National Labor Relations Board, v. Quinnipiac College

256 F.3d 68, 167 L.R.R.M. (BNA) 2487, 2001 U.S. App. LEXIS 14993
Court of Appeals for the Second Circuit·Decided July 2, 2001·No. 2000·Published·Cited by 16 cases

Opinion

STRAUB, Circuit Judge:

Petitioner National Labor Relations Board (“NLRB” or “Board”) petitions, pursuant to 29 U.S.C. § 160(e), for enforcement of its final decision and order (1) finding that Respondent Quinnipiac College (“Quinnipiac” or “College”) violated sections 8(a)(1) and (5) of the National Labor Relations Act (“NLRA” or “Act”), 29 U.S.C. § 158(a)(1) & (5), by refusing to bargain with the Security Department Membership (“SDM” or “Unit”), an organization of Quinnipiac security personnel whom the NLRB had certified as the exclusive bargaining representative of Quin-nipiac’s security employees, and (2) requiring Quinnipiac to bargain with SDM. Quinnipiac contends that SDM was improperly certified because the Unit includes supervisors, in violation of the Act.

For the reasons given below, we hold that the Board erred in concluding that certain Quinnipiac security employees— shift supervisors and acting shift supervisors — were not “supervisors” within the meaning of the NLRA, 29 U.S.C. § 152(11). In remedying this error, we find that the Board is better situated to determine whether elimination of the supervisors from the Unit is sufficient or whether the supervisors’ involvement in the formation and governance of SDM taints the entire Unit such that decertifi-cation and a new election are required. Accordingly, we deny enforcement of the order and remand the case for further proceedings consistent with this opinion.

BACKGROUND

This action arises out of the efforts of security personnel at Quinnipiac College to organize for purposes of collective bargaining, pursuant to the NLRA, 29 U.S.C. § 159(a). Quinnipiac is a private university in Hamden, Connecticut, with approximately 2600 students and 700 staff. The College’s security department is headed by the Chief of Security and Safety, Donell Spears, and his assistant, John Twining, and consists of approximately thirty employees, including two shift supervisors, eighteen assistant supervisors (four of whom serve as acting shift supervisors), six dispatchers, and four traffic control officers. The department operates twenty-four hours per day, seven days per week, with three shifts per day — 7:30 a.m. to 4:00 p.m., 4:00 p.m. to 12:00 a.m., and 12:00 a.m. to 8:00 a.m.

As described by the Board, the security department’s work includes controlling traffic and parking, as well as

patrolling all buddings to ensure that they are locked; swiping a card through “data acquisition units” in the course of their patrol; responding to requests for assistance and other emergencies or alarms in the residence halls; contacting and dealing with the appropriate authorities (e.g., police or fire department, gas company or facilities employees, and residence hall officials) in the event of an emergency or other unusual situation; coordinating the evacuation of dormitories when warranted; working in conjunction with residence hall officials when special incidents arise therein, such as the search of a student[’]s room or the confiscation of illegal items; and preparing “case incident reports” result *72 ing from service calls or other interactions with students and the public.

(NLRB Decision and Direction of Election, Case No. 34-RC-1717, May 10, 1999). Spears and Twining, who perform no work in the field, have primary responsibility for the administration and supervision of the security department. Spears works Monday through Friday from 7:00 a.m. to 4:00 p.m. and Twining works Tuesday through Saturday from 4:00 p.m. to 12:00 a.m. The department’s shift supervisors and acting shift supervisors report directly to Spears and Twining and are in command of their shift in the absence of Spears and Twining. During the 7:30 a.m. to 4:00 p.m. shift on Saturday and Sunday, the security department has no shift supervisors or acting shift supervisors on duty. Shift supervisors earn approximately $3.00 per hour more than assistant supervisors. When assistant supervisors serve as acting shift supervisors, they receive an additional $1.00 per hour.

In April 1999, a group called the Security Department Membership petitioned the NLRB for certification as the collective bargaining representative of Quinnipiac’s security employees. SDM’s organizer and president was James Gahran, an assistant supervisor and, at times, an acting shift supervisor. The petitioned-for unit was defined as

[a]ll full-time and regular part-time security department employees, including dispatchers, traffic control officers, assistant supervisors, acting shift supervisors and shift supervisors ... but excluding all other employees, and professional employees and supervisors as defined in the Act.

The NLRA allows employees to organize and bargain collectively. See 29 U.S.C. § 159(a). However, it expressly excludes “supervisors” from any collective bargaining rights. See 29 U .S.C. § 152(3) (excluding “supervisor” from definition of “employee”); id. § 164(a) (“[N]o employer ... shall be compelled to deem individuals defined ... as supervisors as employees for the purposes of any law ... relating to collective bargaining.”). Quinnipiac opposed SDM’s attempt at certification on the ground that the six shift supervisors and acting shift supervisors 1 are “supervisors” within the meaning of section 2(11) of the Act, 29 U.S.C. § 152(11), such that certification of the Unit would be improper. Quinnipiac argued that the shift supervisors should be excluded from the Unit, and also moved to dismiss the entire petition for certification, claiming that the supervisors had impermissibly participated in the formation of the Unit and the filing of the petition.

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National Labor Relations Board, v. Quinnipiac College, 256 F.3d 68, 167 L.R.R.M. (BNA) 2487, 2001 U.S. App. LEXIS 14993 (2d Cir. 2001).

256 F.3d 68 (National Labor Relations Board, v. Quinnipiac College) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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