25-391 NLRB v. Kirin
UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RLULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
At a stated term of the United States Court of Appeals for the Second Circuit, held at the Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York, on the 2nd day of July, two thousand twenty-six.
PRESENT:
GUIDO CALABRESI, GERARD E. LYNCH, RICHARD J. SULLIVAN, Circuit Judges. _____________________________________
NATIONAL LABOR RELATIONS BOARD,
Petitioner,
v. No. 25-391
KIRIN TRANSPORTATION, INC., d/b/a, Kirin Transportation, Respondent.
_____________________________________
For Petitioner: ERIC WEITZ (Ruth E. Burdick, Kira Dellinger Vol, on the brief), Attorneys, for Crystal S. Carey, General Counsel for the National Labor Relations Board, Washington, D.C.
For Respondent: KEVIN S. WANG, Wang & Associates, PLLC, Queens, NY.
On application for enforcement of a December 16, 2024 decision and order
of the National Labor Relations Board (“the Board”).
UPON DUE CONSIDERATION, IT IS HEREBY ORDERED,
ADJUDGED, AND DECREED that the Board’s application for enforcement is
GRANTED.
The National Labor Relations Board petitions for enforcement of its decision
and order finding that Kirin Transportation, Inc. (“Kirin”) violated the National
Labor Relations Act (the “Act”) by discriminatorily “threatening, interrogating,
suspending, and discharging” its employees after they sued for unpaid wages.
App’x at 266. Kirin opposes that petition, arguing that (i) the record does not
contain substantial evidence indicating that Kirin unlawfully retaliated against
anyone; and (ii) most of the individuals in question were not Kirin employees, but
2 rather “independent contractors” excluded from the Act’s coverage. We assume
the parties’ familiarity with the underlying facts, the procedural history of the case,
and the issues on review, to which we refer only as necessary to explain our
decision.
Because our review of NLRB decisions is “limited,” we will enforce the
Board’s order so long as “its legal conclusions are reasonably based, and its factual
findings are supported by substantial evidence on the record as a whole.”
HealthBridge Mgmt. v. NLRB, 902 F.3d 37, 43 (2d Cir. 2018) (internal quotation
marks omitted); see also Universal Camera Corp. v. NLRB, 340 U.S. 474, 488 (1951).
“[W]hatever the meaning of ‘substantial’ in other contexts, the threshold for such
evidentiary sufficiency is not high.” Biestek v. Berryhill, 587 U.S. 97, 103 (2019). A
factual finding is supported by substantial evidence unless “no rational trier of
fact” could reach the same conclusion. HealthBridge, 902 F.3d at 43 (internal
quotation marks omitted). And we afford even greater deference to findings of
fact based on witness-credibility determinations, which we will uphold unless the
testimony is “hopelessly incredible” or the findings “‘flatly contradict’ either the
‘law of nature’ or ‘undisputed documentary testimony.’” NLRB v. Thalbo Corp.,
3 171 F.3d 102, 112 (2d Cir. 1999) (quoting NLRB v. American Geri-Care, Inc., 697 F.2d
56, 60 (2d Cir. 1982)).
I. Substantial Evidence Supports the Board’s Findings that Kirin Acted Unlawfully Towards Employee Qian Wang.
The Board first determined that Kirin retaliated against Qian Wang by
coercively interrogating, threatening, and eventually firing her after she sued for
unpaid wages. Kirin disputes this finding, arguing that there is “no evidence” of
any threats or coercion and that it would have discharged Qian Wang irrespective
of her involvement in the suit. Kirin Br. at 5–7. We disagree.
