UNITED STATES OF AMERICA MERIT SYSTEMS PROTECTION BOARD
NORIKO S. SHIELDS, DOCKET NUMBER Appellant, DC-831M-20-0606-I-1
v.
OFFICE OF PERSONNEL DATE: August 8, 2024 MANAGEMENT, Agency,
and
FRANCES J. SHIELDS Intervenor.
THIS FINAL ORDER IS NONPRECEDENTIAL 1
Noriko S. Shields , Springfield, Virginia, pro se.
Carla Robinson , Washington, D.C., for the agency.
Frances J. Shields , Delray Beach, Florida, pro se.
BEFORE
Cathy A. Harris, Chairman Raymond A. Limon, Vice Chairman Henry J. Kerner, Member
1 A nonprecedential order is one that the Board has determined does not add significantly to the body of MSPB case law. Parties may cite nonprecedential orders, but such orders have no precedential value; the Board and administrative judges are not required to follow or distinguish them in any future decisions. In contrast, a precedential decision issued as an Opinion and Order has been identified by the Board as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c). 2
FINAL ORDER
The appellant has filed a petition for review of the initial decision, which affirmed the reconsideration decision of the Office of Personnel Management (OPM) finding that she had been overpaid in survivor annuity benefits under the Civil Service Retirement System. Generally, we grant petitions such as this one only in the following circumstances: the initial decision contains erroneous findings of material fact; the initial decision is based on an erroneous interpretation of statute or regulation or the erroneous application of the law to the facts of the case; the administrative judge’s rulings during either the course of the appeal or the initial decision were not consistent with required procedures or involved an abuse of discretion, and the resulting error affected the outcome of the case; or new and material evidence or legal argument is available that, despite the petitioner’s due diligence, was not available when the record closed. Title 5 of the Code of Federal Regulations, section 1201.115 (5 C.F.R. § 1201.115). After fully considering the filings in this appeal, we conclude that the petitioner has not established any basis under section 1201.115 for granting the petition for review. Therefore, we DENY the petition for review. Except as expressly MODIFIED to correct the administrative judge’s statement as to when OPM received certified copies of the divorce decree and property settlement agreement (PSA), we AFFIRM the initial decision. The appellant noted below that OPM issued its August 2017 initial decision before it received a certified copy of the court order in September 2017. Initial Appeal File (IAF), Tab 43 at 4-5. She argued that OPM erred in issuing its initial decision 1 month prior to receiving a certified copy. Id. The administrative judge found that the intervenor included certified copies of the divorce decree and PSA with her January 2017 application for survivor benefits. IAF, Tab 44, Initial Decision (ID) at 3. On review, the appellant disputes this determination. Petition for Review (PFR) File, Tab 1 at 9-10. 3
The appellant’s argument appears to be one of harmful procedural error by OPM. She may be alleging that the intervenor’s January 2017 application for survivor benefits was not in compliance with 5 C.F.R. § 838.721(b)(1)(i), which requires that an application for a former spouse survivor annuity “be accompanied by . . . [a] certified copy of the court order.” Although the administrative judge stated that the intervenor included certified copies of the divorce decree and PSA with her January 2017 application for survivor benefits, this finding was incorrect. ID at 3 (citing IAF, Tab 29 at 33-40). Instead, the intervenor stated that the divorce decree was “already submitted.” IAF, Tab 30 at 36. OPM provided copies of the divorce decree and PSA that were certified in September 2017 by a clerk of the court that issued the divorce decree. Id. at 5-13. Here, OPM issued its initial decision in August 2017. IAF, Tab 29 at 19. Thus, based on the record, the appellant appears to be correct that OPM issued its initial decision before receiving a certified copy of the court order. However, even assuming doing so was error, the appellant has not shown that the alleged procedural error was likely to have caused OPM to reach a conclusion different from the one it would have reached in the absence or cure of the error. See Adler v. Office of Personnel Management, 114 M.S.P.R. 651, ¶ 13 (2010) (finding that OPM’s alleged regulatory violations in processing a former spouse annuity did not provide a basis for granting review), aff’d per curiam, 437 F. App’x 928 (Fed. Cir. 2011). Within 1 month after OPM issued its initial decision, the court provided evidence that confirmed OPM’s decision was correct. IAF, Tab 30 at 7, 13. Finally, OPM has advised the Board that it may seek recovery of any debt remaining upon an appellant’s death from her estate or other responsible party. A party responsible for any debt remaining upon the appellant’s death may include an heir (spouse, child or other) who is deriving a benefit from the appellant’s Federal benefits, an heir or other person acting as the representative of the estate if, for example, the representative fails to pay the United States before paying the 4
claims of other creditors in accordance with 31 U.S.C. § 3713(b), or transferees or distributers of the appellant’s estate. Pierotti v. Office of Personnel Management, 124 M.S.P.R. 103, ¶ 13 (2016).
