IMPORTANT NOTICE NOT TO BE PUBLISHED OPINION
THIS OPINION IS DESIGNATED "NOT TO BE PUBLISHED." PURSUANT TO THE RULES OF CIVIL PROCEDURE PROMULGATED BY THE SUPREME COURT, CR 76.28(4)(C), THIS OPINION IS NOT TO BE PUBLISHED AND SHALL NOT BE CITED OR USED AS BINDING PRECEDENT IN, ANY OTHER CASE IN ANY COURT OF THIS STATE ; HOWEVER, UNPUBLISHED KENTUCKY APPELLATE DECISIONS, RENDERED AFTERJANUARY l, 2443, MAY BE CITED FOR CONSIDERATION BY THE COURT IF THERE IS NO PUBLISHED OPINION THAT WOULD ADEQUATELY ADDRESS THE ISSUE BEFORE THE COURT. OPINIONS CITED FOR CONSIDERATION BY THE COURT SHALL BE SET OUT AS AN UNPUBLISHED DECISION IN THE FILED DOCUMENT AND A COPY OF THE ENTIRE DECISION SHALL BE TENDERED ALONG WITH THE DOCUMENT TO THE COURT AND ALL PARTIES TO THE ACTION. RENDERED : JUNE 17, 2010 NOT TO BE PUBLISHED
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ONDRA LEON CLAY APPELLANT
ON APPEAL FROM FAYETTE CIRCUIT COURT V. HONORABLE PAMELA GOODWINE, JUDGE NO. 07-CR-00463
COMMONWEALTH OF KENTUCKY APPELLEE
MEMORANDUM OPINION OF THE COURT
AFFIRMING
Appellant, Ondra Leon Clay, was convicted of first degree rape and first
degree sodomy and sentenced to thirty years' imprisonment. Appellant appeals
his convictions as a matter of right . Ky. Const. § 110(2) (b) .
I. Background
In 1997, a man grabbed S.R. from behind while she was walking to work
and threatened to kill her if she tried to run away or to look at him. The man
pressed against her neck a cold hard object that she believed to be a gun. The
man penetrated S.R. from behind and then ordered her to turn around and get
on her knees . The man forced his penis into S .R.'s mouth and told her that if she bit him, he would kill her . He ejaculated inside her mouth. Afterwards, he
demanded that she leave, and she ran away.
S.R.'s father found her in the living room that morning, sobbing. It took
several minutes for him to understand that she was telling him that she had
been raped. Once he understood, her father put her in the car and drove her
around the neighborhood looking for the assailant . When they could not find
the man, S .R.'s father took her to the UK Medical Center Emergency Room .
S .R. told the staff that she only got a glimpse of her attacker and could not
identify him.
Dr. Michael Stava and Nurse Teresa Stevens treated S.R. in the
emergency room. She told Dr. Stava and Nurse Stevens that a man had
penetrated her both vaginally and in her month . She did not know if the man
ejaculated during the rape, but that he did ejaculate in her mouth and she had
been "spitting" since the attack. The doctor swabbed the vagina and the inside
of the mouth. They also swabbed suspected semen from S.R.'s thigh, collected
pubic hair combings, and plucked hair from her head. The suspected semen
was swabbed approximately one and a half hours after S.R.'s father found her
on the living room floor.
The police did not send material to the Kentucky State Police Lab for
testing, because the KSP lab (in 1997) did not routinely test for DNA if there
was no identified suspect for the crime. Therefore, the evidence collected
remained untested and the alleged rape and sodomy went unsolved for years . In 2005, the KSP lab received a federal grant to review evidence in "cold
cases." Under the grant, the KSP analyzed evidence for the presence of sperm
and, if present, would forward the evidence to Orchid Cellmark to extract the
DNA profile . In this case, semen was present on the vaginal swab and Orchid
Cellmark determined that there was DNA from an unknown male . 1 Orchid
Cellmark then sent the DNA profile to the KSP lab and it was entered into the
CODIS database . The lab got a "hit" on Appellant's DNA profile, which had
previously been entered into CODIS.3 The KSP lab then obtained a sample of
Appellant's DNA and compared the profile with that obtained from the vaginal
swab . Appellant's profile matched the evidence at all 13 loci.