The National Labor Relations Act protects the rights of employees to engage
in “concerted activities” to improve their working conditions, 29 U.S.C. § 157,
including by collectively filing suit for unpaid wages or discussing wage issues
with their coworkers, Cordua Rests., 368 NLRB No. 43, 2019 WL 3842331, at *4–5 &
n.15 (Aug. 14, 2019) (citing cases), enforced, 985 F.3d 415 (5th Cir. 2021); see also
Socony Mobil Oil Co. v. NLRB, 357 F.2d 662, 663–64 (2d Cir. 1966) (affirming that
filing complaint constitutes statutorily protected conduct). Section 8(a)(1) of the
Act expressly prohibits an employer from “interfer[ing] with, restrain[ing], or
coerc[ing] employees” in the exercise of their statutory rights. 29 U.S.C.
§ 157(a)(1). Accordingly, an employer violates section 8(a)(1) if it (i) “coercive[ly]
4 interrogat[es]” employees about their statutorily protected activities, NLRB v.
Special Touch Home Care Servs., 566 F.3d 292, 301–02 (2d Cir. 2009); (ii) threatens
employees for engaging in protected activities, NLRB v. J. Coty Messenger Serv., 763
F.2d 92, 97–98 (2d Cir. 1994); or (iii) suspends or discharges employees for those
activities, NLRB v. Coca-Cola Bottling Co. of Buffalo, 811 F.2d 82, 88–90 (2d Cir. 1987).
Here, substantial evidence supports the Board’s finding that Kirin violated
the Act by coercively interrogating, threatening, and then firing Qian Wang for
filing a wage suit. First, Qian Wang testified that Nancy Song, Kirin’s CEO,
confronted her after Song became aware of the lawsuit, interrogating her about
whether she had filed it and threatening to make Qian Wang and her family “pay”
if she did not withdraw it. Suppl. App’x at 30. And Tiande Wang – Qian Wang’s
father who also worked for Kirin and had himself been interrogated and
threatened by Song – corroborated his daughter’s testimony. Id. at 61. While Kirin
disputes that Song knew of the wage-and-hour lawsuit at the time of these alleged
interrogations, the Administrative Law Judge, affirmed by the Board, found the
testimony of the Wangs credible on this issue. App’x at 292. Because credibility
determinations are the Board’s “primary responsibility,” Am. Geri-Care, 697 F.2d
at 59, the Board was entitled to credit the testimony of both witnesses.
5 Second, the Board pointed to the circumstances surrounding Qian Wang’s
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25-391 NLRB v. Kirin
UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT
SUMMARY ORDER
RULINGS BY SUMMARY ORDER DO NOT HAVE PRECEDENTIAL EFFECT. CITATION TO A SUMMARY ORDER FILED ON OR AFTER JANUARY 1, 2007, IS PERMITTED AND IS GOVERNED BY FEDERAL RLULE OF APPELLATE PROCEDURE 32.1 AND THIS COURT’S LOCAL RULE 32.1.1. WHEN CITING A SUMMARY ORDER IN A DOCUMENT FILED WITH THIS COURT, A PARTY MUST CITE EITHER THE FEDERAL APPENDIX OR AN ELECTRONIC DATABASE (WITH THE NOTATION “SUMMARY ORDER”). A PARTY CITING A SUMMARY ORDER MUST SERVE A COPY OF IT ON ANY PARTY NOT REPRESENTED BY COUNSEL.
At a stated term of the United States Court of Appeals for the Second Circuit, held at the Thurgood Marshall United States Courthouse, 40 Foley Square, in the City of New York, on the 2nd day of July, two thousand twenty-six.
PRESENT:
GUIDO CALABRESI, GERARD E. LYNCH, RICHARD J. SULLIVAN, Circuit Judges. _____________________________________
NATIONAL LABOR RELATIONS BOARD,
Petitioner,
v. No. 25-391
KIRIN TRANSPORTATION, INC., d/b/a, Kirin Transportation, Respondent.
_____________________________________
For Petitioner: ERIC WEITZ (Ruth E. Burdick, Kira Dellinger Vol, on the brief), Attorneys, for Crystal S. Carey, General Counsel for the National Labor Relations Board, Washington, D.C.
