintiff’s license was rescinded for “falsifying, or in a repeatedly negligent manner making incorrect entries on records.” The Board’s decision was initially affirmed after an appeal to the Chancery Court, but later reversed by the Mississippi Court of Appeals on the grounds that there was no substantial evidence in the record of either case to establish that either plaintiff acted with fraudulent intent, carelessness, or inattentiveness. Plaintiffs subsequently sued defendants in federal court under § 1983 for alleged violations of their constitutional rights. They contended that these rights were violated when the Board initially revoked their licenses and by unreasonably delaying their reinstatement once the board’s decision was overturned.

Defendants’ moved for summary judgment asserting that any action against the Board or its Officials in their official capacities was barred by the doctrine set out by the Supreme Court in Will v. Michigan Dept. Of State Police, 491 U.S. 58, 109 S.Ct. 2304, 105 L.Ed.2d 45 (1989), and the Eleventh Amendment. Additionally, defendants’ claimed that the individual members of the Board, in their individual capacities, were entitled to absolute quasi-judicial immunity. In their response, plaintiff’s conceded that the action against the Board, as an entity, was barred by the Will doctrine. However, they claimed that they were entitled to proceed against “the Board’s officials and members in their individual capacities” under § 1983. 1 They contended that individual members of the Board, along with its Director, were only entitled to qualified immunity [not absolute immunity] and, thus, precluded from a judgment as a matter of law.

Judge Tom S. Lee, of the Southern District of Mississippi, found that the Board officials and members were entitled to absolute quasi-judicial immunity and accordingly granted defendants’ motion. In his Memorandum Opinion, Judge Lee observed that public officials were entitled to absolute quasi-judicial immunity when they engaged in acts that were adjudicatory in nature. R. 85. He also noted that the plaintiffs’ hearings took place in a context of procedural safeguards and that the Board decisions were subject to review. Id.

*65 Appellants timely filed their notice of appeal from this final judgment.

Discussion

The Supreme Court has recognized two kinds of immunity under a § 1983 daim: “qualified immunity” and “absolute immunity.” Under “qualified immunity,” government officials are not subject to liability for the performance of their discretionary actions unless their conduct violates clearly established statutory or constitutional rights which a reasonable person would have known. Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S.Ct. 2727, 2738, 73 L.Ed.2d 396 (1982). “Absolute immunity” denies a person whose federal rights have been violated by a government official any type of remedy, regardless of the conduct. As such the Supreme Court has been “quite sparing” in recognizing absolute immunity. Forrester v. White, 484 U.S. 219, 224, 108 S.Ct. 538, 542, 98 L.Ed.2d 555 (1988).

Although the Supreme Court has been rather conservative in its grants of absolute immunity, it has recognized that there are some officials whose duties require a full exemption from liability. Such officials include judges performing judicial acts within their jurisdiction, Bradley v. Fisher, 13 Wall. 335, 80 U.S. 335, 20 L.Ed. 646 (1871), prosecutors in the performance of their official functions, Yaselli v. Goff, 275 U.S. 503, 48 S.Ct. 155, 72 L.Ed. 395 (1927), and certain “quasi-judicial” agency officials who, irrespective of their title, perform functions essentially similar to those of judges or prosecutors, in a setting similar to that of a court. Butz v. Economou, 438 U.S. 478, 511-17, 98 S.Ct. 2894, 2913-16, 57 L.Ed.2d 895 (1978). Naturally, the defendants claim that they fall within this latter category, while the plaintiffs feel that their opposition’s reliance on Butz is misplaced.

Applying the Supreme Court’s jurisprudence, this court recently held that in order to determine whether a government official is absolutely immune from suit, the proper focus should not be the identity of the party claiming the immunity, but rather his “role in the context of the case.” Mays v. Sudderth, 97 F.3d 107, 110 (5th Cir.1996). In other words, immunity attaches to particular official functions, not to particular offices. Forrester, 484 U.S. at 229, 108 S.Ct. at 545 (1988). If the functions are of a judicial nature then we must weigh the costs and benefits of denying or affording absolute immunity. Mylett v. Mullican, 992 F.2d 1347, 1352 (5th Cir.1993). The following factors are characteristic of the judicial process and are variables to be considered in determining absolute as contrasted with qualified immunity:

1. the need to assure that the individual can perform his functions without harassment or intimidation;
2. the presence of safeguards that reduce the need for private damages actions as a means of controlling unconstitutional conduct;
3. insulation from political influence;
4. the importance of precedent;
5. the adversary nature of the process; and
6. the correctability of error on appeal.

Cleavinger v. Saxner, 474 U.S. 193, 202, 106 S.Ct. 496, 501, 88 L.Ed.2d 507 (1985) (citing Butz, 438 U.S. at 512, 98 S.Ct. at 2913-14). No one factor is controlling and the list of considerations is not intended to be exclusive. Mylett, 992 F.2d at 1352.

The nursing board undisputedly functions as an adjudicatory body in many situations, including the present case. 2 The *66 Board’s functions are judicial in nature and its members’ role comparable to that of a judge.

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Bluebook (online)
113 F.3d 62, 1997 U.S. App. LEXIS 12385, 1997 WL 245008, Counsel Stack Legal Research, https://law.counselstack.com/opinion/oneal-v-mississippi-board-of-nursing-ca5-1997.