Oil, Chemical and Atomic Workers International Union, Local No. 4-16000 v. Ethyl Corporation

644 F.2d 1044, 107 L.R.R.M. (BNA) 2417, 1981 U.S. App. LEXIS 13414
CourtCourt of Appeals for the Fifth Circuit
DecidedMay 11, 1981
Docket79-3471
StatusPublished
Cited by26 cases

This text of 644 F.2d 1044 (Oil, Chemical and Atomic Workers International Union, Local No. 4-16000 v. Ethyl Corporation) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Oil, Chemical and Atomic Workers International Union, Local No. 4-16000 v. Ethyl Corporation, 644 F.2d 1044, 107 L.R.R.M. (BNA) 2417, 1981 U.S. App. LEXIS 13414 (5th Cir. 1981).

Opinion

GOLDBERG, Circuit Judge:

In its classic, the Steelworker’s trilogy, 1 the Supreme Court attempted to preclude future Trojan wars between the forces of union and management by elevating the process of arbitration to an Olympian level. When a union and management have contracted to resolve their disputes through arbitration, federal courts must respect the sanctity of the arbitration process and foster its operation. In such cases, the federal court’s role is limited to requiring a reluctant party to arbitrate disputes which are made subject to arbitration by the collective bargaining agreement, and to enforcing pri- or awards rendered by arbitrators while acting within their jurisdiction.

Both parties before us today agree that this Court must resolve the current dispute in the manner which most closely heeds the wisdom of the Steelworker’s trilogy. In fact, both parties warn that the entire message of the Supreme Court’s three part epic could be undermined if this Court takes even a slight misstep and, thus, that the very efficacy of arbitration as a means of resolving industrial strife is at stake in the present suit. However, in advising us on the proper course for our Odyssey today, each party identifies the route suggested by his opponent as the path of sure destruction, while noting that only the course it suggests can insure the preservation and advancement of arbitration as a means of settling labor disputes.

Fully aware of the crucial role played by arbitration in preserving industrial peace for the past two decades and of the equanimity introduced into the labor arena by the Steelworker’s trilogy, we have proceeded in our current voyage with great trepidation. We have closely analyzed both the currents which the union warned would dash the process of arbitration against precipitous rocks and the crossing tides which management claimed could only entrap arbitration in a swirling whirlpool of black water. We have charted out our own narrow course— somewhere between the union’s Scylla and management’s Charybdis — which we feel best fosters the process of labor arbitration and faithfully recks of the sagacity of the trilogy. This course requires that we reverse the district court’s entry of a summary judgment and remand for further proceedings.

1. THE TROJAN WAR: FACTUAL BACKGROUND 2

Defendant Ethyl Corporation (“Ethyl”) operates a plant in Pasadena, Texas for the production of petrochemical products. Plaintiff Oil, Chemical and Atomic Workers International Union, Local No. 4-16000 (“Union”) has been the collective bargaining agent since 1952 for most of the production and maintenance employees at Ethyl’s *1047 Pasadena plant. At all times relevant to this case, Ethyl and the Union have been parties to a collective bargaining agreement. Two provisions of this agreement are relevant to the current controversy. The first of these clauses provides that all disputes concerning the bargaining agreement shall be submitted to arbitration. The second important provision (“Article XI”) controls Ethyl’s use of supervisory and salaried employees in hourly-rated jobs. Article XI 3 basically prohibits the company from placing supervisors in hourly-rated jobs, except when such placements are necessary to preserve plant safety, provide instruction to the employees, or conduct research and development.

In 1970, amidst much conflict between Ethyl and the Union over the company’s use of supervisors in hourly-rated jobs, the Union resorted to the grievance and arbitration procedure in order to enforce Article XI’s prohibition. The specific case chosen for arbitration at that time concerned the use of a supervisor named Johansan in the railway area of the plant to perform work ordinarily performed by hourly-rated employees. Arbitrator White heard evidence and arguments from both Ethyl and the Union and, in 1973, issued an opinion finding the company in violation of Article XI. Having found this violation of the collective bargaining agreement, Arbitrator White ordered “that hereinafter [Ethyl] desist from violations such as that involved here.” Record at 18. (Emphasis added). In the “Award” Section of his opinion, Arbitrator White repeated his order the Ethyl “hereafter ... desist from like violations.” Id. (emphasis added).

Since the 1974 arbitration award, the Union has repeatedly filed grievances with Ethyl protesting the use of supervisors in hourly-rated positions. 4 The problems between the two parties reached a boiling point in July, 1979, when Ethyl informed the Union that it was going to put sixteen supervisors in the sodium section of the plant to perform hourly-rated work. Faced with protests from the Union, Ethyl acknowledged that this action would violate the collective bargaining agreement. Additionally, Ethyl did not deny that their actions would violate Arbitrator White’s award, nor did the company claim that any of the three exemptions delineated in Article XI applied to the contemplated use of supervisors in the sodium area. Upon observing company supervisors performing hourly-rated work in the sodium area, the Union filed this suit seeking enforcement of Arbitrator White’s 1973 award. 5

The district court below ruled that “[i]n an action to enforce an arbitrator’s award, a ‘strict factual identity’ must be shown by the plaintiff between the facts on which the arbitrator’s award was based and the circumstances relied on by the plaintiff to show the noncompliance complained of.” Id. at 63. Based solely on the evidence presented during the plaintiff’s case-in-chief, the district court ruled that no “strict factual identity” existed in the present suit. Therefore, the court dismissed the plaintiff’s suit 6 at the close of the plaintiff *1048 Union’s case. The Union now appeals from the trial court’s ruling.

II. SCYLLA AND CHARYBDIS

On appeal, both parties advance extremely compelling and impeccably logical arguments in support of diametrically opposed positions. Moreover, each side gloomily and sincerely portends the dire consequences which will befall this Court’s failure to arrive at the result advocated by that party.

A. The Union’s Scylla: Rendering A Prior Arbitration Award Meaningless

In 1970, the Union repeatedly complained to Ethyl about the company’s use of supervisors in various hourly-rated jobs. The specific case submitted to arbitration that year concerned supervisor Johansan’s having worked two eight hour shifts in a hourly-rated job in the railway area. The arbitration process took three years to complete and cost the Union several thousand dollars. By the time Arbitrator White’s 1973 opinion was issued, the two shifts that Johansan had spent in the railway area were, at most, a faded memory.

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644 F.2d 1044, 107 L.R.R.M. (BNA) 2417, 1981 U.S. App. LEXIS 13414, Counsel Stack Legal Research, https://law.counselstack.com/opinion/oil-chemical-and-atomic-workers-international-union-local-no-4-16000-v-ca5-1981.