Norman Claiborne v. SEPTA

CourtCourt of Appeals for the Third Circuit
DecidedSeptember 13, 2022
Docket21-3305
StatusUnpublished

This text of Norman Claiborne v. SEPTA (Norman Claiborne v. SEPTA) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Norman Claiborne v. SEPTA, (3d Cir. 2022).

Opinion

NOT PRECEDENTIAL

UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT ____________

No. 21-3305 ____________

NORMAN D. CLAIBORNE, Appellant

v.

SOUTHEASTERN PENNSYLVANIA TRANSPORTATION AUTHORITY; TIMOTHY DORETY, IN HIS INDIVIDUAL AND OFFICIAL CAPACITY AS DIRECTOR OF MAINTENANCE FOR SEPTA ____________

On Appeal from the United States District Court for the Eastern District of Pennsylvania (D.C. No. 2-19-cv-03011) District Judge: Hon. Gerald A. McHugh ____________

Submitted Under Third Circuit LAR 34.1(a) September 8, 2022

Before: JORDAN, HARDIMAN, and SMITH, Circuit Judges.

(Filed: September 13, 2022)

____________

OPINION* ____________

* This disposition is not an opinion of the full Court and pursuant to I.O.P. 5.7 does not constitute binding precedent. HARDIMAN, Circuit Judge.

Norman Claiborne appeals the District Court’s summary judgment on his civil

rights claims against his former employer, the Southeastern Pennsylvania Transportation

Authority (SEPTA), and supervisor, Timothy Dorety. We will affirm, essentially for the

reasons stated by the District Court.

I

Claiborne is African American and worked as a Maintenance Custodian Driver for

SEPTA at its Frankford Depot from 2005 until he was fired in early 2015. SEPTA fired

Claiborne under the “no fault” attendance policy negotiated with his Union. He filed

agency charges of discrimination and brought this action, claiming racial discrimination

for failure to promote and termination, as well as retaliatory discharge, under federal,

state, and local law. Following discovery, the District Court concluded that Claiborne

repeatedly violated SEPTA’s attendance policy and could not show he was passed over

for open positions. Claiborne v. SEPTA, 2021 WL 5298981, at *1 (E.D. Pa. Nov. 15,

2021). The District Court characterized the evidence of racial animus to be “minimal”

and granted summary judgment to SEPTA and Dorety in a thorough and careful opinion

after ample discovery. Id.

Claiborne appeals the District Court’s disposition of all three of his claims. He

contends that he made out prima facie cases for failure to promote and retaliatory

discharge. He also argues that the reason for his termination was a pretext for racial

discrimination.

2 II1

A

We begin with Claiborne’s claim of racial discrimination for failure to promote

him to General Helper/Fueler (called “Fueler” for short). We agree with the District

Court that Claiborne cannot establish a prima facie case of discrimination. Claiborne,

2021 WL 5298981, at *4–5. No evidence shows that Claiborne applied for an available

Fueler position at SEPTA that was filled by a member of another race or remained open.

See 42 U.S.C. § 2000e et seq.; McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802

(1973) (outlining the prima facie race discrimination requirements); Gunby v. Pa. Elec.

Co., 840 F.2d 1108, 1115 (3d Cir. 1988) (requiring evidence the desired position was

given to a member of another race); see also Jones v. SEPTA, 796 F.3d 323, 325–27 (3d

Cir. 2015) (applying Title VII framework to Pennsylvania Human Relations Act claims).

By 2009 Claiborne had passed a test to qualify to become a Fueler. He alleged that

he applied for a Fueler position in December 2013, but the record shows otherwise.

Claiborne did sign up for a “training opportunity” in 2013. App. 349. But SEPTA

explained there were no open Fueler positions between 2010 and 2014, in part because

management sought to trim an overstaffed workforce. Claiborne conceded that point,

acknowledging that “[b]etween ’10 and ’14, there were no open positions” for Fueler—

1 The District Court had jurisdiction under 28 U.S.C. §§ 1331, 1367. We have jurisdiction under 28 U.S.C. § 1291. We review the summary judgment de novo, Mylan Inc. v. SmithKline Beecham Corp., 723 F.3d 413, 418 (3d Cir. 2013), and view the evidence in the light most favorable to Claiborne, Waldron v. SL Indus., Inc., 56 F.3d 491, 496 (3d Cir. 1995). 3 the position for which he was qualified. App. 379. That concession dooms his failure-to-

promote claim at step one of the McDonnell Douglas test.

B

We next turn to Claiborne’s claim that SEPTA terminated him because of his race.

We agree with the District Court that Claiborne failed to show discriminatory motive. See

Claiborne, 2021 WL 5298981, at *8–10.

SEPTA carried its “relatively light burden” to show a legitimate nondiscriminatory

reason for Claiborne’s firing. See Fuentes v. Perskie, 32 F.3d 759, 763 (3d Cir. 1994). In

2008 Claiborne was fired for sleeping on the job. But after his union filed a grievance, he

was reinstated. Despite that close call, Claiborne repeatedly violated SEPTA’s attendance

policy. He accumulated further disciplinary points and was suspended in 2011, before

being fired again in 2012. His Union again went to bat for him and got Claiborne

reinstated under a “last chance agreement.” App. 360–61. Yet Claiborne continued to

violate the attendance policy in October and November 2014, which prompted SEPTA to

fire him a third time.

To avoid summary judgment, Claiborne had to show that SEPTA’s proffered

legitimate nondiscriminatory reason for the termination—attendance policy violations—

was pretextual, or otherwise show discrimination to be the real reason for his termination.

See Ali v. Woodbridge Twp. Sch. Dist., 957 F.3d 174, 181 (3d Cir. 2020); Fuentes, 32

F.3d at 764.

Claiborne alleged generally that African-American employees faced a racially

discriminatory work environment, where SEPTA disciplined them disparately, denied

4 them positions, training, and overtime available to white employees, and retaliated

against them for reporting racism. According to the District Court, Claiborne relied on

“vague assertions” to express a belief of discrimination, rather than specific instances of

discrimination or dissimilar treatment. Claiborne, 2021 WL 5298981, at *6; see, e.g.,

App. 387 (Claiborne testifying, “I believe I received less overtime than a bunch of the

Caucasian gentlemen that were there,” but not citing names or positions of the

employees, or that he was denied overtime). The record supports that assessment and the

Court’s summary judgment. See Berckeley Inv. Grp., Ltd. v. Colkitt, 455 F.3d 195, 201

(3d Cir. 2006).

Claiborne also tries to show pretext by establishing a pattern of past

discrimination. See Simpson v.

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