Notz v. Connecticut Commission on Human Rights and Opportunities

CourtDistrict Court, D. Connecticut
DecidedFebruary 13, 2021
Docket3:19-cv-00769
StatusUnknown

This text of Notz v. Connecticut Commission on Human Rights and Opportunities (Notz v. Connecticut Commission on Human Rights and Opportunities) is published on Counsel Stack Legal Research, covering District Court, D. Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Notz v. Connecticut Commission on Human Rights and Opportunities, (D. Conn. 2021).

Opinion

UNITED STATES DISTRICT COURT DISTRICT OF CONNECTICUT MICA NOTZ, Plaintiff,

v. No. 3:19-cv-0769 (JAM) CONNECTICUT COMMISSION ON HUMAN RIGHTS AND OPPORTUNITIES et al., Defendants.

ORDER GRANTING MOTION FOR JUDGMENT ON THE PLEADINGS

Plaintiff Mica Notz is a non-attorney advocate who has represented many people in administrative proceedings before the Connecticut Commission on Human Rights and Opportunities (“CHRO”) as well as before the U.S. Equal Employment Opportunity Commission (“EEOC”). Since 2016, the CHRO—on the advice of its principal attorney, Charles Krich—has refused to allow Notz to represent clients in CHRO proceedings. Notz filed this federal lawsuit against the CHRO in 2019 alleging that the CHRO’s refusal to allow her to represent clients in its proceedings violates state law and is also preempted by federal law. In February 2020, I granted the CHRO’s motion to dismiss Notz’s complaint because I concluded that there was no merit to her federal preemption claim, and I declined to exercise supplemental jurisdiction over her remaining state law claims. See Notz v. CHRO, 438 F. Supp. 3d 148 (D. Conn. 2020). Notz has since filed an amended complaint against both the CHRO and Krich, alleging that their refusal to allow her to represent clients before the CHRO violates her federal constitutional rights to due process and equal protection, as well as other federal and state laws. I conclude that there is no plausible merit to Notz’s federal claims, and I will once again decline to exercise supplemental jurisdiction over Notz’s remaining state law claims. Accordingly, I will grant defendants’ motion for judgment on the pleadings. BACKGROUND The following facts are set forth in Notz’s second amended complaint. Doc. #45. Notz

alleges that she is a “human resources professional” and non-attorney advocate who appeared before the CHRO and the EEOC for more than 20 years to represent the interests of both claimants and respondents. Id. at 2 (¶ 1). But in October 2016, Krich told Notz that non-attorney representatives would no longer be allowed to represent people before the CHRO. Id. at 4 (¶ 10). At that time, Notz was representing three vulnerable clients before the CHRO, and these clients would go without representation unless they could afford an attorney. Ibid. (¶ 11). Notz objected that the CHRO’s new policy was inconsistent with Connecticut administrative regulations, but the CHRO refused to change its position. Id. at 4-6 (¶¶ 12-27). In May 2017, the Connecticut Office of Chief Disciplinary Counsel informed Notz that she was under investigation for the unauthorized practice of law before the CHRO on the basis of

a complaint filed by Krich. Id. at 6 (¶¶ 28-29, 31-32). She was told that she must immediately cease and desist from the illegal practice of law before the CHRO. Ibid. (¶ 34).1 For the next two years from May 2017 to April 2019, Notz continued to protest her inability to represent clients before the CHRO in a series of communications and meetings with

1 Section 2-44A(a) of the Connecticut Practice Book defines the “practice of law” in general to mean “ministering to the legal needs of another person and applying legal principles and judgment to the circumstances or objectives of that person,” and it expressly includes “[r]epresenting any person in a court, or in a formal administrative adjudicative proceeding or other formal dispute resolution process or in any administrative adjudicative proceeding in which legal pleadings are filed or a record is established as the basis for judicial review.” § 2-44A(a)(4). The Practice Book provides an exception for “[a]cting as a lay representative” before administrative agencies or in administrative hearings but only if “[s]uch conduct is authorized by statute, or the special court, department or agency has adopted a rule expressly permitting and regulating such practice.” § 2-44A(b)(2). The CHRO’s regulations generally allow only for the representation of a complainant or respondent in a contested proceeding by an attorney. See Conn. Agencies Reg. §§ 46a-54-15a, 46a-54-82a. the CHRO leadership and attorneys from the CHRO including Krich, as well as with the Office of Chief Disciplinary Counsel and with the Connecticut Attorney General’s office. Id. at 7-13 (¶¶ 35-97). Notz alleges that, due to defendants’ actions, she “has suffered shame, scorn, ridicule,

mistrust, and/or public opprobrium, wherein members of the public have been led to believe that [Notz] is an individual who is dishonest, corrupt, and unethical by acting in such a manner as to be committing felonious acts of illegally practicing law” and that she “has suffered emotional and financial harm and continues to do so.” Id. at 13 (¶¶ 99-100). Although her business has suffered, she still represents clients before the EEOC in employment claims as well as before other Connecticut agencies. Id. at 1, 7 (¶¶ 39-40). In May 2019, Notz filed this pro se federal lawsuit against the CHRO seeking declaratory and injunctive relief. Doc. #1. The initial complaint alleged six counts: five counts alleging violations of state law and one count claiming that the CHRO’s action against Notz is preempted by federal law. In February 2020, I granted the CHRO’s motion to dismiss on the ground that

Notz had failed to allege plausible grounds for relief under the Supremacy Clause for her preemption claim and on the ground that I would decline to exercise supplemental jurisdiction over Notz’s state law claims in the absence of a cognizable federal law claim. Doc. #31; Notz v. CHRO, 438 F. Supp. 3d 148 (D. Conn. 2020). Following my order granting the CHRO’s motion to dismiss, Notz moved for reconsideration and to reopen her case with an amended complaint. Doc. #33. I denied Notz’s motion for reconsideration but granted her motion to reopen the case and file an amended complaint. Doc. #34. I also granted Notz’s subsequent motion for leave to file a second amended complaint. Doc. #43. Notz’s second amended complaint adds Krich as a defendant, in his official and individual capacities, and once again seeks a declaratory judgment and injunctive relief. Doc. #45 at 32. It alleges eight counts, including the same five state law claims in Notz’s initial complaint and the federal preemption claim that I have previously dismissed.2 Count Seven

alleges due process and equal protection violations under the Fourteenth Amendment. Doc. #45 at 29-30. Count Eight alleges violations of 42 U.S.C. § 1983 and possibly Title VII. Id. at 30-31. Defendants move for judgment on the pleadings under Rule 12(c). Doc. #58. Notz opposes the motion, Doc. #63, and defendants have filed a reply, Doc. #68. I heard oral argument on August 25, 2020, and this ruling now follows. DISCUSSION The background principles that govern a Rule 12(c) motion for judgment on the pleadings are well established. The Court must accept as true all factual matters alleged in a complaint and draw all reasonable inferences in favor of the non-moving party, although a complaint may not survive unless the facts it recites are enough to state plausible grounds for relief. See, e.g., Jaffer v. Hirji, 887 F.3d 111, 114 (2d Cir. 2018).3 Additionally, it is also well

established that “pro se complaints must be construed liberally and interpreted to raise the strongest arguments that they suggest.” Sykes v. Bank of Am., 723 F.3d 399, 403 (2d Cir. 2013).

2 Although Notz’s amended complaint restates her preemption claim, I will not address it in this ruling.

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Notz v. Connecticut Commission on Human Rights and Opportunities, Counsel Stack Legal Research, https://law.counselstack.com/opinion/notz-v-connecticut-commission-on-human-rights-and-opportunities-ctd-2021.