For Respondent: KEVIN S. WANG, Wang & Associates, PLLC, Queens, NY.
On application for enforcement of a December 16, 2024 decision and order
of the National Labor Relations Board (“the Board”).
UPON DUE CONSIDERATION, IT IS HEREBY ORDERED,
ADJUDGED, AND DECREED that the Board’s application for enforcement is
GRANTED.
The National Labor Relations Board petitions for enforcement of its decision
and order finding that Kirin Transportation, Inc. (“Kirin”) violated the National
Labor Relations Act (the “Act”) by discriminatorily “threatening, interrogating,
suspending, and discharging” its employees after they sued for unpaid wages.
App’x at 266. Kirin opposes that petition, arguing that (i) the record does not
contain substantial evidence indicating that Kirin unlawfully retaliated against
anyone; and (ii) most of the individuals in question were not Kirin employees, but
2 rather “independent contractors” excluded from the Act’s coverage. We assume
the parties’ familiarity with the underlying facts, the procedural history of the case,
and the issues on review, to which we refer only as necessary to explain our
decision.
Because our review of NLRB decisions is “limited,” we will enforce the
Board’s order so long as “its legal conclusions are reasonably based, and its factual
findings are supported by substantial evidence on the record as a whole.”
HealthBridge Mgmt. v. NLRB, 902 F.3d 37, 43 (2d Cir. 2018) (internal quotation
marks omitted); see also Universal Camera Corp. v. NLRB, 340 U.S. 474, 488 (1951).
“[W]hatever the meaning of ‘substantial’ in other contexts, the threshold for such
evidentiary sufficiency is not high.” Biestek v. Berryhill, 587 U.S. 97, 103 (2019). A
factual finding is supported by substantial evidence unless “no rational trier of
fact” could reach the same conclusion. HealthBridge, 902 F.3d at 43 (internal
quotation marks omitted). And we afford even greater deference to findings of
fact based on witness-credibility determinations, which we will uphold unless the
testimony is “hopelessly incredible” or the findings “‘flatly contradict’ either the
‘law of nature’ or ‘undisputed documentary testimony.’” NLRB v. Thalbo Corp.,
3 171 F.3d 102, 112 (2d Cir. 1999) (quoting NLRB v. American Geri-Care, Inc., 697 F.2d
56, 60 (2d Cir. 1982)).
I. Substantial Evidence Supports the Board’s Findings that Kirin Acted Unlawfully Towards Employee Qian Wang.
The Board first determined that Kirin retaliated against Qian Wang by
coercively interrogating, threatening, and eventually firing her after she sued for
unpaid wages. Kirin disputes this finding, arguing that there is “no evidence” of
any threats or coercion and that it would have discharged Qian Wang irrespective
of her involvement in the suit. Kirin Br. at 5–7. We disagree.
The National Labor Relations Act protects the rights of employees to engage
in “concerted activities” to improve their working conditions, 29 U.S.C. § 157,
including by collectively filing suit for unpaid wages or discussing wage issues
with their coworkers, Cordua Rests., 368 NLRB No. 43, 2019 WL 3842331, at *4–5 &
n.15 (Aug. 14, 2019) (citing cases), enforced, 985 F.3d 415 (5th Cir. 2021); see also
Socony Mobil Oil Co. v. NLRB, 357 F.2d 662, 663–64 (2d Cir. 1966) (affirming that
filing complaint constitutes statutorily protected conduct). Section 8(a)(1) of the
Act expressly prohibits an employer from “interfer[ing] with, restrain[ing], or
coerc[ing] employees” in the exercise of their statutory rights. 29 U.S.C.
§ 157(a)(1). Accordingly, an employer violates section 8(a)(1) if it (i) “coercive[ly]
4 interrogat[es]” employees about their statutorily protected activities, NLRB v.
