Nolan v. Transocean Air Lines

290 F.2d 904
CourtCourt of Appeals for the Second Circuit
DecidedMay 29, 1961
DocketNo. 366, Docket 25779
StatusPublished
Cited by5 cases

This text of 290 F.2d 904 (Nolan v. Transocean Air Lines) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Nolan v. Transocean Air Lines, 290 F.2d 904 (2d Cir. 1961).

Opinion

FRIENDLY, Circuit Judge.

When this case was previously before us, 2 Cir., 1960, 276 F.2d 280, 281, we stated our principal task as being “to determine what the New York courts would think the California courts would think on an issue about which neither has thought.” Prophecy remains the problem; but the area of perplexity has shifted from the void we then considered as presenting the principal question to ground we believed to be firmly occupied by apposite decisions of lower California courts, now called into question by the dictum of a higher one.

We recognized in our prior opinion, 276 F.2d at pages 285-286, that if the minor daughter’s cause of action “stood alone, neither the California nor the New York statute of limitations would be an obstacle, since both were tolled by infancy.” We thought, however, that did not warrant reversal of the District Court’s dismissal of this action as time-barred because of a California rule “that § 377 of its Code of Civil Procedure creates a single joint cause of action for wrongful death and that if limitation has barred the action as to an adult parent, the action is also barred as to a minor infant. Sears v. Majors, 1930, 104 Cal.App. 60, 285 P. 321; Haro v. Southern Pacific R. Co., 1936, 17 Cal.App.2d 594, 62 P.2d 441” — to which other citations of intermediate courts of appeal could have been added.

Shortly before the argument in this Court the Supreme Court of California decided Leeper v. Beltrami, 1959, 53 Cal. 2d 195, 1 Cal.Rptr. 12, 347 P.2d 12, 22, which was not called to our attention. This was understandable, for reasons that will hereafter appear. Leeper v. Beltrami was an action by Thomas Leeper and his wife, Abbie, for recovery of moneys paid under duress, starting in 1952. The husband was then serving a prison term from which he was released in 1954. The action was filed in 1956; a three-year statute of limitations for actions for relief on the -ground of fraud, Code Civ.Proc. § 338, subd. 4, was held to be applicable. The Supreme Court of California decided that, because of his disability, the husband’s claim was not time-barred. Dealing with the wife’s claim, it said “If the cause of action were a joint one, the statute would be tolled as to both,” citing 2 Wood on Limitations (4th ed. 1916) 1079, which had also been cited in Sears v. Majors for the contrary view; but then went on to hold the claim was not joint and the wife was time-barred. If the dictum is to be taken literally, its apparent result in wrongful death actions is the exact opposite of Sears v. Majors — the tolling of the statute as to the child’s cause of action for wrongful death would save not only her own but the widow’s and the administrator’s as well.

The Supreme Court has directed us, 1961, 365 U.S. 293, 295-296, 81 S.Ct. 555, 557, 5 L.Ed.2d 571, to “decide what relative weights, as authoritative sources for ascertaining California law, the New York Court of Appeals would accord to the Sears-Haro line (direct holdings of District Courts of Appeal between 1930 and 1938) and to Leeper (a considered, relevant dictum of general scope by the California Supreme Court in 1959).” We find the question still more difficult than that decided on the former appeal, even with the help given by counsel’s further briefs. Sears v. Majors and the other decisions of intermediate California appellate courts that followed it were not referred to by the California Supreme Court in Leeper v. Beltrami. Neither did the Supreme Court of California refer in the Leeper opinion to its own decision in Robertson v. Burrell, 1895, 110 Cal. 568, 42 P. 1086, on which the lower court had relied in deciding Sears v. Majors. For these and other reasons, we fear the only candid answer to the question the Supreme Court has put us is that we just don’t know; we should have been happier if the Court’s mandate had allowed of some procedure-to permit this recently created conflict between California dictum and California decisions to be settled by the only court, that can authoritatively determine it, rather than requiring us to continue two-[906]*906dimensional surmise. See 1 Moore, Federal Practice (1960 ed.), pp. 2119-2121, 3332; Vestal, The Certified Question of Law, 36 Iowa L.Rev. 629 (1951).

We shall take as our frame of reference the first alternative stated by Judge Frank in Cooper v. American Airlines, Inc., 2 Cir., 1945, 149 F.2d 355, 359, 162 A.L.R. 318: “What would be the decision of reasonable intelligent lawyers, sitting as judges of the highest New York court, and fully conversant with New York ‘jurisprudence’?” The latter would not much aid the judges of the New York Court of Appeals in making a determination of California law. We know of no unique New York “jurisprudence” as to the effect to be given to dicta. In re Weeks’ Will, 1945, 294 N.Y. 516, 522, 63 N.E.2d 85, 87, rehearing denied 1945, 294 N.Y. 979, 63 N.E.2d 712, followed dicta of the highest court of Florida which “were carefully considered and deliberately made, and, in the absence of any authority from that State to the contrary.” Perhaps, in a close case like this one, the Court of Appeals would be influenced by the statement of one of its greatest members: “I own that it is a good deal of a mystery to me how judges, of all persons in the world, should put their faith in dicta,” Cardozo, The Nature of the Judicial Process, p. 29; certainly we would be. Presumably in its task of predicting California decision, the New York Court of Appeals would be even more interested in California’s views about dicta than in its own. It would learn that although “an opinion is not to be disregarded wholly because it is obiter dictum,” In re Wever’s Estate, 1936, 12 Cal.App.2d 237, 55 P.2d 279, 280, hearing denied by Supreme Court (1936); Donnell v. Linforth, 1935, 11 Cal.App.2d 25, 52 P.2d 937, 939, hearing denied by Supreme Court (1936), the Supreme Court of California has stated that since language in a cited decision was unnecessary to the decision, it “may not therefore now be relied upon as authority in the present proceeding,” San Diego County v. Hammond, 1936, 6 Cal. 2d 709, 59 P.2d 478, 486, 105 A.L.R. 1155. Moreover, one district court of appeal, dealing with dicta of intermediate appellate courts, has declared “Expressions of the given character ought not be permitted to overcome the long line of authority expi’essing * * * a contrary view” in the same courts, unless a new and “highly persuasive reason” impels it, Peis v. Mohr, 1932, 126 Cal.App. 300, 14 P.2d 878, 879. The Court of Appeals might also give weight to the words of a distinguished member of California’s highest court, that it is when appellate judges “analyze issues that have been disputed every inch of the way” that “they learn to guard against premature judgment.” Traynor, Some Open Questions on the Work of State Appellate Courts, 24 U. of Chi.L.Rev. 211, 224 (1957).

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