Appellant admitted that he had intercourse with S .R. but claimed that it
was consensual . He denied her allegations regarding oral sex . Appellant was
tried on one count of rape and one count of sodomy which ended with a hung
jury.
In both the first and the second trials, the Commonwealth called Nurse
Stevens and Marcie Atkins as witnesses . Atkins was a Forensic Science
Specialist II with the Forensic Biology Department of the KSP who performs
1 The lab also extracted DNA from the vaginal swab and attributed it to a "minor contributor." Orchid Cellmark determined that S.R . could not be excluded as the minor contributor . 2 CODIS is an acronym for "Combined DNA Index System." 3 Appellant's DNA was in the database, because during the period between S .R.'s assault in 1997 and the "hit" on CODIS in 2005, Appellant was charged and convicted of the rape and murder of a young woman in Fayette County and sentenced to Life Without Parole for 25 Years. See Clay v. Commonwealth, 291 S.W.3d 210 (Ky. 2008) . Appellant was serving the life sentence (and the concurrent sentence for rape) at the time of the charge and conviction in the instant action . both serological and DNA testing for the agency. In both trials, Appellant
objected to the introduction of these witnesses' opinions, arguing that the
testimony was "speculative," and that the witnesses were not qualified to give
expert opinions . In the first trial, the court overruled Appellant's objections
stating that it would allow Stevens to "answer basic questions." In the second
trial, the court indicated that it would allow the testimony for the same reasons
as stated before. Stevens then proceeded to testify regarding biological
processes of the human mouth. Atkins answered questions regarding why, or
why not, semen may be detected on a swab from the mouth.
The second trial resulted in convictions on both the rape and sodomy
charges, and the jury recommended a twenty-year sentence for rape and a ten-
year sentence on the sodomy, to run consecutively. The Commonwealth
wanted Appellant's sentences to run consecutively with his life sentence while
Appellant argued that the sentences for rape and sodomy should not run
consecutive with his life sentence . The trial court was concerned that
Appellant might ultimately be sentenced to less than life as the previous
murder and rape convictions were still on appeal. Thus, the trial court
sentenced Appellant to 30 years for rape and sodomy to run consecutive with
his previously imposed sentence of Life Without Parole for 25 years (LWOP25)
for rape and murder. II. ANALYSIS
A. The Trial Court Did Not Err In Ordering That the Term of Years Sentence Run Consecutively with the Life Sentence
Appellant contends that the sentencing issue is "at least partially
preserved." At sentencing, Appellant argued that it was error to run the 30-
year sentence consecutive with the previously rendered life sentence . The
lower court told Appellant that it would "adjust" the sentence if Appellant could
point to current law supporting his position. The court gave Appellant the
opportunity to "brief" the sentencing issue, but nevertheless rendered the
sentence at that time. As Appellant failed to take advantage of the trial court's
invitation to file a brief, the Commonwealth suggests that the sentencing issue
was not preserved.4 We disagree . RCr 9 .22
The parties agree that the controlling statutes are KRS 532 . 110,
addressing multiple sentences, and KRS 532 .080, which deals with sentence
enhancements for a persistent felony offender. Together, these statutes limit
the time that aggregate indeterminate sentences may run - which is the time
that a PFO sentence may be imposed for the offense of conviction, or, at the
most, 70 years.
This Court initially held that the statutes did not prohibit a sentence for
a term of years from being run consecutively with a capital murder sentence,
4 Appellant relies on Yarnell v. Commonwealth, 833 S .W.2d 834 (Ky. 1992) and See v. Commonwealth, 746 S.W.2d 401 (Ky. 1988) in support of his argument that the trial court erred in running the term of years sentence with the previously imposed LWOP25 . see Rackley v. Commonwealth, 674 S .W.2d 512 (Ky. 1984), but later found that
a sentence for a number of years cannot run consecutive with a life sentence,
whether in a capital case or not. See Bedell v. Commonwealth, 870 S .W.2d
779, 783 (Ky. 1994) ; See also Mabe V. Commonwealth, 884 S .W.2d 668 (Ky.
