Okin Adams & Kilmer, L.L.P. v. Joseph Hill

746 F.3d 211, 71 Collier Bankr. Cas. 2d 492, 2014 WL 1179331, 2014 U.S. App. LEXIS 5425, 59 Bankr. Ct. Dec. (CRR) 64
CourtCourt of Appeals for the Fifth Circuit
DecidedMarch 24, 2014
Docket13-20035
StatusPublished
Cited by7 cases

This text of 746 F.3d 211 (Okin Adams & Kilmer, L.L.P. v. Joseph Hill) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Okin Adams & Kilmer, L.L.P. v. Joseph Hill, 746 F.3d 211, 71 Collier Bankr. Cas. 2d 492, 2014 WL 1179331, 2014 U.S. App. LEXIS 5425, 59 Bankr. Ct. Dec. (CRR) 64 (5th Cir. 2014).

Opinions

JAMES E. GRAVES, JR., Circuit Judge:

This case arises from a dispute over attorney’s fees that were generated in an underlying bankruptcy case. Okin Adams & Kilmer L.L.P., (“OAK”) made a request for attorney’s fees in the bankruptcy court for the legal services it provided when representing debtors in Chapter 11 proceedings. The bankruptcy court awarded OAK only a portion of its overall attorney’s fees request. OAK appealed the bankruptcy court’s decision to the district court. OAK now seeks review of the district court’s order, which vacated in part and remanded the case back to the bankruptcy court. We need not reach the merits of this appeal because we find appellate-jurisdiction to be lacking under this Court’s well-established principle that a district court order is not final within the meaning of 28 U.S.C. § 158(d) when that order reverses an order of the bankruptcy court and remands the case for significant further proceedings on the very issue the parties seek to address on appeal. This appeal is therefore DISMISSED for lack of appellate jurisdiction.

FACTS AND PROCEDURAL HISTORY

This appeal arises out of a bankruptcy proceeding initiated on December 23, 2008, by Charles Cheatham, who filed for bankruptcy under Chapter 11 of the bankruptcy code on behalf of himself and several companies he owned, including Sterling Exploration & Production Co., LLC; Ya-zoo Pipeline Co., L.P.; and Matagorda Operating Company. (R. 3206). The bankruptcy cases were jointly administered, and the bankruptcy court entered an order authorizing OAK to represent the debtors effective January 9, 2009. (R. 3207). After the bankruptcy cases were filed, the [213]*213debtors incurred significant unauthorized administrative claims and failed to timely file their first few monthly operating reports with the bankruptcy court. (R. 3206-07). During this time, OAK was exploring the potential of selling an interest in the debtor companies or the companies’ assets with several entities, but the sales were never completed. (R. 3208-09). By early June 2009, the bankruptcy court became aware that the debtors’ unauthorized expenses had significantly exceeded the estimates in the budgets filed with and approved by the court. (R. 3209).

Finding that the debtors had failed to meet filing and reporting deadlines, had failed to comply with court orders, and were continuing to operate at a loss, the bankruptcy court ordered that the Yazoo and Sterling cases be converted to Chapter 7 on December 8, 2009, and the court converted Matagorda’s case to Chapter 7 on February 8, 2010. (R. 3212). Joseph M. Hill was appointed to serve as the Chapter 7 trustee in the debtors’ cases. (R. 3212).

On April 6, 2010, OAK filed an application in the bankruptcy court for fees and expenses incurred while serving as the debtors’ counsel in the Chapter 11 cases. (R. 3213). OAK requested $364,566.50 in fees and $8,881.55 in expenses for legal services it performed between January 9 and December 8, 2009. (R. 3213). OAK’s fee application divided its work into nine categories.1 (R. 3213). Following the rule in In re Pro-Snax,2 the bankruptcy court denied most of OAK’s attorney’s fees request, finding that only three categories of OAK’s services had actually resulted in an identifiable, tangible, and material benefit to the debtors’ estate.3 (R. 3217). The bankruptcy court issued its final order on May 20, 2010 awarding OAK $60,000 in fees and expenses. (R. 3217).

OAK appealed the bankruptcy court’s decision to the district court. (R. 3217). Upon appellate review, the district court issued its order on December 21, 2012, which affirmed in part, vacated in part, and remanded the case back to the bankruptcy court. (R. 3205-32). Specifically, the district court affirmed the bankruptcy court’s ruling that only three categories of OAK’s services were compensable under the Pro-Snax rule (R. 3206); vacated the award of $60,000 in fees and expenses because OAK had not identified how many hours it spent providing legal services for the three compensable categories of work (R. 3206); and (3) remanded the case to the bankruptcy court to determine a reasonable attorney’s fee award, after OAK submitted an additional fee request that complied with the district court’s order. (R. 3251). In its order remanding the case back to the bankruptcy court, the district court explained:

[214]*214The fee application OAK submitted included a summary of [ ] hours spent on professional services on the debtors’ behalf from January 9 to December 8, 2009. The summary divides the work into nine categories- These categories do not track or correspond to the three categories of legal services the bankruptcy court found compensa-ble.... The parties did not identify or provide any efficient way for the court to identify, how many hours OAK spent on these three categories of legal services. Because the record does not reveal the connection between the $60,000 awarded and the hours expended or the result obtained, the fee amount is reversed and this ease is remanded for the bankruptcy court to determine the reasonable fee, after OAK identifies the number of hours to be allocated to the three categories of compensable services.

(R. 3229-30). On January 18, 2013, OAK appealed the district court’s order to this Court, challenging the district court’s ruling on its attorney’s fees request. (R. 3234-36).

Upon initial review of the district court’s order and the parties’ briefs, we became concerned about the jurisdictional grounds for hearing this appeal. On October 16, 2013, we requested additional briefing from the parties on the question of whether this Court has jurisdiction to hear this appeal based on the district court’s remand order. After thorough consideration of the district court’s order, the parties’ supplemental briefs, and this Circuit’s precedent, we find that we lack jurisdiction to hear this appeal for the reasons set forth below.

STANDARD OF REVIEW

“We must always be sure of our appellate jurisdiction and, if there is doubt, we must address it, sua sponte if necessary.” Castaneda v. Falcon, 166 F.3d 799, 801 (5th Cir.1999) (citation omitted). Even if the parties do not challenge the appellate jurisdiction of this Court, ‘“we are obligated to examine the basis for our jurisdiction, sua sponte, if necessary.’ ” In re Chunn, 106 F.3d 1239, 1241 (5th Cir. 1997) (quoting Williams v. Chater, 87 F.3d 702, 704 (5th Cir.1996)). When reviewing bankruptcy cases on appeal, this Court has “held that when a district court sitting as a court of appeals in bankruptcy remands a case to the bankruptcy court for significant further proceedings, the remand order is not ‘final’ and therefore not appealable under § 158(d).” In re Nichols, 21 F.3d 690, 692 (5th Cir.1994).

DISCUSSION

This Court’s jurisdiction over appeals from cases arising in bankruptcy court extends to all “final judgments, orders and decrees” entered by the district courts. 28 U.S.C.

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746 F.3d 211, 71 Collier Bankr. Cas. 2d 492, 2014 WL 1179331, 2014 U.S. App. LEXIS 5425, 59 Bankr. Ct. Dec. (CRR) 64, Counsel Stack Legal Research, https://law.counselstack.com/opinion/okin-adams-kilmer-llp-v-joseph-hill-ca5-2014.