Special Touch Home Care Servs., 566 F.3d 292, 301–02 (2d Cir. 2009); (ii) threatens
employees for engaging in protected activities, NLRB v. J. Coty Messenger Serv., 763
F.2d 92, 97–98 (2d Cir. 1994); or (iii) suspends or discharges employees for those
activities, NLRB v. Coca-Cola Bottling Co. of Buffalo, 811 F.2d 82, 88–90 (2d Cir. 1987).
Here, substantial evidence supports the Board’s finding that Kirin violated
the Act by coercively interrogating, threatening, and then firing Qian Wang for
filing a wage suit. First, Qian Wang testified that Nancy Song, Kirin’s CEO,
confronted her after Song became aware of the lawsuit, interrogating her about
whether she had filed it and threatening to make Qian Wang and her family “pay”
if she did not withdraw it. Suppl. App’x at 30. And Tiande Wang – Qian Wang’s
father who also worked for Kirin and had himself been interrogated and
threatened by Song – corroborated his daughter’s testimony. Id. at 61. While Kirin
disputes that Song knew of the wage-and-hour lawsuit at the time of these alleged
interrogations, the Administrative Law Judge, affirmed by the Board, found the
testimony of the Wangs credible on this issue. App’x at 292. Because credibility
determinations are the Board’s “primary responsibility,” Am. Geri-Care, 697 F.2d
at 59, the Board was entitled to credit the testimony of both witnesses.
5 Second, the Board pointed to the circumstances surrounding Qian Wang’s
firing – including Kirin’s related firings of other employees and the suspicious
timing of the firing – to infer that Kirin had illicitly discharged Qian Wang because
she had filed suit. App’x at 290–93. Such an inference is permitted where there is
“circumstantial evidence,” Abbey’s Transp. Serv. v. NLRB, 837 F.2d 575, 579 (2d Cir.
1988), demonstrating that the “protected conduct was a motivating factor in the
employer’s decision to fire,” Bozzuto’s Inc. v. NLRB, 927 F.3d 672, 683 (2d Cir. 2019);
see also Consol. Bus Transit, 350 NLRB 1064, 1065–66 (2007), enforced, 577 F.3d 467
(2d Cir. 2009) (discussing standard for unlawful discharge). That could include
evidence that the employer had “knowledge” of the employees’ protected
activities, that the employer harbored “animus” toward those activities, or that the
“timing of the discharge” followed shortly after the employee engaged in
protected activities or the employer became aware of them. Bozzuto’s Inc., 927 F.3d
at 683 (internal quotation marks omitted).
The record here amply supported the inference that Kirin fired Qian Wang
because of her involvement in the suit. As demonstrated by Song’s confrontation
of Qian Wang, Kirin knew that Qian Wang had engaged in statutorily protected
conduct. Suppl. App’x at 30. And Kirin expressed overt animus when Song
6 threatened to retaliate against Qian Wang and her father; warned other employees
that they would not see “a penny” if they joined the litigation; and discharged
Tiande Wang because he had “instigat[ed] the company’s current and former
employees to sue.” Id. at 29–31, 196; App’x at 63. The inference that Kirin fired
Qian Wang in retaliation for filing the lawsuit is also supported by the timing of
the discharge, which occurred just one week after Song learned of the suit. Suppl.
App’x at 160–62; see NLRB v. S.E. Nichols, Inc., 862 F.2d 952, 957 (2d Cir. 1988)
(affirming finding of animus based on “abruptness” of discharge and proximity in
time to protected activities). Considered in tandem, this evidence easily sustains
the Board’s finding of unlawful discharge. See Bozzuto’s Inc., 927 F.3d at 683.
