Northeastern University v. NLRB

Court of Appeals for the First Circuit·Decided May 23, 2025·No. 24-1523·Published

Opinion

United States Court of Appeals For the First Circuit

Nos. 24-1523, 24-1707 NORTHEASTERN UNIVERSITY,

Petitioner, Cross-Respondent, v.

NATIONAL LABOR RELATIONS BOARD, Respondent, Cross-Petitioner, and

AMERICAN COALITION OF PUBLIC SAFETY, Intervenor.

PETITIONS FOR REVIEW OF AN ORDER OF THE NATIONAL LABOR RELATIONS BOARD

Before

Rikelman, Lynch, and Howard, Circuit Judges.

Robert A. Fisher, with whom John P. Phillips and Seyfarth Shaw LLP were on brief, for petitioner.

Eric Weitz, Attorney, National Labor Relations Board, with whom Kira Dellinger Vol, Supervisory Attorney, Micah P.S. Jost, Attorney, William B. Cowen, Acting General Counsel, Peter Sung Ohr, Associate General Counsel, Ruth E. Burdick, Deputy Associate General Counsel, and Meredith Jason, Assistant General Counsel, were on brief, for respondent.

May 23, 2025

LYNCH, Circuit Judge. These consolidated cases concern whether members of an urban university's campus police are "supervisors" within the meaning of the National Labor Relations Act (NLRA) and thus are excluded from any police union bargaining unit. See 29 U.S.C. §§ 152(3), 152(11), 157. The National Labor Relations Board (the "Board") concluded that the Northeastern University Police Department's (NUPD) Sergeants and Sergeant Detectives were not supervisors and included them in a bargaining unit represented by the intervenor, American Coalition of Public Safety (ACOPS). When Northeastern refused to bargain with the unit, arguing that these two categories of employee met the definition of supervisors, the Board found that Northeastern committed an unfair labor practice. See id. § 158(a)(1), (5). Northeastern petitions that the order is error and seeks to vacate the unfair-labor-practice finding. The Board cross-petitions to enforce its order.

For the reasons which follow, we deny the Board's cross-petition for enforcement, vacate its unfair-labor-practice finding against Northeastern, and remand with instructions to address any remaining issues in a manner consistent with this opinion. The Board's conclusion that Sergeants and Sergeant Detectives are not supervisors deviates from its own precedents without adequate explanation and is not supported by the record. And because we hold that substantial evidence supports the

conclusion that Sergeants and Sergeant Detectives were supervisors by virtue of their authority to assign their subordinates and exercise independent judgment while doing so, we need not and do not reach the other issues argued by the parties.

I. Background

We recount the background of general facts about the operation of the NUPD, which are supported by substantial evidence of record, drawn from testimony and other evidence introduced at a two-day evidentiary proceeding held before the Regional Director for Region 1 of the NLRB on March 21 and 22, 2023. We discuss more particular evidence as to supervisory authority and independent judgment when we turn to our analysis in Part III, infra.

Northeastern is a private, non-profit university with its primary campus located in Boston, Massachusetts. The NUPD is responsible for the safety and security of students, faculty, staff, facilities, and visitors on property owned, occupied, or leased by Northeastern as well as the areas surrounding that property. NUPD operates twenty-four hours a day, every day of the year.

The NUPD is commanded by a Chief of Police and a Deputy Chief. Three Lieutenant Commanders report to the Chief and Deputy Chief, two of whom oversee the two NUPD divisions relevant to this case: Patrol and Investigations. The Lieutenant Commander of

Patrol oversees eight full-time Patrol Sergeants, forty Officers, fourteen to twenty unarmed security guards called Community Service Officers (CSOs), as well as an unspecified number of NUPD dispatchers with the title of Operators. Patrol Officers and CSOs in turn report to Sergeants.1 The Lieutenant Commander of Investigations oversees two Sergeant Detectives, three Detectives, and a variable number of officers temporarily assigned to detective duty (TAD).2 Sergeant Detectives oversee Detectives and TAD officers. There are three different types of police activities involved in this case: daily patrol shifts, the Incident Containment Team (ICT), and details. Daily Patrol Shifts Patrol Officers work in three shifts that run from 8:00 a.m. to 4:00 p.m., 4:00 p.m. to midnight, and midnight to 8:00 a.m. Typically there are five or six Patrol Officers and two to four CSOs assigned to each shift. Sergeants begin and end their shifts two hours earlier than officers, and two Sergeants are typically assigned to each shift. One Sergeant acts as the district supervisor and remains in the station for the assigned

1 Unless otherwise specified, we use the generic term "officers" to refer to all employees subordinate to a Sergeant.

2 These officers, commonly referred to as "TAD" officers, are "typically . . . police officer[s or] . . . CSO[s]" who are temporarily assigned to the investigations unit "in order to give them experience in that role."

shift, performing administrative tasks. The other acts as the patrol supervisor and may go out on patrol during the shift. Lieutenants are present on campus only from around 6:00 a.m. to 4:00 or 5:00 p.m., Monday through Friday. When not on campus, Lieutenants can be reached by cell phone if necessary. After 4:00 or 5:00 p.m. and before 6:00 a.m., as well as on weekends, Sergeants are the highest ranking NUPD personnel on duty.

NUPD officers are assigned to shifts through a bidding process. Officers submit a request to work the day shift, evening shift, or night shift, and those requests are honored in order of seniority.

Sergeants and Sergeant Detectives are responsible for assigning duties to their subordinates at each shift. The NUPD Patrol Deployment Plan establishes the baseline number of officers to be deployed to the various areas of responsibility on the Northeastern campus in Boston. The Deployment Plan is typically prepared annually by the Lieutenant Commander of Patrol. Sergeants are responsible for monitoring officers' deployment in accordance with the responsibilities given to them under the terms of the Deployment Plan. Sergeants select which on-duty officers will be assigned to a particular location. These initial assignments are based on the contents of an intelligence report NUPD produces each day containing information about activity on and off campus, crime trends, and other information. There are no formal criteria

Sergeants must use when assigning officers, and Sergeants may assign officers as they see fit, which may or may not involve taking into account a particular officer's strengths and weaknesses. A Sergeant is authorized, for example, to assign additional personnel to an area where intelligence reports indicate they are needed and to instruct those officers as to locations. A Sergeant is also authorized to assign a bike-trained officer to patrol a certain sector on a night where there are expected to be many people outdoors in that area. Sergeants provide these initial assignments and instructions during roll call at the start of each shift.

Sergeant Detectives assign overall duties to Detectives and TAD officers in light of their subordinates' workload and any specialties they have. Sergeant Detectives set priorities as to which cases Detectives and TAD officers should investigate first.

Sergeants are authorized to adjust, and do adjust, assignments throughout a shift. For example, when a report of a sexual assault is received, the nearest officer responds initially, but the Sergeant on duty then determines which of the on-duty officers should be dispatched to take control of the situation and conduct interviews, particularly of the victim. Sergeants base this determination on their assessment of the officers' relevant training. Were an officer taken off their initial assignment to interview a victim of sexual assault,

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