1994) ; Wells v. Commonwealth, 892 S .W.2d 299 (Ky . 1995) .
The Commonwealth argues that the Bedell line of cases differ from the
instant action because, in the previous cases, the term of years sentence and
life sentence were imposed as a result of the same trial, whereas here,
Appellant's sentence of 30 years was ordered to run consecutively with a life
sentence imposed from a previous trial. The Commonwealth contends that we
recognized this distinction in Stewart v. Commonwealth, 153 S.W .3d 789, 792
(Ky. 2005) .
In Stewart, the defendant was convicted of rape and burglary and was
sentenced to a term of ten years in 1985, and was paroled in 1990 . While on
parole, Stewart committed first-degree robbery . He appeared on the parole
violation and was given a serve-out on the original sentence . Later, he was
convicted on the robbery charge as well as for being a persistent felony
offender. His enhanced sentence for those crimes was life in prison . Stewart
appeared before the parole board in 2001 . 5 153 S .W.3d at 791 .
Stewart argued that he had served his ten year sentence for rape by
2001 . Relying on Bidell and Mabe, the Court of Appeals found that Stewart's
5The dispositive issue of the case was whether the Parole Board had the authority to rescind its recommendation to grant parole to Stewart - not the calculation of multiple sentences. sentence for rape and the life sentence must run concurrently with one another
and thus rejected the argument that he had served out his ten year sentence
by 2001 . Id. at 792.
In Stewart, we rejected the lower court's decision to apply Bedell and its
progeny, finding that "[a]11 of those cases involved situations where the
defendant had been convicted at the same trial of crimes where one sentence
was for a term of years and the other for life."6 Id.
The Commonwealth argues that if we do not now follow Stewart, we will
adopt an "absurd application of law where a defendant's total sentence is
dependant solely on the order of conviction," and, in this case, will create a
potential "windfall" for Appellant. Appellant, on the other hand, opines that
Stewart does not apply here, as his life sentence was rendered before the term
of years sentence.
Yet, the applicable statutes do not differentiate between aggregate
sentences rendered in one action and "combining" one sentence from one trial
with a second sentence adjudged in a later, separate trial. In Stewart, this
Court held that running a life sentence rendered in one trial consecutive with a
6 We also note that, unlike Bedell and the other cases like it, Stewart had received a serve out date on the term of years sentence before he was sentenced to life. The Court reasoned that Stewart would not "start serving a life sentence until after he finished his the term of years ." Stewart, 153 S.W.3d at 792. term of years sentence previously rendered in a separate trial was appropriate.?
Id.
Appellant suggests that whether life and term of years sentences may
run consecutively is dictated by the order in which the sentences were rendered
- that is, if the life sentence is rendered in a separate trial before the term of
years sentences, as in this case, then Bedell must apply and the sentences
cannot run consecutive to each other, but if the life sentence is rendered in a
separate trial after a term of years sentence, then we may apply the logic of
Stewart. This is not the case . Stewart did not fashion a rule that is dependant
upon whether the life sentence was rendered in the first trial or the second
trial.
Read together, KRS 532 .110 and 532 .080 apply to sentences rendered in
the same action for separate offenses. Thus, it is improper to run a life
sentence consecutive with a sentence for a term of years because to do so
would be in direct contravention of KRS 532 .110(1)(c) . In this case, however,
we have an earlier existing life sentence that was properly ordered to run
concurrently with a term of years sentence for rape (from the same, earlier,
trial) and two term of years sentences rendered for the rape and sodomy
convictions in the present case . Therefore, the rule handed down in Bedell
does not apply in this instance. Thus, the judgment ordering Appellant's
7 This Court did not overrule Bedell and its progeny in Stewart. To the contrary, while we commented on factual distinctions, we cited Bedell, noting "it is true that it is improper to order a term of years sentence to run consecutively with a life sentence." Stewart, 153 S.W.3d at 792 . (emphasis added) . twenty-year sentence and ten year sentence for rape and sodomy to run
consecutively with each other and to the LWOP25 sentence for murder that
was rendered in a prior, separate case, is not error and is therefore upheld.
