O.M. v. State

595 So. 2d 514
CourtCourt of Criminal Appeals of Alabama
DecidedSeptember 20, 1991
DocketCR 90-573
StatusPublished
Cited by57 cases

This text of 595 So. 2d 514 (O.M. v. State) is published on Counsel Stack Legal Research, covering Court of Criminal Appeals of Alabama primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
O.M. v. State, 595 So. 2d 514 (Ala. Ct. App. 1991).

Opinion

BOWEN, Judge.

O.M. appeals from orders of the juvenile court transferring him to circuit court for prosecution as an adult for the crimes of arson and murder.

On the evening of May 12, 1988/the 16-year-old appellant, his 17-year-old uncle S.T., and his adult uncle Yul “Bobo” Guice, [516]*516were involved in a fight at a housing project in Gadsden. Their adversaries included Anthony “Scoop” Sharp, Sol Reynolds, and Benny Brown. The fight erupted after Brown made a disparaging remark about a woman who was the aunt of appellant and the sister of S.T. and Yul Guice.

The State’s theory of the case was that after the fight, the appellant and S.T. helped Guice seek revenge on Sharp, Reynolds, and Brown by pointing out to Guice the apartment occupied by their adversaries. Guice threw a firebomb into that apartment and 14-month-old Tamel Jackson died in the resulting fire.

The primary evidence linking the appellant to the crimes of arson and murder came from the statements of D.S., the co-defendant S.T., and the appellant.1 Neither D.S. nor S.T. testified at the transfer hearing. Their out-of-court statements were admitted in evidence over the appellant’s objection that, the statements were hearsay and that their admission denied him his rights of confrontation and cross-examination. In addition, the appellant’s statement was admitted over the objection that it violated Rule 11, Ala.R.Juv.P., and that it was involuntary. The juvenile court ruled that because a transfer proceeding was a probable cause hearing, hearsay was admissible and the appellant had no right of confrontation and cross-examination. The court found that the appellant’s statement was obtained in conformity with Rule 11 and that it was voluntary.

I

The appellant argues that the court erred by concluding that a juvenile does not have the right of confrontation and cross-examination at a transfer hearing.

A juvenile transfer proceeding is a “probable cause hearing” Brown v. State, 353 So.2d 1384, 1387 (Ala.1977); Gallagher v. State, 425 So.2d 1079, 1080 (Ala.1983), at which hearsay is admissible, Gulledge v. State, 419 So.2d 219, 220-21 (Ala.1982). Compare Rule 5.3(c), A.R.Cr.P. (Committee Comments) (“There is no constitutional requirement that hearsay evidence be excluded from a probable cause hearing,” citing Costello v. United States, 350 U.S. 359, 76 S.Ct. 406, 100 L.Ed. 397 (1956)).

However, the fact that hearsay is admissible at a transfer hearing does not resolve the appellant’s confrontation argument. The right of confrontation is not necessarily coextensive with the hearsay rule. Evidence admissible over a hearsay objection may be inadmissible because it violates the right of confrontation and cross-examination. See Grantham v. State, 580 So.2d 53 (Ala.Cr.App.1991) (wherein this court held that admission of toxicology report, admissible under public record exception to the hearsay rule, denied accused the right to confront and cross-examine toxicologist who did not testify).

“Similarly, in probation revocation cases, where hearsay evidence is admissible at the discretion of the trial judge whether or not it is within one of the recognized exceptions, this Court has held that hearsay cannot be the sole basis for the revocation of probation because such a practice denies the probationer his right to confront the witnesses against him. Mallette v. State, 572 So.2d 1316, 1317 (Ala.Cr.App.1990); Mitchell v. State, 462 So.2d 740, 741-42 (Ala.Cr.App.1984); Hill v. State, 350 So.2d 716, 718 (Ala.Cr.App.1977). See also Ex parte Belcher, 556 So.2d 366, 369 (Ala.1989).”

Grantham, 580 So.2d at 57. In California v. Green, 399 U.S. 149, 90 S.Ct. 1930, 26 L.Ed.2d 489 (1970), the United States Supreme Court observed:

“While it may readily be conceded that hearsay rules and the Confrontation Clause are generally designed to protect similar values, it is quite a different thing to suggest that the overlap is complete and that the Confrontation Clause is nothing more or less than a codification of the rules of hearsay and their exceptions as they existed historically at common law. Our decisions have never established such a congruence; indeed, we have more than once found a violation of confrontation values even though [517]*517the statements in issue were admitted under an arguably recognized hearsay exception.”

Green, 399 U.S. at 155-56, 90 S.Ct. at 1933-34.

Before 1985, the Alabama Supreme Court held that “constitutional questions concerning the admissibility of evidence ... may be relevant at a later proceeding [but] they are not appropriate in a transfer hearing.” Snow v. State, 423 So.2d 220, 222 (Ala.1982). See also Winstead v. State, 371 So.2d 418, 420 (Ala.1979). In 1985, however, the Court disavowed prior cases and ruled that “[t]o relax the strict rules of evidence for purposes of the transfer hearing, when its application is restricted to matters ordinarily governed by the rules of evidence, is one thing; but to carry its application to the extent of allowing the admission of an otherwise inadmissible statement ... is constitutionally impermissible.” Ex parte Whisenant, 466 So.2d 1006, 1008 (Ala.1985).

Since Whisenant, the Alabama Supreme Court has been especially protective of the rights of juveniles at transfer proceedings despite the fact that at those proceedings, “strict rules of evidence do not apply.” See Ex parte W.T.K., 586 So.2d 850 (Ala.1991). The Court has declared that “[i]t is particularly important to protect a juvenile’s constitutional rights at a transfer hearing. To transfer a juvenile and subject him to adult treatment without protecting his constitutional rights is impermissible.” Id. Our Supreme Court has reiterated the United States Supreme Court’s observation that “a transfer hearing is a ‘ “critically important” proceeding’ in juvenile criminal procedure. Kent v. United States, 383 U.S. 541, [560, 86 S.Ct. 1045, 1057, 16 L.Ed.2d 84] (1966). A transfer hearing ‘must measure up to the essentials of due process and fair treatment.’ Kent, 383 U.S. at 562[, 86 S.Ct. at 1057].” W.T.K., 586 So.2d at 851.

The Alabama Supreme Court has made it clear that evidence which could not be constitutionally admitted at a criminal trial should be excluded from a transfer hearing. Ex parte Whisenant, 466 So.2d at 1008 (statement of juvenile obtained without warning of rights under Rule 11, Ala. R.Juv.P.); Ex parte W.T.K., 586 So.2d at 852 (statement of juvenile obtained as the fruit of an unlawful arrest).

In the present case, the appellant cross-examined the witnesses who actually appeared in person and testified at the transfer hearing. Compare Gerstein v. Pugh, 420 U.S. 103, 123, 95 S.Ct. 854, 867, 43 L.Ed.2d 54 (1975) (wherein the Supreme Court noted that “Alabama allow[s] the suspect to confront and cross-examine prosecution witnesses at [a] preliminary hearing”); 2 W. LaFave & J. Israel, Criminal Procedure

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595 So. 2d 514, Counsel Stack Legal Research, https://law.counselstack.com/opinion/om-v-state-alacrimapp-1991.