Nicole Bradley v. Gloria Henry, Warden

428 F.3d 811, 2005 U.S. App. LEXIS 22319, 2005 WL 2621503
Court of Appeals for the Ninth Circuit·Decided October 17, 2005·No. 04-15919·Published·Cited by 4 cases

Opinions

ORDER

The opinion filed on June 22, 2005 is amended as follows:

413 F.3d at 962. Insert “potentially” before “capital”.

413 F.3d at 962. At “executed”, substitute comma for period and add “if the prosecutor chose to seek the death penalty.”

413 F.3d at 967. Substitute “Potentially on” for “On”.

413 F.3d at 967. Add after “palpable”:

Until the robbery-murder special circumstance charge was dismissed, a dismissal that occurred after completion of the prosecutor’s case, the prosecutor could have asked for the death penalty. Leo v. Superior Court, 179 Cal.App.3d 274, 225 Cal.Rptr. 15 (1986).

413 F.3d at 967. Add the following new f:

In the petition for rehearing, the state cites Morris v. Slappy, 461 U.S. 1, 13, 103 S.Ct. 1610, 75 L.Ed.2d 610 (1983), denying that a defendant has a right to a “meaningful attorney-client relationship,” adding, “[n]o court could possibly guarantee that a defendant will develop that kind of rapport with his attorney— privately retained or provided by the [813] public.” There is no doubt that this line of thought establishes the current test for ineffective assistance of counsel. Bradley, however, does not raise an ineffective assistance of counsel claim and her assertion of constitutional error in excluding her from a critical phase of the trial should not be collapsed into such a claim. The error, according to established Supreme Court precedent, was to exclude her from a critical stage of her trial.
As a result of that exclusion, she did not participate in the termination of her contract with her existing counsel and in the selection of her new counsel. Judicial inability to guarantee a good lawyer-client relationship cannot be converted into a judicial ability to break a lawyer-client relationship without hearing the client or into a judicial ability to select another lawyer without hearing the client. Not only was harm done to Bradley in depriving her of her existing counsel without notice to her. Not only were her lawyers replaced but the man replacing them was explicitly approved by the prosecutor, a method of selection that deprived Bradley of her basic freedom to choose her own counsel. Not only was harm done to Bradley by denying her any say in the choice of new counsel. These harms were increased by the fact that the lawyer chosen by the court explored an insanity defense that Bradley did not want; contacted his client chiefly through his investigator and not in person; and, so alienated his client that she filed a complaint against him with the California State Bar and threatened to sue his firm. Two months before trial the lawyer-client relationship of Andrian to Bradley was a shambles. The trial court could not have guaranteed that the shambles would not have occurred, but when it did occur as a result of a trial court’s ex parte removal of counsel and ex parte substitution of new counsel, Bradley was denied due process of law as determined by federal law established by the United States Supreme Court.

Respondent’s petition for rehearing and for rehearing en banc remains pending.

OPINION

NOONAN, Circuit Judge:

Nicole Bradley appeals the judgment of the district court denying her habeas corpus petition. Holding that she was denied due process of law at a critical stage in her criminal trial with harm to her ability to defend herself in a potentially capital case, we reverse the judgment of the district court.

FACTS AND PROCEEDINGS

On January 17, 1996, Bradley, 18 years old at the time, attempted a carjacking in the course of which the driver of the car was shot. On January 22, 1996, she was taken into custody and charged with attempted robbery, carjacking, possession of a short-barreled shotgun, and murder in the first degree, with special circumstances. If convicted, she could be executed, if the prosecutor chose to seek the death penalty.

At the time she was represented by Patrick Hutchinson, soon joined by Jack Montgomery. On March 15, 1996, Judge Tansil, the trial judge, disqualified Montgomery for conflict of interest. On June 10, 1996, Marteen Miller joined Hutchinson as counsel. On October 18, 1996, Hutchinson and Miller were replaced by Melvin Sacks. On December 13, 1996, Jamie Thistlewaite joined Sacks, and the court set trial for April 14, 1997. On February 28, 1997, the trial date was continued to July 18, 1997 for calendar control. On July 3, 1997, the trial date was [814] changed again to March 2, 1998. On November 12, 1997, Bradley moved to substitute Kerry Steigerwalt in place of Sacks and Thistlewaite. At the hearing on the motion, Judge Tansil stated that “this will be the last change in counsel.” The judge also changed the trial date from March 2 to March 30, 1998. Cynthia M. Dunlevy joined Steigerwalt as Bradley’s counsel.

On March 4, 1998, Judge Tansil held a hearing in camera attended by the district attorney of Sonoma County; the deputy district attorney prosecuting the case; an investigator from the district attorney’s office; Dunlevy; and two lawyers new to the case, Chris Andrian and his partner Steve Gallenson. Bradley was not present. Dunlevy indicated that private investigators, inferentially hired by the father, had been watching the prosecutor. The district attorney said that the prosecutor’s safety might be at risk, that the father would use any strategy to get a continuance, and that “someone” was planning a violent act to get a continuance; the clear implication was that it was the father. A theme of the conference was the interference of the father in the conduct of his daughter’s case, the father’s control of his daughter, and the father’s danger to the prosecutor.

Also discussed was a proposed withdrawal of counsel. Dunlevy told Judge Tansil that she and Steigerwalt were moving to be relieved as counsel due to serious conflicts; including nonpayment for their services by the father. Dunlevy added: “I think, based on everything that has gone on, what’s in the best interest of my client is that I’m doing what I’m doing.... She’s definitely drowning....” The presence of the two lawyers new to the case, Andrian and Gallenson, was explained by the fact that the court had approached Andrian about being appointed to represent Bradley. Inferentially it is evident that Dun-levy had already told the court of her desire to withdraw and had asked for help in getting a replacement. Dunlevy informed the court that Bradley opposed her withdrawal and had retained Bradley’s former lawyer, Hutchinson, to oppose Dun-levy’s motion.

At the conclusion of the conference in camera, the proceedings were placed under seal and became inaccessible to Bradley at the time of trial. Judge Tansil in open court accepted Dunlevy’s motion to relieve counsel, stating: “I am concerned that this case would never get to trial with retained counsel. The only way to get the case to trial is through appointed counsel ... So the Court must take this action on behalf of the defendant Nicole Bradley.... ” Bradley was present but did not speak. The court then appointed Andrian to represent Bradley, with Dunlevy continuing on a transitional basis. Dunlevy again told the court that Bradley would like Hutchinson, who was present in court, to speak on her behalf. The prosecutor objected, and the court refused to hear Hutchinson.

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Nicole Bradley v. Gloria Henry, Warden, 428 F.3d 811, 2005 U.S. App. LEXIS 22319, 2005 WL 2621503 (9th Cir. 2005).

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