Nielsen v. State, No. Cv93 0529695s (Nov. 18, 1994)

1994 Conn. Super. Ct. 12039, 13 Conn. L. Rptr. 102
CourtConnecticut Superior Court
DecidedNovember 18, 1994
DocketNo. CV93 0529695S
StatusUnpublished

This text of 1994 Conn. Super. Ct. 12039 (Nielsen v. State, No. Cv93 0529695s (Nov. 18, 1994)) is published on Counsel Stack Legal Research, covering Connecticut Superior Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Nielsen v. State, No. Cv93 0529695s (Nov. 18, 1994), 1994 Conn. Super. Ct. 12039, 13 Conn. L. Rptr. 102 (Colo. Ct. App. 1994).

Opinion

[EDITOR'S NOTE: This case is unpublished as indicated by the issuing court.]MEMORANDUM OF DECISION ON DEFENDANT'S MOTION TO DISMISS In November of 1992 the so-called "Constitutional Spending Cap Provision" was enacted and it reads as follows:

The general assembly shall not authorize an increase in general budget expenditures for any fiscal year above the amount of general budget expenditures authorized for the previous fiscal year by a percentage which exceeds the greater of the percentage increase in personal income or the percentage increase in inflation, unless the governor declares an emergency or the existence of extraordinary circumstances and at least three-fifths of the members of each house of the general assembly vote to exceed such limit for the purposes of such emergency or extraordinary circumstances. The general assembly shall by law define "increase in personal income", "increase in inflation" and "general budget expenditures for the purposes of this section and may amend such CT Page 12040 definitions, from time to time, provided general budget expenditures shall not include expenditures for the payment of bonds, notes or other evidences of indebtedness. The enactment or amendment of such definitions shall require the vote of three-fifths of the members of each house of the general assembly.

As the defendants point out essentially this provision prohibits the legislature from authorizing an increase in "general budget expenditures" which exceeds either the percentage "increase in personal income" or the percentage "increase in inflation" whichever is greater, barring an emergency.

In this case a group of Connecticut taxpayers have brought a suit seeking declaratory and injunctive relief which would require the general assembly to enact legislation implementing the constitutional provision. The defendants named in the suit are the State of Connecticut, the General Assembly, the State Senate, the House of Representatives, the Speaker of the House, the President Pro Tem, the Treasurer, and the Comptroller.

The plaintiffs allege that since the amendment was adopted the general assembly "has failed and refused" to enact the definitions contained in the provision and that the speaker and president pro tem refused to use their "emergency certification" powers to place "any bill" defining the relevant terms on the House or Senate calendar (see paragraphs 20 and 21 of the Amended Complaint).

In paragraphs 23 and 28 of the Amended Complaint the plaintiffs allege that 1993-1994 budget violates the constitutional cap. The state budget adopted for this fiscal year exceeds the 1992-1993 budget by 7.2% "which increase exceeds any reasonable or rational definition of `increase in inflation' or `increase in personal income.'" (par. 28). Thus say the plaintiffs in the latter paragraph "the defendants have violated the clear mandate of Article III, section 18(b) and the will of the people of the state of Connecticut as expressed by their overwhelming approval of the spending cap amendment." CT Page 12041

The plaintiffs seek a Declaratory Judgment determining that the general assembly must define by statute the operative terms of the constitutional amendment — "general budget expenditures", "increase in personal income", and "increase in inflation" — before they adopt or enact a budget for the fiscal year 1994-1995 and any subsequentfiscal years or any interim appropriation tax or other fiscal measure which levies or expends tax revenue. On April 8, 1994 the court permitted the plaintiffs to amend the complaint to add the language subsequent fiscal years; this seemed fair because this matter should not become moot because the court has taken a lengthy period of time to resolve what is an important matter[.]

Further the plaintiffs request the court to determine that these same defendants be enjoined from allocating or spending for "general budget expenditures" for the fiscal years 1994-1995 and subsequent fiscal years more than the amount for such expenditures in fiscal year 1992-1993 until the above-mentioned terms are defined. The court for the reasons noted above allowed an amendment as to "subsequent fiscal years", and similarly as to same language in the next mentioned request for an injunction.

The plaintiffs also request that the Comptroller and Treasurer be enjoined from disbursing funds for "general budget expenditure" for the fiscal year 1994-1995 and subsequent fiscal years in an amount more than the amount authorized for "general budget expenditures" in fiscal year 1992-1993 unless and until the general assembly has defined by law the previously mentioned terms. The plaintiffs originally asked for then withdrew their request for attorneys' fees but do ask for costs.

1.

The defendants have moved pursuant to Section 143 of the Practice Book to dismiss the complaint.

Central to the resolution of this motion is the problem of justiciability. If this matter is non-justiciable the motion should be granted.

The defendants have made two arguments that from the CT Page 12042 court's perspective are intertwined with the question of justiciability. They claim the suit is "barred by the legislative immunity contained in Article III, § 15, the so-called `speech and debate' clause . . . . The action is against the state legislature and its leaders for allegedly failing to meet their responsibilities in enacting legislation" — such an action is precisely the type of action barred by legislative immunity.

In a further argument that the court considers ancillary to the justiciability question the defendants claim that this action is barred by the doctrine of sovereign immunity. This is really a suit against the state say the defendants, the legislature and its leaders are nominal parties with the state named in its sovereign capacity — "it is axiomatic that the state itself or a body of the state (e.g., the legislature) cannot be sued without its consent."

Appropriate cases citing these general propositions are cited by the defendants. For the speech and debate clause argument cases such as U.S. v. Brewster, 408 U.S. 501,516 (1972) are cited; the "speech and debate clause" in the federal constitution is similar to ours and has the same goals. Reliance is placed on Consumer Party ofPennsylvania v. Commonwealth, 507 A.2d 323 (1986) a Pennsylvania case which relied on its interpretation of the federal provision in interpreting the speech and debate clause in its constitution, id. at page 330.

For the sovereign immunity argument the defendants rely chiefly on their interpretation of Horton v. Meskill,172 Conn. 615 (1977). Ex Parte Young, 209 U.S. 123, 157 (1908) is also referred to where the court says:

"In making an officer of the state a party defendant in a suit to enjoin the enforcement of an act alleged to be unconstitutional it is plain that such officer must have some connection with the enforcement of the act or else it is merely making him a party as a representative of the state and thereby attempting to make the state a party." CT Page 12043

Federal case law is relevant on this aspect of the sovereign immunity question, State v. Giant's Neck Land Improvement Co., 116 Conn.

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Bluebook (online)
1994 Conn. Super. Ct. 12039, 13 Conn. L. Rptr. 102, Counsel Stack Legal Research, https://law.counselstack.com/opinion/nielsen-v-state-no-cv93-0529695s-nov-18-1994-connsuperct-1994.