Nor did the Board err in rejecting Kirin’s contention that it would have taken
the same adverse employment action irrespective of Qian Wang’s participation in
protected activities. See id. As the Board noted, Kirin’s defense – that it would
have fired Qian Wang in any event because she had committed “misconduct,”
Kirin Br. at 5 – was flatly contradicted by Song’s own testimony, in which she
“sw[o]r[e]” that she “never” considered “terminat[ing] [Qian Wang’s]
employment” even after Qian Wang filed the lawsuit. App’x at 135 (denying that
Song directed the termination of Qian Wang). That contradiction is particularly
7 fatal to Kirin’s argument here because Song’s testimony regarding Qian Wang’s
alleged misconduct constitutes the entirety of the record evidence that Kirin
provided to justify Qian Wang’s termination.
In sum, substantial evidence supports the Board’s finding that Kirin
violated the Act by coercively interrogating, threatening, and finally discharging
Qian Wang for her participation in protected activities.
II. Substantial Evidence Supports the Board’s Findings that Tiande Wang, Lu Yang, and Ya Xu Were Kirin Employees and that Kirin Acted Unlawfully Towards Them.
Substantial evidence also supports the Board’s findings that, in addition to
retaliating against Qian Wang – the perceived ringleader of the wage-and-hour
suit – Kirin also acted unlawfully toward Tiande Wang, Lu Yang, and Ya Xu. Kirin
challenges these findings by arguing that (i) those individuals were “independent
contractors” rather than employees – and that they are thereby excluded from the
Act’s protection – and (ii) even if they were protected employees, the Board’s
findings of unlawful conduct were not supported by substantial evidence. Kirin
Br. at 22–50. We are not persuaded.
A. Tiande Wang, Lu Yang, and Ya Xu are Protected Employees.
Section 2(3) of the Act broadly defines a statutory “employee” but excludes
“any individual having the status of an independent contractor.” 29 U.S.C.
8 § 152(3). In “distinguishing between employees and independent contractors,” we
“apply general agency principles.” NLRB v. United Ins. Co., 390 U.S. 254, 256
(1968). To do so, we look to the list of common-law factors enumerated in the
Restatement (Second) of Agency. Id. at 258; Cmty. for Creative Non-Violence v. Reid,
490 U.S. 730, 752 & n.31 (1989); Hilton Int’l Co. v. NLRB, 690 F.2d 318, 320–21 (2d
Cir. 1982); Atl. Opera, Inc., 372 NLRB No. 95, 2023 WL 4051664, at *2–3, *17 (June
13, 2023). Finally, when reviewing the Board’s application of the common-law
factors to a particular case, we may not “displace the Board’s choice between two
fairly conflicting views, even though [we] would justifiably have made a different
choice had the matter been before [us] de novo.” United Ins., 390 U.S. at 260 (internal
quotation marks omitted).
Here, the Board fairly concluded that drivers Tiande Wang, Yang, and Xu
were employees of Kirin protected under the Act. While acknowledging that
several considerations weighed in favor of independent-contractor status –
including the fact that the employees used their personal vehicles for work – the
Board determined that the overwhelming majority of the common-law factors
favored a traditional employment relationship. Those included Kirin’s extensive
“control” over the “means and manner” of the employees’ work, which it
9 exercised by dictating the times and locations of their pickups, monitoring their
status throughout the workday, and prohibiting drivers from taking leave without
permission; the “unilateral[]” method by which Kirin set drivers’ rates and
compensation; the fact that the drivers worked exclusively for Kirin and were
hired on an “indefinite basis”; and the reality that the drivers’ work was at the
“core” of Kirin’s existence as a transportation provider. App’x at 288; see Herald
Co. v. NLRB, 444 F.2d 430, 434–35 (2d Cir. 1971) (discussing analogous common-
law factors). We have previously affirmed the Board’s finding of employee status
based on analogous facts, see, e.g., Herald Co., 444 F.2d at 434–35, and they are more
than sufficient to establish employee status here.