NOTICE OF APPEAL RIGHTS 2 The initial decision, as supplemented by this Final Order, constitutes the Board’s final decision in this matter. 5 C.F.R. § 1201.113. You may obtain review of this final decision. 5 U.S.C. § 7703(a)(1). By statute, the nature of your claims determines the time limit for seeking such review and the appropriate forum with which to file. 5 U.S.C. § 7703(b). Although we offer the following summary of available appeal rights, the Merit Systems Protection Board does not provide legal advice on which option is most appropriate for your situation and the rights described below do not represent a statement of how courts will rule regarding which cases fall within their jurisdiction. If you wish to seek review of this final decision, you should immediately review the law applicable to your claims and carefully follow all filing time limits and requirements. Failure to file within the applicable time limit may result in the dismissal of your case by your chosen forum. Please read carefully each of the three main possible choices of review below to decide which one applies to your particular case. If you have questions about whether a particular forum is the appropriate one to review your case, you should contact that forum for more information.
(1) Judicial review in general . As a general rule, an appellant seeking judicial review of a final Board order must file a petition for review with the U.S. Court of Appeals for the Federal Circuit, which must be received by the court within 60 calendar days of the date of issuance of this decision. 5 U.S.C.
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UNITED STATES OF AMERICA MERIT SYSTEMS PROTECTION BOARD
NORIKO S. SHIELDS, DOCKET NUMBER Appellant, DC-831M-20-0606-I-1
v.
OFFICE OF PERSONNEL DATE: August 8, 2024 MANAGEMENT, Agency,
and
FRANCES J. SHIELDS Intervenor.
THIS FINAL ORDER IS NONPRECEDENTIAL 1
Noriko S. Shields , Springfield, Virginia, pro se.
Carla Robinson , Washington, D.C., for the agency.
Frances J. Shields , Delray Beach, Florida, pro se.
BEFORE
Cathy A. Harris, Chairman Raymond A. Limon, Vice Chairman Henry J. Kerner, Member
1 A nonprecedential order is one that the Board has determined does not add significantly to the body of MSPB case law. Parties may cite nonprecedential orders, but such orders have no precedential value; the Board and administrative judges are not required to follow or distinguish them in any future decisions. In contrast, a precedential decision issued as an Opinion and Order has been identified by the Board as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c). 2
FINAL ORDER
The appellant has filed a petition for review of the initial decision, which affirmed the reconsideration decision of the Office of Personnel Management (OPM) finding that she had been overpaid in survivor annuity benefits under the Civil Service Retirement System. Generally, we grant petitions such as this one only in the following circumstances: the initial decision contains erroneous findings of material fact; the initial decision is based on an erroneous interpretation of statute or regulation or the erroneous application of the law to the facts of the case; the administrative judge’s rulings during either the course of the appeal or the initial decision were not consistent with required procedures or involved an abuse of discretion, and the resulting error affected the outcome of the case; or new and material evidence or legal argument is available that, despite the petitioner’s due diligence, was not available when the record closed. Title 5 of the Code of Federal Regulations, section 1201.115 (5 C.F.R. § 1201.115). After fully considering the filings in this appeal, we conclude that the petitioner has not established any basis under section 1201.115 for granting the petition for review. Therefore, we DENY the petition for review. Except as expressly MODIFIED to correct the administrative judge’s statement as to when OPM received certified copies of the divorce decree and property settlement agreement (PSA), we AFFIRM the initial decision. The appellant noted below that OPM issued its August 2017 initial decision before it received a certified copy of the court order in September 2017. Initial Appeal File (IAF), Tab 43 at 4-5. She argued that OPM erred in issuing its initial decision 1 month prior to receiving a certified copy. Id. The administrative judge found that the intervenor included certified copies of the divorce decree and PSA with her January 2017 application for survivor benefits. IAF, Tab 44, Initial Decision (ID) at 3. On review, the appellant disputes this determination. Petition for Review (PFR) File, Tab 1 at 9-10. 3
