Nicholas W. Sterry v. Minnesota Department of Corrections (DOC), and Correctional Officer ...

8 N.W.3d 224
CourtSupreme Court of Minnesota
DecidedJune 20, 2024
DocketA220829
StatusPublished

This text of 8 N.W.3d 224 (Nicholas W. Sterry v. Minnesota Department of Corrections (DOC), and Correctional Officer ...) is published on Counsel Stack Legal Research, covering Supreme Court of Minnesota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Nicholas W. Sterry v. Minnesota Department of Corrections (DOC), and Correctional Officer ..., 8 N.W.3d 224 (Mich. 2024).

Opinion

STATE OF MINNESOTA

IN SUPREME COURT

A22-0829

Court of Appeals McKeig, J. Took no part, Procaccini, Hennesy, JJ. Nicholas W. Sterry,

Respondent,

vs. Filed: June 20, 2024 Office of Appellate Courts Minnesota Department of Corrections (DOC),

Appellant,

and

Correctional Officer Ashley Youngberg, in her individual and official capacities,

Defendant.

________________________

Zorislav R. Leyderman, The Law Office of Zorislav R. Leyderman, Minneapolis, Minnesota, for respondent.

Keith Ellison, Attorney General, Liz Kramer, Solicitor General, Anna Veit-Carter, Assistant Attorney General, Saint Paul, Minnesota, for appellant.

Paul A. Merwin, Patricia Y. Beety, League of Minnesota Cities, Saint Paul, Minnesota, for amici curiae League of Minnesota Cities and Minnesota School Boards Association.

Bradford Colbert, Elena Basill, Certified Student Practitioner, Legal Assistance to Minnesota Prisoners Clinic at Mitchell Hamline Law School, Saint Paul, Minnesota, for amicus curiae Legal Assistance to Minnesota Prisoners Clinic at Mitchell Hamline School of Law.

Jennifer E. Olson, TSR Injury Law, Bloomington, Minnesota; and

1 Charles A. Bird, Grant M. Borgen, Matthew B. De Jong, Bird, Stevens & Borgen, P.C., Rochester, Minnesota, for amicus curiae Minnesota Association for Justice.

Katharine Hannaher, Minnesota Coalition Against Sexual Assault, Saint Paul, Minnesota, for amicus curiae Minnesota Coalition against Sexual Assault. ___________________

SYLLABUS

1. For a state employer to be held vicariously liable for an employee’s

intentional tort under the Minnesota State Tort Claims Act, Minnesota Statutes section

3.736 (2022), the tort must: (1) be related to the duties of the employee; and (2) occur

within work-related limits of time and place—consistent with the common law standard

under which the employer, if a private person, would be vicariously liability.

2. The district court erred when dismissing a complaint against the Minnesota

Department of Corrections for failure to state a claim upon which relief can be granted

because the facts alleged in the complaint—including a state employee’s perpetration of a

sexual assault and sexual harassment—could allow a jury to find that the state employee

was acting within the scope of office or employment under circumstances where the

Department would be liable under the common law for vicarious liability.

Affirmed.

OPINION

MCKEIG, Justice.

This appeal requires us to interpret the Minnesota State Tort Claims Act (the Act),

part of which allows for a state employer to be held vicariously liable for the tortious acts

or omissions of an employee if those acts or omissions occur while the employee is acting

2 within the scope of office or employment under circumstances where a private employer

would be vicariously liable. Minn. Stat. § 3.736, subd. 1 (2022). Respondent Nicholas

Sterry brought an action against appellant Minnesota Department of Corrections (the

Department) for claims of battery, intentional and negligent infliction of emotional distress,

and negligence for an alleged sexual assault and sexual harassment by one of its

correctional officers. The district court dismissed Sterry’s claims for failure to state a claim

upon which relief can be granted, concluding that the state employer was immune from the

suit under the Act because the correctional officer was not acting within the scope of her

employment when the alleged assault occurred. The court of appeals reversed, finding the

Act consistent with common law principles of vicarious liability applicable to private

employers, and therefore, that Sterry’s complaint alleged sufficient facts to survive the

motion to dismiss. Because a state employer’s exposure to vicarious liability is consistent

with that of a private employer under the common law, and because Sterry alleged

sufficient facts to survive the Department’s motion to dismiss, we affirm.

FACTS

Because we are reviewing a dismissal for failure to state a claim, we must accept

the allegations in Sterry’s complaint as true. See Cocchiarella v. Driggs, 884 N.W.2d 621,

624 (Minn. 2016). The following facts have been taken directly from the complaint.

In early 2018, Sterry was incarcerated at the Moose Lake Correctional Facility and

worked in the prison kitchen. Officer Ashley Youngberg was employed by the prison as a

correctional officer during that period, and she was known to sexually harass and intimidate

the inmates on a regular basis. The Department—the state government agency that

3 operates the Moose Lake facility—was aware of Youngberg’s history of harassment, but

there is no record of discipline prior to the incidents that form the basis of Sterry’s claims.

From February through May of 2018, on a near-daily basis, Youngberg would engage in

conduct or make comments which included directing sexually suggestive faces and poses

toward Sterry, telling Sterry that it would be fun for him to be with her, and making

comments such as “[y]ou’re cute,” “[y]ou’re sexy,” and “I bet you look good.”

This behavior culminated in an incident that occurred in late April 2018. Youngberg

was supervising Sterry in the prison kitchen when she ordered him into a supply room to

conduct inventory. While Sterry conducted the inventory, Youngberg reached inside his

pants and fondled his penis without consent. Sterry was unsure if he was being sexually

assaulted or being subjected to an authorized search, but he ultimately stepped away and

informed Youngberg that he was not interested in sexual contact with her. At that point,

Youngberg told Sterry that if he told anyone else about the encounter, she would claim that

he sexually assaulted her—which would subject him to administrative and criminal

discipline. This was the only sexual contact, though Youngberg’s other conduct and

comments continued until May 2018.

In March 2021, Sterry filed a civil action against the Department for battery,

intentional and negligent infliction of emotional distress, and negligence and negligence

per se, under a theory of vicarious liability. 1 The district court dismissed the vicarious

1 The action also contained defendants not relevant to the issue before us. The State of Minnesota and the Commissioner of the Department of Corrections were initially included as parties but were dismissed as improper defendants by the district court.

4 liability claims against the Department, finding that the State was immune from liability

under the Act.

Sterry appealed the dismissal of the vicarious liability tort claims against the

Department. The court of appeals reversed, finding that Sterry’s complaint alleged

sufficient facts that could allow a factfinder to determine that Youngberg had been acting

within the scope of employment, which would allow the Department to be held liable under

the Act. Sterry v. Minn. Dep’t of Corr., 986 N.W.2d 715, 723–25 (Minn. App. 2023). In

so holding, the court of appeals concluded that a state employer’s liability for the

intentional torts of its employees was consistent with that of a private employer’s liability

under the common law. Id. at 723. We granted the Department’s petition for review.

ANALYSIS

This case presents two questions. First, under what circumstances would a state

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