B. Kirin Unlawfully Interrogated, Threatened, and Discharged Tiande Wang.
Having properly found that Tiande Wang was an employee of Kirin, the
Board did not err in finding that Kirin violated section 8(a)(1) when Song
confronted, and eventually discharged, Tiande Wang for engaging in protected
activities. First, as noted above, Song interrogated Tiande Wang about his
daughter Qian Wang’s involvement in the suit and threatened him with reprisals
if he did not convince her to “withdraw” it. Suppl. App’x at 61. Second, the Board
found that Kirin retaliated against Tiande Wang for eventually joining the suit,
10 most obviously by suspending him – just one day after he joined. App’x at 292–
93. As with Qian Wang’s termination, the suspicious timing of Tiande Wang’s
suspension and eventual discharge bolsters the Board’s finding that Kirin’s
decision was motivated by his involvement in the litigation. See S.E. Nichols, Inc.,
862 F.2d at 957. And if that were not enough, Kirin stated in its notice suspending
Tiande Wang that it was doing so because he “deliberately instigat[ed] the
company’s current and former employees to sue.” Suppl. App’x at 196. Given
that blunt admission, the Board did not err in rejecting Kirin’s defense that it
would have suspended Tiande Wang in any event because he had engaged in
various forms of “misconduct,” see Kirin Br. at 28, which Kirin again failed to
credibly document in the record.
C. Kirin Unlawfully Discharged Lu Yang and Ya Xu.
Substantial evidence also supports the Board’s findings that Kirin violated
section 8(a)(1) by discharging drivers Yang and Xu in retaliation for their
involvement in the wage litigation. App’x at 293; 29 U.S.C. § 158(a)(1). To begin,
when Yang and Xu raised concerns about unpaid wages to Song in December 2020,
Song warned them that they would never see “a single penny” if they joined the
Wangs’ lawsuit. Suppl. App’x at 88, 105. Undeterred, Yang and Xu filed to join
the suit – and were discharged without explanation just one week later. Id. at 89– 11 90. Given Song’s warning not to join the suit, Kirin’s parallel discharges of Qian
and Tiande Wang, the near-immediate discharges of Yang and Xu, and Kirin’s
failure to provide any explanation for the firings, the Board, again, reasonably
inferred a retaliatory motive. See Consol. Bus Transit, Inc., 577 F.3d at 467.
For its part, Kirin does not even argue that it would have fired Yang or Xu
irrespective of the protected activity. Instead, Kirin asserts that Xu “never”
worked for the company and therefore could not have been unlawfully
discharged. Kirin Br. at 12, 17, 38. But that directly contradicts evidence in the
record showing that Kirin assigned Xu work and listed her as a driver in its
personnel roll. App’x 382–406, Suppl. App’x at 216–17. And at multiple points,
counsel for Kirin conceded that Xu worked for Kirin as a driver. See, e.g., Kirin Br.
at 9 (“[Ya Xu] was a driver of Respondent Kirin.”). Kirin’s contrary contentions
on appeal are therefore without merit.
Finally, Kirin asserts that Yang and Xu “voluntarily” left their employment.
Id. at 7, 29, 30, 31. But Kirin provides no record support for this conclusory
assertion, so it has failed to preserve the issue for our review. United States v. Apple,
791 F.3d 290, 338 n.26 (2d. Cir. 2015) (declining to consider an argument to which
a party “devoted only two conclusory sentences”). Moreover, Kirin’s contention
12 was contradicted by the testimony of Yang and Xu, who emphatically denied that
they had voluntarily ended their employment with Kirin. We have no reason to
question the Board’s decision to credit Yang’s and Xu’s testimony, which was
neither “hopelessly incredible” nor “flatly contradict[ed]” by the “law of nature”
or “undisputed documentary testimony.” Thalbo Corp., 171 F.3d at 112 (internal
* * *
We have considered Kirin’s remaining arguments and find them to be
without merit. Accordingly, the application for enforcement is GRANTED.
FOR THE COURT: Catherine O’Hagan Wolfe, Clerk of Court