Office of Consumer Col. v. the Ct. Dpuc, No. Cv 99 0497238s (Sep. 21, 2001)

2001 Conn. Super. Ct. 13309
CourtConnecticut Superior Court
DecidedSeptember 21, 2001
DocketNos. CV 99 0497238S, CV 99 0498854S
StatusUnpublished

This text of 2001 Conn. Super. Ct. 13309 (Office of Consumer Col. v. the Ct. Dpuc, No. Cv 99 0497238s (Sep. 21, 2001)) is published on Counsel Stack Legal Research, covering Connecticut Superior Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Office of Consumer Col. v. the Ct. Dpuc, No. Cv 99 0497238s (Sep. 21, 2001), 2001 Conn. Super. Ct. 13309 (Colo. Ct. App. 2001).

Opinion

[EDITOR'S NOTE: This case is unpublished as indicated by the issuing court.]

MEMORANDUM OF DECISION
The plaintiff, Office of Consumer Counsel, seeks review of portions of two decisions rendered by the defendant, Department of Public Utility Control ("DPUC"), in its Docket No. 99-03-36, "DPUC Determination of the Connecticut Light and Power Company's Standard Offer." The court consolidated the above captioned appeals taken by OCC.

In 1998, the General Assembly enacted Public Act 1998, No. 98-28, "An Act Concerning Electric Restructuring", codified as General Statutes 16-244 et seq., seeking to shift the electric industry in Connecticut from the status of a regulated monopoly to open market competition. Under General Statutes § 16-244c(a)(1), Connecticut Light and Power Company ("CLP") is required to make an offering available to its customers beginning on January 1, 2000, called "the standard offer." It is to terminate on December 31, 2003 unless extended by legislative action. Under subsection (a)(2) of General Statutes § 16-244c, the standard offer is to be at least ten percent less than the rates in effect at the end of 1996. CT Page 13310

General Statutes § 16-244c(a)(2) also requires the DPUC to establish the standard offer as a contested case. Pursuant to the statute, CLP filed an application dated April 30, 1999, requesting the DPUC's approval of its proposed standard offer service and related rate components. After hearings and other proceedings, the DPUC issued an interim decision dated July 7, 1999. (Return of Record ("ROR"), Item XII-1, Interim Decision dated July 7, 1999 ("Interim Decision").)

The interim decision approved CLP's proposal to procure generation to serve standard offer customers fifty percent from competitive bidding and fifty percent from its affiliate Select Energy. It also addressed such issues as setting the Select Energy portion at the weighted average competitive bidding price, the need to have a percentage of energy generated from renewable sources, and ways to minimize any unfair advantage to Select Energy in the standard offer bid process. (ROR, Item XII-1, Interim Decision, p. 1.)

After further hearings, the DPUC announced its October 1, 1999 decision. (ROR, Item XII-2, Decision dated October 1, 1999, ("Decision").) The decision was described as setting the "framework" and the "parameters" for standard offer rates. (ROR, Item XII-2, Decision dated October 1, 1999, p. 97.) It discussed the seven components of the standard offer, including the competitive transition assessment ("CTA") that relates to an allowance to CLP for past nuclear investments. (ROR, Item XII-2, Decision, pp. 1-2.) Included in the decision was a section analyzing the interim nuclear capital recovery mechanism ("INCRM"), and an order requiring the filing of further cost data was entered in accordance with the discussion on this topic. (ROR, Item XII-2, Decision, p. 98.) The decision contemplated further refinement once this order was satisfied. (ROR, Item XII-2, Decision, p. 97.)

There were further hearings held after the issuance of the October decision. A supplemental decision dated December 15, 1999 was issued. (Supplemental Return of Record ("Supp. ROR"), Item VIII-1, Supplemental Decision dated December 15, 1999, ("Supplemental Decision").) The supplemental decision approved the CTA and made a modification of the INCRM in light of materials filed subsequent to the October decision. It did not change the methodology set forth in its October ruling, however. It also confirmed both Select Energy and the winning bidders, NRG Power Marketing, Duke Energy Trading and Marketing Northeast L.L.C., as each sharing half of the supply of energy for standard offer customers. (Supp. ROR, Item VIII-1, Supplemental Decision, p. 1.)

In response to a December 29, 1999 petition for reconsideration filed by CLP, relating to the calculation of recovery of nuclear capital additions, the DPUC reopened the standard offer docket to reconsider CT Page 13311 treatment of the post June 30, 1997 nuclear capital additions. On April 5, 2000, the DPUC issued a decision modifying the October and December decisions. (Supplement to the Certification of Record Docket No. 99-03-36RE01, Item IV-1, Decision dated April 5, 2000.)

The OCC has appealed from the decisions of July 7, 1999 and October 1, 1999.1 CLP raises a subject-matter jurisdictional issue in these appeals, claiming that the OCC has not appealed from a final decision. Pursuant to the Uniform Administrative Procedure Act ("UAPA"), General Statutes § 4-183 (a): "A person who has exhausted all administrative remedies available within the agency and who is aggrieved by a finaldecision may appeal to the Superior Court as provided in this section." (Emphasis added.) CLP contends that the July 7, 1999 decision is an "interim decision" and was rendered before the auction was held or further hearings were held to determine the standard offer.2 CLP also claims that the October 1, 1999 decision is not final because the decision did not complete the terms of the standard offer and in December 1999 and April 2000 revisions were made to the October 1, 1999 decision.

The court does not believe controlling what the DPUC called the decision — here the July 7, 1999 decision is called "interim" — or whether the words "interim" or "final" are used in the decision. In addition, a DPUC docket might have more than one final decision. Sections 4-181 a(b) and 16-9 of the General Statutes both contemplate that on changed conditions, the DPUC might issue another final decision after a first final decision has been issued.

What is a final decision depends on three factors: (1) does judicial review effect the orderly process of adjudication of the case; (2) do legal consequences flow from the decision; and (3) did the agency intend to issue a final decision? State v. State Employees' Review Board,231 Conn. 391, 402 (1994); see also Connecticut Bank Trust Co. v.CHRO, 202 Conn. 150, 155 (1987) ("The doctrines of finality and exhaustion of administrative remedies are designed to prevent piecemeal appeals of a litigant's claims before an administrative agency. . . .") (Citations omitted; internal quotation marks omitted.)

While CLP argues that Connecticut Natural Gas Corporation v. DPUC,1 Conn. App. 1 (1983) should affect the outcome of the issue of finality, the legislature through its 1988 amendments to the UAPA altered the precedential value of this case. it is now possible, for example, to have a final decision on certain issues that must be appealed at once and other issues subject to reconsideration and a later appeal. See SouthernNew England Telephone Company v. Dept. of Public Utility Control, Superior Court, judicial district of New Britain, Docket No. 502770 (January 3, 2001, Cohn, J.). CT Page 13312

Here, the OCC raises four issues arising out of the July 7, 1999 interim decision and one3 from the October 1, 1999 decision.

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Bluebook (online)
2001 Conn. Super. Ct. 13309, Counsel Stack Legal Research, https://law.counselstack.com/opinion/office-of-consumer-col-v-the-ct-dpuc-no-cv-99-0497238s-sep-21-2001-connsuperct-2001.