The appellant’s argument appears to be one of harmful procedural error by OPM. She may be alleging that the intervenor’s January 2017 application for survivor benefits was not in compliance with 5 C.F.R. § 838.721(b)(1)(i), which requires that an application for a former spouse survivor annuity “be accompanied by . . . [a] certified copy of the court order.” Although the administrative judge stated that the intervenor included certified copies of the divorce decree and PSA with her January 2017 application for survivor benefits, this finding was incorrect. ID at 3 (citing IAF, Tab 29 at 33-40). Instead, the intervenor stated that the divorce decree was “already submitted.” IAF, Tab 30 at 36. OPM provided copies of the divorce decree and PSA that were certified in September 2017 by a clerk of the court that issued the divorce decree. Id. at 5-13. Here, OPM issued its initial decision in August 2017. IAF, Tab 29 at 19. Thus, based on the record, the appellant appears to be correct that OPM issued its initial decision before receiving a certified copy of the court order. However, even assuming doing so was error, the appellant has not shown that the alleged procedural error was likely to have caused OPM to reach a conclusion different from the one it would have reached in the absence or cure of the error. See Adler v. Office of Personnel Management, 114 M.S.P.R. 651, ¶ 13 (2010) (finding that OPM’s alleged regulatory violations in processing a former spouse annuity did not provide a basis for granting review), aff’d per curiam, 437 F. App’x 928 (Fed. Cir. 2011). Within 1 month after OPM issued its initial decision, the court provided evidence that confirmed OPM’s decision was correct. IAF, Tab 30 at 7, 13. Finally, OPM has advised the Board that it may seek recovery of any debt remaining upon an appellant’s death from her estate or other responsible party. A party responsible for any debt remaining upon the appellant’s death may include an heir (spouse, child or other) who is deriving a benefit from the appellant’s Federal benefits, an heir or other person acting as the representative of the estate if, for example, the representative fails to pay the United States before paying the 4
claims of other creditors in accordance with 31 U.S.C. § 3713(b), or transferees or distributers of the appellant’s estate. Pierotti v. Office of Personnel Management, 124 M.S.P.R. 103, ¶ 13 (2016).
NOTICE OF APPEAL RIGHTS 2 The initial decision, as supplemented by this Final Order, constitutes the Board’s final decision in this matter. 5 C.F.R. § 1201.113. You may obtain review of this final decision. 5 U.S.C. § 7703(a)(1). By statute, the nature of your claims determines the time limit for seeking such review and the appropriate forum with which to file. 5 U.S.C. § 7703(b). Although we offer the following summary of available appeal rights, the Merit Systems Protection Board does not provide legal advice on which option is most appropriate for your situation and the rights described below do not represent a statement of how courts will rule regarding which cases fall within their jurisdiction. If you wish to seek review of this final decision, you should immediately review the law applicable to your claims and carefully follow all filing time limits and requirements. Failure to file within the applicable time limit may result in the dismissal of your case by your chosen forum. Please read carefully each of the three main possible choices of review below to decide which one applies to your particular case. If you have questions about whether a particular forum is the appropriate one to review your case, you should contact that forum for more information.
(1) Judicial review in general . As a general rule, an appellant seeking judicial review of a final Board order must file a petition for review with the U.S. Court of Appeals for the Federal Circuit, which must be received by the court within 60 calendar days of the date of issuance of this decision. 5 U.S.C. § 7703(b)(1)(A). 2 Since the issuance of the initial decision in this matter, the Board may have updated the notice of review rights included in final decisions. As indicated in the notice, the Board cannot advise which option is most appropriate in any matter. 5
If you submit a petition for review to the U.S. Court of Appeals for the Federal Circuit, you must submit your petition to the court at the following address: U.S. Court of Appeals for the Federal Circuit 717 Madison Place, N.W. Washington, D.C. 20439
Additional information about the U.S. Court of Appeals for the Federal Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11. If you are interested in securing pro bono representation for an appeal to the U.S. Court of Appeals for the Federal Circuit, you may visit our website at http://www.mspb.gov/probono for information regarding pro bono representation for Merit Systems Protection Board appellants before the Federal Circuit. The Board neither endorses the services provided by any attorney nor warrants that any attorney will accept representation in a given case.