B. Allowing Testimony of Nurse Stevens and Marcie Atkins Was Not an Abuse of Discretion
A trial court's ruling as to the admissibility of evidence is reviewed under
an abuse of discretion standard . The test for abuse of discretion is whether the
trial judge's decision was arbitrary, unreasonable, unfair, or unsupported by
sound legal principles . Commonwealth v. English, 993 S .W.2d 941, 945 (Ky.
1999) . Appellant argues that the trial court abused its discretion when it failed
to conduct a Daubert hearing sua sponte, and failed to make a determination of
the testimony's reliability on the record .$ Appellant also asserts that the
court's decision to allow the testimony lacks "reasonable support in the
record ." Appellant's primary argument is that neither witness was qualified to
tell the jury how long semen would stay in the mouth or whether semen would
be "spit out" and thus dissipated within one hour and fifteen minutes . We
disagree.
The Commonwealth contends that the testimony at issue contained
"unremarkable facts" and suggests that the content was such that the court
could have taken "judicial notice" of the facts or opinions testified to. The
8 Appellant refers to the test, now commonly known as a Daubert hearing, set forth in the case of Daubert v . Merrell Dow Pharmaceuticals, Inc, 509 U .S. 579 (1993), which requires a trial court to test the relevance and reliability of expert testimony by applying various factors to the testimony offered . Commonwealth also asserts that the trial record was more than sufficient to
support the relevance and reliability of the testimony offered.
While Appellant's objections to the testimony of Stevens and Atkins were
sufficient to preserve this issue on appeal, Appellant did not specifically ask the
court to conduct a Daubert hearing. We are not inclined to find that a court
must conduct a formal Daubert hearing sua sponte each time that the
admissibility of expert testimony is challenged . See Mondie v. Commonwealth,
158 S.W.3d 203, 212 (Ky. 2005) ; Tharp v. Commonwealth, 40 S.W.3d 356, 368
(Ky. 2000) . A trial judge has wide latitude in investigating and determining
reliability of evidence, Dixon v. Commonwealth, 149 S.W .3d 426, 430 (Ky.
2004), and the record need only be "complete enough to measure the proffered
testimony against the proper standards of reliability and relevance ."
Commonwealth v. Christie, 98 S.W .3d 485, 488 (Ky. 2002).
While neither Stevens' nor Atkins' testimony addressed any complex
scientific theory or rule, it did edge just beyond that likely known by a
layperson and was therefore "expert" testimony.9 Thus, it is important to know
the content of the witnesses' testimony.
Stevens walked the jury through the administration of the rape kit. She
explained that they swabbed the mouth because S .R . "said that she was
assaulted in her mouth ." She very specifically described how they swabbed
S .R.'s thigh, mouth, and vagina, and how and why she plucked hairs from
9 Most people are not aware of the function of enzymes in the mouth, or that the mouth and rectum are harsh environments for semen. S .R .'s head . After she testified that she had been trained and educated about
the natural processes of the body, Stevens testified:
A. People are constantly making new saliva and secreting digestive enzymes to fight bacteria and germs in the mouth.
Q. What does a body do to get rid of it?
You swallow to get rid of it . t o
Q. If a person ejaculates into another's mouth and that person spits it out, and they come to the hospital, based on what you talked about, the saliva and the body's processes, would you always expect to find semen or some evidence of the ejaculate there in the mouth?
A.
The prosecution established that Stevens was qualified to discuss the
"processes of the body" insofar as she testified - that the mouth produces
saliva and enzymes. She was a registered nurse of 23 years. In his objection,
Appellant argued that this testimony was "outside of her expertise" because
she would not know "how long something should be there" (in the mouth) or
"whether someone's actions in spitting would affect anything."
