Norton Guon v. United States

285 F.2d 140, 1960 U.S. App. LEXIS 2901
CourtCourt of Appeals for the Eighth Circuit
DecidedDecember 29, 1960
Docket16389
StatusPublished
Cited by19 cases

This text of 285 F.2d 140 (Norton Guon v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eighth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Norton Guon v. United States, 285 F.2d 140, 1960 U.S. App. LEXIS 2901 (8th Cir. 1960).

Opinion

SANBORN, Circuit Judge.

Norton Guon was one of eight defendants charged, in two indictments, which were consolidated for trial, with various violations of the Mail Fraud Statute, 18 U.S.C.A. § 1341, and of the Securities Act, as amended, 15 U.S.C.A. § 77q(a) (1) and (2), in connection with the salé of securities by Universal Securities, Inc., of Bismarck, North Dakota. Guon and others were charged, in Count 55 of the indictment known as number 95, with violating the Securities Exchange Act, 15 U.S.C.A. § 78o(a) and (b); in Count 56, with a violation of 15 U.S.C.A. § 77e (a) (1); in Count 57, with a violation of 15 U.S.C.A. § 77e(a) (2); arid, in Count 58, with a violation of 15 U.S.C.A. § 78o(a) and (b). A jury trial resulted, on November 9, 1959, in the acquittal of Guon upon all counts submitted to the jury, except Counts 55, 56, 57 and 58. Based upon the jury’s verdict, the District Court, on November 23, 1959, entered the following judgment:

“It Is Adjudged that the defendant has been convicted upon his plea of not guilty and a verdict of guilty of the offenses of unlawfully engaging as a dealer in interstate transaction in securities, without registration, in violation of Title 15 U.S. C.A., Sec. 78o(a) and (b), as charged in Counts 55 and 58 of the Indictment, and of unlawfully making use of the United States mails or instruments of interstate commerce in the sale or offer of sale of unregistered securities, in violation of Title 15 U.S.C.A., Sec. 77e(a) (1) and (2), as charged in Counts 56 and 57 of the Indictment, and the court having asked the defendant whether he has anything to say why judgment should not be pronounced, and no sufficient cause to the contrary being shown or appearing to the court,
“It Is Adjudged that the defendant is guilty as charged and convicted.
“It Is Adjudged that defendant is placed on probation for a period of Two (2) years, commencing at Twelve o’clock noon of this date.”

The only specific condition of Guon’s probation was that he “conduct himself as a law-abiding, industrious citizen.”

*142 From this seemingly innocuous disposition of his case, Guon — who was shown by the evidence to have played a very minor role in connection with the accused scheme — has appealed. He asserts that the trial court committed reversible error: (1) in denying him a separate trial; (2) in refusing te require the Government to furnish him with a bill of particulars relating to the counts upon which he was convicted; (3) in denying his motion, made at the close of the evidence, for a directed verdict of acquittal on the ground of the alleged inadequacy of the evidence; and (4) in failing to fully instruct the jury.

Guon was not entitled to a separate trial as a matter of right. His motion for a severance was addressed to the discretion of the trial court, and no abuse of discretion is shown. See and compare: United States v. Marchant, 12 Wheat. 480, 484-485, 25 U.S. 480, 484-485, 6 L.Ed. 700; United States v. Ball, 163 U.S. 662, 672, 16 S.Ct. 1192, 41 L. Ed. 300. In Stilson v. United States, 250 U.S. 583, 585-586, 40 S.Ct. 28, 29, 63 L.Ed. 1154, the court said:

“ -» * * That it was within the discretion of the court to order the defendants to be tried together there can be no question, and the practise is too well established to require further consideration.”

See, also: Duke v. United States, 9 Cir., 255 F.2d 721, 729, and Rules 13 and 14 of the Federal Rules of Criminal Procedure, 18 U.S.C.A. In our opinion, there was no showing of either error or prejudice in connection with the denial of Guon’s motion for a separate trial.

A motion for a bill of particulars by a defendant may be granted or denied by a trial court, in the exercise of a sound legal discretion. Hewitt v. United States, 8 Cir., 110 F.2d 1, 7 and cases cited; Bunn v. United States, 8 Cir., 260 F.2d 313, 316. There is no basis for a ruling that Guon was taken by surprise during the trial or that his substantial rights were prejudiced in any way by the denial of his motion for a bill of particulars. See and compare, Wong Tai v. United States, 273 U.S. 77, 82, 47 S.Ct. 300, 71 L.Ed. 545. Guon has failed to demonstrate that the trial court abused its discretion in this regard. Cf. Blackwell v. United States, 8 Cir., 244 F.2d 423, 426; Duke v. United States, supra, at page 729 of 255 F.2d. The burden of demonstrating both error and prejudice is upon an appellant. Hunt v. United States, 8 Cir., 231 F.2d 784, 788.

Guon’s criticism of the trial court’s instructions is without merit. Stated briefly, the contention is that the trial court was required, regardless of any request, to define “aiding and abetting” and to explain what is meant by the words “directly or indirectly” as used in the charge. We cannot agree. “Once the judge has made an accurate and correct charge, the extent of its amplification must rest largely in his discretion.” United States v. Bayer, 331 U.S. 532, 536, 67 S.Ct. 1394, 1396, 91 L.Ed. 1654. Frequently, to attempt to explain understandable language is merely to confuse. If the instructions given cover the case and are correct, that is enough. Railway Company v. McCarthy, 96 U.S. 258, 265-266, 24 L.Ed. 693. Cf. Hall v. Aetna Life Ins. Co., 8 Cir., 85 F.2d 447, 451.

We think this Court is not called upon to state or to discuss in detail in this opinion the evidence which Guon contends was insufficient, and which the Government contends was sufficient, to sustain his conviction under each of the four counts in suit. If what befell Guon as a result of his conviction by the jury on those counts did not exceed what might lawfully have befallen him if he was properly found guilty on any one of the counts, we think that is enough to justify an affirmance. See: Bunn v. United States, supra, at page 315 of 260 F.2d; Gantz v. United States, 8 Cir., 127 F.2d 498, 501; Hulahan v. United States, 8 Cir., 214 F.2d 441, 442; Estep v. United States, 5 Cir., 223 F.2d 19, 21.

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Cite This Page — Counsel Stack

Bluebook (online)
285 F.2d 140, 1960 U.S. App. LEXIS 2901, Counsel Stack Legal Research, https://law.counselstack.com/opinion/norton-guon-v-united-states-ca8-1960.