Ohio Council 8 American Federation of State, County, & Municipal Employees v. Brunner

912 F. Supp. 2d 556, 2012 WL 6114571, 2012 U.S. Dist. LEXIS 174550
CourtDistrict Court, S.D. Ohio
DecidedDecember 10, 2012
DocketCase No. 1:10-cv-504
StatusPublished
Cited by4 cases

This text of 912 F. Supp. 2d 556 (Ohio Council 8 American Federation of State, County, & Municipal Employees v. Brunner) is published on Counsel Stack Legal Research, covering District Court, S.D. Ohio primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ohio Council 8 American Federation of State, County, & Municipal Employees v. Brunner, 912 F. Supp. 2d 556, 2012 WL 6114571, 2012 U.S. Dist. LEXIS 174550 (S.D. Ohio 2012).

Opinion

ORDER GRANTING IN PART AND DENYING IN PART DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT AND GRANTING IN PART AND DENYING IN PART PLAINTIFFS’ MOTION FOR SUMMARY JUDGMENT

SUSAN J. DLOTT, Chief Judge.

Plaintiffs claim that the Ohio Code of Judicial Conduct Rule that prohibits judicial candidates from personally soliciting campaign contributions except in writing or when speaking to groups of twenty or more individuals violates their rights under the First Amendment. Defendants1 move for summary judgment claiming that this restriction on a judicial candidate’s right to solicit campaign funds is narrowly tailored to advance a compelling state interest. Doe. 58. Plaintiffs filed a cross-motion for summary judgment on the claim. Doc. 83. For the following reasons, the Court GRANTS IN PART AND DENIES IN PART Defendants’ Motion and GRANTS IN 'PART AND DENIES IN PART Plaintiffs’ Motion. The rule is constitutional on its face, but because it does not advance the State’s compelling interests when applied to prohibit judicial candidates from personally soliciting campaign contributions from their immediate family members, the Court will enjoin application of the Rule in that narrow context.

1. BACKGROUND

Judges are elected in Ohio. Plaintiffs — a statewide labor organization, three Ohio judicial candidates, and the Ohio Democratic Party — challenge two aspects of Ohio’s judicial election system in this case. First, they challenge the Ohio statute that requires judicial candidates to run in partisan primaries but then requires that the judicial candidates’ names appear without a party designation on a nonpartisan section of the general election ballot. Second, they challenge the section of the Ohio Code of Judicial Conduct (“Judicial Code”) that prohibits judicial candidates from one-on-one, personal solicitation of campaign contributions and personal receipt of campaign contributions. The present motions, and hence this Order, concern only this second issue — Plaintiffs’ challenge to Rule 4.4(A) of the Judicial Code.2

The Judicial Code consists of four canons, numbered rules under each canon, and comments that follow and explain each rule. Judicial Code, Scope ¶ 1. A judge may be disciplined only for violating a rule; the canons are intended to provide guidance in interpreting the rules. Id. ¶ 2. Canon 4 pertains to a judicial candidate’s campaign activity and provides, “[a] judge [559]*559or judicial candidate shall not engage in political or campaign activity that is inconsistent with the independence, integrity, or impartiality of the judiciary.” Rule 4.4, “Campaign Solicitations and Contributions,” includes numerous subparagraphs that set forth specific rules a judicial candidate and his/her campaign committee must follow. The subparagraph Plaintiffs challenge in this case, Rule 4.4(A), provides as follows:

A judicial candidate shall not personally solicit campaign contributions, except as expressly authorized in this division, and shall not personally receive campaign contributions. A judicial candidate may establish a campaign committee to manage and conduct a campaign for the candidate, subject to the provisions of this Code. The judicial candidate is responsible for ensuring that his or her campaign committee complies with applicable provisions of this Code and other applicable law. A judicial candidate may solicit campaign contributions in the following manner:
(1) A judicial candidate may make a general request for campaign contributions when speaking to an audience of twenty or more individuals;
(2) A judicial candidate may sign letters soliciting campaign contributions if the letters are for distribution by the judicial candidate’s campaign committee and the letters direct contributions to be sent to the campaign committee and not to the judicial candidate.

Id. (emphasis in original).

Judicial Code Rule 4.4(A) was not as above when Plaintiffs initiated this action on July 28, 2010. At that time, the solicitation rule completely banned a judicial candidate from personally soliciting campaign contributions: “A judicial candidate shall not personally solicit or receive campaign contributions.” Former Ohio Jud. Cond. Rule 4.4(A). Plaintiffs filed the lawsuit because on July 13, 2010, the Sixth Circuit Court of Appeals struck down a similar solicitation ban in Kentucky. Carey v. Wolnitzek, 614 F.3d 189, 204 (6th Cir.2010). Plaintiffs asked this Court to apply the reasoning of Carey to Ohio’s ban on personal solicitation and enjoin enforcement of former Rule 4.4(A).

Before the Court held the hearing on Plaintiffs’ motion for a preliminary injunction, the Ohio Supreme Court amended the solicitation rule, changing it from a total ban on personal solicitation to the more limited ban set forth above.3 As amended, the Rule now permits judicial candidates to request campaign contributions when speaking to an audience of twenty or more individuals and to sign letters soliciting campaign contributions if the letters are distributed by the candidate’s campaign committee and direct contributions to be sent to the committee. However, in all other circumstances, judicial candidates “shall not personally solicit campaign contributions.” Judicial Code Rule 4.4(A). [560]*560The amendments took effect on August 12, 2010.

At the hearing on Plaintiffs’ motion for a preliminary injunction on August 13, 2010, Plaintiffs’ counsel argued that, even as revised, Rule 4.4(A)’s limitations on solicitation unconstitutionally restricted Plaintiffs’ First Amendment rights. Plaintiffs Common Pleas Judges Nadine Allen and Peter J. Corrigan and judicial candidate Martha Good testified at the hearing.4 Judge Allen testified that she would like to personally solicit campaign contributions from family members and close Mends who would not come before her in court, but that Rule 4.4(A) prohibits her from doing so. Doc. 45 at 48. Judge Allen said that she would never solicit lawyers because she would not “want it to look like justice is for sale.” Id. at 63. Judge Corrigan testified that he would like to shake people’s hands and ask for their support but is prohibited by the Rule from doing so. Id. at 82. Judge Corrigan explained his preference for one-on-one solicitation of campaign contributions as opposed to solicitation to a large group, saying that personal interaction is important so that a voter can have “a connection with the candidate” and be able to “voice that support financially.” Id. at 83. Because of the restriction on one-on-one solicitation, Judge Corrigan is hesitant to pass out literature that directs someone to a web site that solicits a contribution. Id. at 85.

Following the hearing, this Court issued an order denying Plaintiffs’ motion for a preliminary injunction. The Court concluded that Plaintiffs had not established a likelihood of success on the merits of their claim that Ohio’s ban on one-on-one solicitation was facially unconstitutional under Carey and had not demonstrated a likelihood of irreparable harm if the Court did not enjoin enforcement of Judicial Conduct Rule 4.4(A). The Court further found that the balance of equities tipped in favor of maintaining the status quo. Doc. 49. A discovery period commenced, but the parties did not conduct any discovery.

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Cite This Page — Counsel Stack

Bluebook (online)
912 F. Supp. 2d 556, 2012 WL 6114571, 2012 U.S. Dist. LEXIS 174550, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ohio-council-8-american-federation-of-state-county-municipal-employees-ohsd-2012.