(2) Judicial or EEOC review of cases involving a claim of discrimination . This option applies to you only if you have claimed that you were affected by an action that is appealable to the Board and that such action was based, in whole or in part, on unlawful discrimination. If so, you may obtain judicial review of this decision—including a disposition of your discrimination claims —by filing a civil action with an appropriate U.S. district court ( not the U.S. Court of Appeals for the Federal Circuit), within 30 calendar days after you receive this decision. 5 U.S.C. § 7703(b)(2); see Perry v. Merit Systems Protection Board, 582 U.S. 420 (2017). If you have a representative in this case, and your representative receives this decision before you do, then you must file with the district court no later than 30 calendar days after your representative receives this decision. If the action involves a claim of discrimination based on 6
race, color, religion, sex, national origin, or a disabling condition, you may be entitled to representation by a court-appointed lawyer and to waiver of any requirement of prepayment of fees, costs, or other security. See 42 U.S.C. § 2000e-5(f) and 29 U.S.C. § 794a. Contact information for U.S. district courts can be found at their respective websites, which can be accessed through the link below: http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx . Alternatively, you may request review by the Equal Employment Opportunity Commission (EEOC) of your discrimination claims only, excluding all other issues . 5 U.S.C. § 7702(b)(1). You must file any such request with the EEOC’s Office of Federal Operations within 30 calendar days after you receive this decision. 5 U.S.C. § 7702(b)(1). If you have a representative in this case, and your representative receives this decision before you do, then you must file with the EEOC no later than 30 calendar days after your representative receives this decision. If you submit a request for review to the EEOC by regular U.S. mail, the address of the EEOC is: Office of Federal Operations Equal Employment Opportunity Commission P.O. Box 77960 Washington, D.C. 20013
If you submit a request for review to the EEOC via commercial delivery or by a method requiring a signature, it must be addressed to: Office of Federal Operations Equal Employment Opportunity Commission 131 M Street, N.E. Suite 5SW12G Washington, D.C. 20507
(3) Judicial review pursuant to the Whistleblower Protection Enhancement Act of 2012 . This option applies to you only if you have raised claims of reprisal for whistleblowing disclosures under 5 U.S.C. § 2302(b)(8) or 7
other protected activities listed in 5 U.S.C. § 2302(b)(9)(A)(i), (B), (C), or (D). If so, and your judicial petition for review “raises no challenge to the Board’s disposition of allegations of a prohibited personnel practice described in section 2302(b) other than practices described in section 2302(b)(8), or 2302(b)(9)(A)(i), (B), (C), or (D),” then you may file a petition for judicial review either with the U.S. Court of Appeals for the Federal Circuit or any court of appeals of competent jurisdiction. 3 The court of appeals must receive your petition for review within 60 days of the date of issuance of this decision. 5 U.S.C. § 7703(b)(1)(B). If you submit a petition for judicial review to the U.S. Court of Appeals for the Federal Circuit, you must submit your petition to the court at the following address: U.S. Court of Appeals for the Federal Circuit 717 Madison Place, N.W. Washington, D.C. 20439
Additional information about the U.S. Court of Appeals for the Federal Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11. If you are interested in securing pro bono representation for an appeal to the U.S. Court of Appeals for the Federal Circuit, you may visit our website at http://www.mspb.gov/probono for information regarding pro bono representation for Merit Systems Protection Board appellants before the Federal Circuit. The
3 The original statutory provision that provided for judicial review of certain whistleblower claims by any court of appeals of competent jurisdiction expired on December 27, 2017. The All Circuit Review Act, signed into law by the President on July 7, 2018, permanently allows appellants to file petitions for judicial review of MSPB decisions in certain whistleblower reprisal cases with the U.S. Court of Appeals for the Federal Circuit or any other circuit court of appeals of competent jurisdiction. The All Circuit Review Act is retroactive to November 26, 2017. Pub. L. No. 115-195, 132 Stat. 1510. 8
Board neither endorses the services provided by any attorney nor warrants that any attorney will accept representation in a given case. Contact information for the courts of appeals can be found at their respective websites, which can be accessed through the link below: http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx .
FOR THE BOARD: ______________________________ Gina K. Grippando Clerk of the Board Washington, D.C.