However, Stevens did not opine as to how long semen might stay in the
mouth given the processes of the saliva and enzymes produced there, nor did
she discuss the effects of spitting on its retention. She said this is a process
inside of the mouth and agreed that given that process, in combination with
to Next, the prosecutor asked her if "people spit" and she answered "Yes." Although objected to, this is in no way "expert" testimony . the act of spitting, a nurse would not always expect to find semen in the
mouth . As the trial record supported these brief, somewhat innocuous,
opinions, Stevens' education, training, and experience were basis enough for
the trial court to admit this testimony.
As for Atkins, Appellant objected "[s]peculation," "no training specific to
this," when the prosecution asked:
Q. What may be reasons why here wouldn't be semen on oral swabs from the mouth?
A. Both oral and mouth cavities are harsh environments for semen. Sometimes we find sperm there, sometimes we don't.
Notably, Atkins' "opinion" on this subject lasted twenty-seven seconds. Before
that, she very carefully explained KSP's procedure for processing swabs as
evidence, how it reports DNA differently than Orchid Cellmark, and fully
explained her duties as a lab specialist . She testified that she had been a
specialist with the KSP crime lab for ten years, that she had a Bachelor of
Science Degree from UK, and that she had trained with the FBI at Quantico .
Given Atkins' training and experience, we hold that the trial judge did
not err by allowing this testimony. The judge said on the record that she would
allow the women to answer "basic questions," and that is what she allowed -
their answers being supported by their training, education and experience, all
of which were uncontested, and on the record. Thus, the trial court did not
abuse its discretion by allowing the testimony of Stevens and Atkins . III. CONCLUSION
Therefore, for the reasons stated above, Appellant's conviction for rape
and sodomy, and the judgment ordering his sentence, are affirmed.
All sitting. Minton, C .J . ; Abramson, Cunningham, Schroder, and Scott,
ii., concur. Noble, J ., concurs, in part, and dissents, in part by separate
opinion in which Venters, J ., joins.
NOBLE, J., CONCURRING, IN PART, AND DISSENTING, IN PART:
Respectfully, I dissent. A sentence to a term of years cannot be run
consecutively to a life sentence, even if the term of years results from a
subsequent conviction . The sentencing statute, KRS 532 .110(1)(c), clearly
states that "[ijn no event shall the aggregate of consecutive indeterminate terms
exceed seventy (70) years," (emphasis added), which would bar running a term
of years consecutive to a life sentence since a life sentence is presumed to be
longer than any term of years . That the sentence resulted from different trials
makes no difference, as KRS 532 .110(1) obviously contemplates that its rule
will apply to such scenarios when it refers to "a crime for which a previous
sentence of probation or conditional discharge has been revoked."
The majority is no doubt concerned that the inability to run such
additional sentences consecutively undermines the deterrent effect of the
conviction and is thus unlikely to prevent the commission of additional crimes.
This is incorrect for a number of reasons. First, an additional sentence does not affect parole eligibility. Under our
statutes, parole eligibility maxes out at twenty years. See Hughes v.
Commonwealth, 87 S .W.3d 850, 855-56 (Ky. 2002) .. Nor would it negatively
affect actual parole decisions. One might argue that the additional,
consecutive sentence would send a message to the parole board, but the
additional conviction itself would do just that.
Second, adding the term of years after the life sentence clearly does not
(and indeed cannot) affect service of the sentence because you can't serve
beyond the expiration of life. Nor can you serve out a life sentence, so there is
no chance that the additional term of years could be a buffer to protect against
premature release of a violent offender .
So what then is the point of running the sentences consecutively? There
is no merit in imposing a sentence that defies common sense (life plus a term
of years requires service from the grave), and nothing in our statutes can be
construed to allow it. I would vacate the sentence and order the subsequent
sentence to run concurrently with the previous life sentence .
Venters, J ., joins. COUNSEL FOR APPELLANT:
Susan Jackson Balliet Assistant Public Advocate Department of Public Advocacy 100 Fair Oaks Lane Suite 302 Frankfort, KY 40601
COUNSEL FOR APPELLEE:
Jack Conway Attorney General of Kentucky
James Coleman Shackelford Assistant Attorney General Office of the Attorney General Office of Criminal Appeals 1024 Capital Center Drive Frankfort, KY 40601-8204