Nicholson v. Promotors on Listings

159 F.R.D. 343, 1994 U.S. Dist. LEXIS 17921, 1994 WL 703462
CourtDistrict Court, D. Massachusetts
DecidedDecember 9, 1994
DocketCiv. A. No. 91-11056-PBS
StatusPublished
Cited by11 cases

This text of 159 F.R.D. 343 (Nicholson v. Promotors on Listings) is published on Counsel Stack Legal Research, covering District Court, D. Massachusetts primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Nicholson v. Promotors on Listings, 159 F.R.D. 343, 1994 U.S. Dist. LEXIS 17921, 1994 WL 703462 (D. Mass. 1994).

Opinion

ORDER

SARIS, District Judge.

Plaintiff has filed objections to the Findings and Recommendations on Defendants’ Motion for Summary Judgment (docket 26) entered by Magistrate Judge Alexander on May 17,1994. After hearing, the court overrules the objections and orders entry of summary judgment for the defendants.

In light of the thoroughness of Magistrate Judge Alexander’s opinion, the court only addresses the primary objections raised by the pro se plaintiff.

First, plaintiff argues that he should not be deemed a limited public figure under Gertz v. Robert Welch, Inc., 418 U.S. 323, 341, 94 S.Ct. 2997, 3007, 41 L.Ed.2d 789 (1974) which extends the “actual malice” rule to speech concerning someone who has injected himself into a public controversy so as to become a public figure for the issue to which the speech is directed. Although he had management responsibility for the Lowell Memo[344]*344rial Auditorium, including its finances, he argues he was not a public figure because he was a part-time private contractor, not a public employee; he was not well known in Lowell either to the public, the press, or the city officials; he reported to the Lowell Auditorium Board of Trustees, which had the ultimate responsibility for overseeing the auditorium’s activities; and he did not thrust himself into the controversy over the auditorium’s finances “but was forced into it” by the media with false statements of fact.

Whether an individual is a public figure is a matter of law for the court to decide. Rosenblatt v. Baer, 383 U.S. 75, 88, 86 S.Ct. 669, 677, 15 L.Ed.2d 597 (1966); Trotter v. Jack Anderson Enterprises, Inc., 818 F.2d 431, 433 (5th Cir.1987).

The First Circuit, in Kassel v. Gannett Co., Inc., 875 F.2d 935 (1st Cir.1989), declined to reach the question of whether plaintiff became a limited purpose public figure by thrusting himself into an ongoing public controversy or by agreeing to be interviewed by a newspaper. See id. at 938 n. 2. Kassel instead considered whether the allegedly defamed individual was a “public official” — a classification defined to encompass those who have substantial responsibility for or control over the conduct of governmental affairs, who have access to channels of effective communication, and who seek positions of influence in public life. Id. at 939.

In her erudite recommendation, Magistrate Judge Alexander applied the areas of inquiry limned by Kassel in determining whether plaintiff was a limited public figure. A strong argument can be made that an independent contractor who meets the Kassel test qualifies as a “public official.” However, this court sees no need to examine the question whether the “public official” classification is so capacious as to include individuals who are not salaried public employees. Rather, this court concludes that the plaintiff is a “limited-purpose public figure” as that term is explained by the Supreme Court in Gertz, and by leading interpretations of Gertz in the other Circuits.

The D.C. Circuit has taken the lead in developing a test for determining when an individual attains limited purpose public figure status. It set forth a three-part test: (1) the controversy at issue must be public in the sense that people are debating it and that it has foreseeable and substantial ramifications for nonparticipants; (2) the plaintiff must have more than a trivial or tangential role in the controversy and must have thrust himself to the forefront of the controversy so as to become a factor in its ultimate resolution; and (3) the alleged defamation must be germane to the plaintiff’s participation in the controversy. See Waldbaum v. Fairchild Publications, Inc., 627 F.2d 1287, 1296-98 (D.C.Cir.1980); see also Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 246, 106 S.Ct. 2505, 2509, 91 L.Ed.2d 202 (1985) (citing Waldbaum with apparent approval); Tavoulareas v. Piro, 817 F.2d 762, 771-75 (en banc) (D.C.Cir.) (applying Waldbaum test), cert. denied, 484 U.S. 870, 108 S.Ct. 200, 98 L.Ed.2d 151 (1987). See also Clyburn v. News World Communications, Inc., 903 F.2d 29, 31-32 (D.C.Cir.1990). The Fifth Circuit has long followed the D.C. Circuit test. See Trotter, 818 F.2d at 433.

The Fourth Circuit has developed a five part test: (1) whether the plaintiff had access to channels of effective communication; (2) whether the plaintiff voluntarily assumed a role of special prominence in the public controversy; (3) whether the plaintiff sought to influence the resolution or outcome of the controversy; (4) whether the controversy existed prior to the publication of the defamatory statement; and (5) whether the plaintiff retained public-figure status at the time of the alleged defamation. See Foretich v. Capital Cities/ABC Inc., 37 F.3d 1541 (4th Cir. 1994).

Here, the record is undisputed that the controversy was over public expenditures at a municipal auditorium, that plaintiff had more than a trivial or tangential role in the controversy and that the alleged defamation was germane to the plaintiffs participation in the controversy. He voluntarily entered the public arena when he assumed a management role at a public auditorium, and sought to influence the resolution or outcome of the controversy over its finances. As plaintiff himself pointed out, he was a former journal[345]*345ist with a “reputation” in the entertainment field and hence had access to channels of effective communication. Finally, at the time of the alleged defamation, the controversy was both preexisting and ongoing. Thus, plaintiff easily qualifies as a limited public figure under the test articulated in Waldbaum, as well as under the Fourth Circuit test, both of which mirror certain key aspects of the test for public official in Kassel.

Plaintiffs argument that he was a private contractor, not a public employee, is unavailing, for it is well established that a limited purpose public figure does not have to be a salaried public employee. See, e.g., Reuber v. Food Chemical News, Inc., 925 F.2d 703, 708-09 (4th Cir.), cert. denied, 501 U.S. 1212, 111 S.Ct. 2814, 115 L.Ed.2d 986 (1991) (scientist employed by a firm under contract with the National Cancer Institute was a limited purpose public figure); Clyburn, 903 F.2d at 31 (owner of consulting firm which frequently contracted with the D.C. government was a limited purpose public figure); Trotter, 818 F.2d at 434 (president of a private business involved with labor violence was a limited-purpose public figure). As a private contractor plaintiff performed many high level functions often performed by a public official.

The fact that plaintiff was not well known to the general public until the controversy over the finances was reported in the Lowell Sun is likewise not dispositive of plaintiffs limited “public figure” status. As the Fifth Circuit said in Trotter:

Creating a public issue ... is not the same as revealing one. The purpose of investigative reporting is to uncover matters of public concern previously hidden from the public view.

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Bluebook (online)
159 F.R.D. 343, 1994 U.S. Dist. LEXIS 17921, 1994 WL 703462, Counsel Stack Legal Research, https://law.counselstack.com/opinion/nicholson-v-promotors-on-listings-mad-1994.