Office of Disciplinary Counsel v. Weaver

74 Pa. D. & C.4th 439, 2005 Pa. LEXIS 3306
CourtSupreme Court of Pennsylvania
DecidedMarch 4, 2005
Docketno. 56 D.B. 2004
StatusPublished

This text of 74 Pa. D. & C.4th 439 (Office of Disciplinary Counsel v. Weaver) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Office of Disciplinary Counsel v. Weaver, 74 Pa. D. & C.4th 439, 2005 Pa. LEXIS 3306 (Pa. 2005).

Opinion

To the Honorable Chief Justice and Justices of the Supreme Court of Pennsylvania:

NORDENBERG, Member,

Pursuant to Rule 208(d) (2)(iii) of the Pennsylvania Rules of Disciplinary Enforcement, the Disciplinary Board of the Supreme Court of Pennsylvania herewith submits its findings and recommendations to your honorable court with respect to the above-captioned petition for discipline.

I. HISTORY OF PROCEEDINGS

On April 8,2004, Office of Disciplinary Counsel filed a petition for discipline against respondent, Carol J. Weaver. The petition charged respondent with misappropriation and commingling of entrusted funds. Respondent did not file an answer to petition.

A disciplinary hearing was held on September 9,2004, before Hearing Committee 2.10 comprised of Chair Anna M. Durbin, Esquire, and Members Karen J. Schular, Esquire, and Raymond Peppelman Jr., Esquire. Respondent did not appear for the hearing.

The committee filed a report on December 6, 2004, finding that respondent violated the Rules of Professional Conduct as charged in the petition for discipline, and [441]*441recommending that respondent be suspended from the practice of law for a period of one year and one day.

No briefs on exceptions were filed by the parties.

This matter was adjudicated by the Disciplinary Board at the meeting of January 19, 2005.

II. FINDINGS OF FACT

The board makes the following findings of fact:

(1) Petitioner, whose principal office is situated at Suite 1400, 200 North Third Street, Harrisburg, PA 17101, is invested, pursuant to Rule 207 of the Pennsylvania Rules of Disciplinary Enforcement, with the power and duty to investigate all matters involving alleged misconduct of an attorney admitted to practice law in the Commonwealth of Pennsylvania and to prosecute all disciplinary proceedings brought in accordance with the various provisions of the aforesaid rules.
(2) Respondent, Carol J. Weaver, was bom in 1956 and was admitted to practice law in the Commonwealth of Pennsylvania in 1983. She maintains her office at 644 Walnut Street, Easton, PA 18042, and also resides at that address.
(3) Respondent is subject to the jurisdiction of the Disciplinary Board of the Supreme Court of Pennsylvania.
(4) Respondent has a prior history of discipline consisting of two informal admonitions administered in 1999.
(5) During the time period in question, respondent maintained an IOLTA Trust Account at First Union Na[442]*442tional Bank, titled Carol J. Weaver, Attomey-at-Law, attorney trust account.
(6) On April 6, 1998, respondent received $30,000 from Robert J. Szeman.
(7) Respondent deposited Mr. Szeman’s monies into her escrow account and agreed to hold those monies in trust on behalf of Mr. Szeman.
(8) By letters dated June 4, 2002, and June 11, 2002, Mr. Szeman requested respondent to provide him with the entire balance of the monies that respondent was holding in her escrow account, minus any legal fees.
(9) On June 25,2002, respondent provided Mr. Szeman with a handwritten document that respondent signed and endorsed.
(10) Respondent’s document represented that there were no legal fees as of June 25, 2002, and the balance in her escrow account as of June 25,2002, was $20,000.
(11) By letter dated July 3,2002, Mr. Szeman requested respondent to provide him with a check for the balance of his monies and the packages of his confidential papers he had provided to respondent.
(12) Respondent provided Mr. Szeman with a letter dated July 9,2002, which stated that “As I told you, and you agreed to, I will look to a solution of this request. When I find one, I will be in touch.”
(13) By letter dated July 10, 2002, Mr. Szeman requested respondent to set up an appointment for him to [443]*443pick up the $30,000 cash, or an amount of cash close to $30,000.
(14) Mr. Szeman mailed a copy of the July 10, 2002 letter to respondent on the following dates: July 18, July 29, August 7, August 14, August 26, September 4, September 17, October 10, October 21, December 6, 2002, and January 11, January 20, January 28, February 10 and February 23, 2003.
(15) Respondent has not responded in any manner to Mr. Szeman’s letters.
(16) By letter dated March 23,2003, sent by certified mail, return receipt requested, Mr. Szeman requested respondent to provide him with his $20,000 being held in respondent’s escrow account, and his two packages of documents he sent to respondent on April 7, 1999 and December 4, 2001.
(17) Respondent has not responded in any manner to Mr. Szeman’s letter of March 23,2003.
(18) The last contact respondent had with Mr. Szeman was the letter dated July 9, 2002 that respondent provided to Mr. Szeman.
(19) To date, respondent has ignored Mr. Szeman’s request for delivering the funds he is entitled to receive.
(20) To date, respondent has not provided a full accounting to Mr. Szeman of the funds that she is holding on Mr. Szeman’s behalf.
(21) At various times from at least December 31,1997 to the present, respondent was required to maintain funds inviolate on behalf of the following clients or third par[444]*444ties: Robyn Fatebene, E. Frantz Estate, Walter Pomroy, Robert Szeman and Sal Gillen Jr., Trust.
(22) At various times and in various amounts, respondent’s escrow account balance was below the aggregate amount respondent was required to maintain on behalf of her clients or third parties. (See exhibit “A”.)
(23) Respondent issued checks from her escrow account, payable to herself, at a time when the actual balances in her escrow account were below the balances she was required to maintain on behalf of her clients or third parties. (See exhibit “B”.)
(24) Respondent withdrew and expended funds from her escrow account for her personal benefit when the actual balance in the escrow account was below the balance she was required to maintain on behalf of her clients or third parties. (See exhibit “C”.)
(25) On the following dates respondent’s escrow account was assessed fees by her bank for unavailable funds/overdraft charge: July 2,2001, July 26,2001, July 27, 2001, August 1, 2001, August 3, 2001, and August 10, 2001.
(26) OnNovember 19,2001, respondent’s bank closed her escrow account on the basis that it was overdrawn.
(27) Respondent was served with the petition for discipline by regular and certified mail on April 13, 2004. The certified mailing was returned as “unclaimed” and the regular mail was not returned.

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74 Pa. D. & C.4th 439, 2005 Pa. LEXIS 3306, Counsel Stack Legal Research, https://law.counselstack.com/opinion/office-of-disciplinary-counsel-v-weaver-pa-2005.