Oaks v. District Court of State of RI

631 F. Supp. 538, 1986 U.S. Dist. LEXIS 27371
CourtDistrict Court, D. Rhode Island
DecidedApril 1, 1986
DocketCiv. A. 83-0190-S
StatusPublished
Cited by7 cases

This text of 631 F. Supp. 538 (Oaks v. District Court of State of RI) is published on Counsel Stack Legal Research, covering District Court, D. Rhode Island primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Oaks v. District Court of State of RI, 631 F. Supp. 538, 1986 U.S. Dist. LEXIS 27371 (D.R.I. 1986).

Opinion

OPINION AND ORDER

SELYA, District Judge.

This civil action was filed in this court on March 21, 1986. The plaintiff was granted leave to proceed in forma pauperis. At issue is the constitutionality of R.I.G.L. § 9-12-12 (quoted post n. 3), a state statute which necessitates the posting of an appeal bond in an action for possession of tenements let. (The state statutory scheme is described post Part II.) The court turns without further ado to the stip *541 ulated facts and to the travel of this peregrine litigation.

I.

Plaintiff Yvette Oaks (Oaks) and her two minor children are tenants at 277 Main Street in the Fiskeville section of Cranston, Rhode Island. Oaks is admittedly a person of insubstantial means: her gross income is $500.00 monthly, which she receives under the federal Aid to Families with Dependent Children Program. Defendant Steven Van Eyk (Van Eyk) is the plaintiffs landlord. Van Eyk took title to the subject real estate on June 3, 1985. When he did so, he “inherited” Oaks as a tenant.

There is a written lease. The agreement provides for a monthly rent of $220. The tenant pays for all utilities (except water). The length of the tenancy remains in dispute (Van Eyk asserts that it runs from month to month, the plaintiff claims that she is entitled to a longer tenure). This issue is beside the point: the litigation between the parties in the state courts will ultimately resolve the terms and duration of the tenancy and the rights and obligations of the parties vis-a-vis the subject real estate. Such questions are not cognizable in this federal court proceeding. Atlantic Coast Line Railroad Co. v. Brotherhood of Locomotive Engineers, 398 U.S. 281, 286, 90 S.Ct. 1739, 1742, 26 L.Ed.2d 234 (1970); Rooker v. Fidelity Trust Co., 263 U.S. 413, 415-16, 44 S.Ct. 149, 150, 68 L.Ed. 362 (1923).

Van Eyk, whatever may have been his reason, served Oaks with a notice to quit on December 5, 1985. Finding his impoverished tenant unwilling to vacate the premises, Van Eyk resorted to the judicial process. He commenced an eviction action in the Rhode Island District Court (Eighth Division) (Van Eyk v. Oaks, C.A. No. 86-22). At trial in the Eighth District Court, Judge Chaharyn rejected Oaks’s merits defense and granted Van Eyk the relief which he sought (possession and a few days’ back rent). A judgment to that effect was entered on March 19, 1986.

Oaks desired to prosecute an appeal of this ruling to the state superior court. In order to facilitate this course of action, she moved the district court for, and was granted, a waiver of the filing fee. Coincidentally, she moved that the statutory appeal bond, see R.I.G.L. § 9-12-12, consist solely of a requirement that she remain current in her rent payments. That motion was summarily denied and the court set the bond at $2000. Oaks was financially unable to meet the state district court’s bond requirement.

The plaintiff, threatened by the prospect of an immediate execution of the state district court judgment against her, turned to a federal forum. (Under R.I.G.L. § 9-12-12, the appeal bond must be filed with the court or no notice of appeal will be processed; absent a valid appeal, the eviction judgment will become final; and, unless an appeal stays its effect, the lessor may execute upon the district court judgment.) An emergency hearing was held on March 21, 1986. This court, in order to preserve the status quo, entered a limited restraining order (i) requiring that rent be paid on a current basis, (ii) enjoining Van Eyk from executing upon the state district court judgment, and (iii) mandating that the clerk of the state district court take no action either to reject or to process plaintiff’s notice of appeal pending the entry of a further (federal) order. This court announced its intention to schedule a hearing on preliminary injunction within one week.

The need for such a session was, however, averted. The parties stipulated to the critical facts, acquiesced in the merger of preliminary injunction with merits adjudication, see Fed.R.Civ.P. 65(a)(2), and waived their rights to present further evidence or arguments. The complete state court docket was made part of the instant record. The court invited the filing of briefs on or before the close of business on March 25 (later extended to March 26) and determined that priority attention should be given to the rendition of a decision.

*542 II.

The district court is the first tier of the ■state’s trial court system and sits in eight divisions throughout the state. R.I.G.L. § 8-2-2. The tribunal is not a court of record and no jury trials are available. An appeal, in the nature of a trial de novo, is provided to the parties in the state superior court, as long as certain litigation costs are prepaid by the appellant. R.I.G.L. § 9-12-10. 1 A procedure exists to claim a jury trial in the superior court proceedings. R.I.R.Civ.P. 38.

The district court possesses exclusive jurisdiction over trespass and ejectment actions. R.I.G.L. § 8-8-3(a)(2). 2 Any defendant who desires to appeal the judgment in such an action must pay the aforementioned litigation costs required by R.I. G.L. § 9-10-10, and must also post bond “to pay all monies due, or which may become due pending the action under the tenancy, and such damages and costs as may be awarded against him____” R.I.G.L. § 9-12-12. 3 The amount of the bond is fixed by the district court on a case-by-case basis. The state district judge is not at liberty to waive the bond requirement. Jones v. Aciz, 109 R.I. 612, 289 A.2d 44, 52 (1972), appeal dismissed sub nom, Phillips v. Housing Authority of the City of Providence, 409 U.S. 1094, 93 S.Ct. 704, 34 L.Ed.2d 678 (1973) (upholding constitutionality of § 9-12-12). See also Walka v. Bestwick, 115 R.I. 38, 340 A.2d 115, 117 (1975) (language of § 9-12-12 “clear and unambiguous”). Cf. Raptakis v. Chase, 120 R.I. 1009, 392 A.2d 932 (1978) (dismissing appeal for failure to post bond). Section 9-12-12 is, in one sense, in aid of other statutory provisions which command that a tenant who continues in occupancy during the pendency of an appeal pay the rent as it becomes due. See R.I.G.L. §§ 34-20-7, 34-20-8. Failure to do so entitles the landlord to judgment and execution. Bove v. Kates Properties, Inc., 444 A.2d 193, 195 (R.I.1982).

III.

Oaks claims that the necessity of an appeal bond as a condition precedent to her access to the superior court abridges her constitutional right to a jury trial under the Due Process Clause of the fifth and fourteenth amendments to the United States Constitution.

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Bluebook (online)
631 F. Supp. 538, 1986 U.S. Dist. LEXIS 27371, Counsel Stack Legal Research, https://law.counselstack.com/opinion/oaks-v-district-court-of-state-of-ri-rid-1986.