Nicholas v. Trump

CourtDistrict Court, S.D. New York
DecidedJanuary 14, 2020
Docket1:18-cv-08828
StatusUnknown

This text of Nicholas v. Trump (Nicholas v. Trump) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Nicholas v. Trump, (S.D.N.Y. 2020).

Opinion

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK JB NICHOLAS, KRISTINE RAKOWSKY, and LIANE NIKITOVICH, Plaintiffs, -v.- DONALD J. TRUMP, in his official capacity as President of the United States; WILLIAM B. 18 Civ. 8828 (KPF) LONG, in his official capacity as OPINION AND ORDER Administrator of the Federal Emergency Management Agency; AJIT PAI, in his official capacity as Chairman of the Federal Communications Commission; FEDERAL EMERGENCY MANAGEMENT AGENCY; and FEDERAL COMMUNICATIONS COMMISSION, Defendants. KATHERINE POLK FAILLA, District Judge: On October 3, 2018, the federal government conducted the first test of the Presidential Alert system, pushing a test message to mobile phones across the United States (the “October 3 Test”). Plaintiffs JB Nicholas, Kristine Rakowsky, and Liane Nikitovich are among the millions of Americans who received the Presidential Alert, and they have brought this action against Defendants Donald J. Trump, William B. Long, Ajit Pai, the Federal Emergency Management Agency (“FEMA”), and the Federal Communications Commission (the “FCC”) (together, “Defendants”),1 claiming that the Presidential Alert

1 If this case were to continue against Defendant William B. Long, the current Acting Director of the Federal Emergency Management Agency, Peter T. Gaynor, would have been substituted for him. See Fed. R. Civ. P. 25(d) (providing for automatic substitution of public officer with successor). system violates the First and Fifth Amendments of the Constitution by violating individuals’ privacy, compelling individuals to convey government speech, compelling individuals to receive unwanted information, and interfering with a

parent’s right to direct the upbringing of her child. Plaintiffs also claim that FEMA and the FCC, in authorizing and implementing the test of the allegedly unconstitutional Presidential Alert system on October 3, 2018, acted in violation of the Administrative Procedure Act (the “APA”), 5 U.S.C. ch. 5. Defendants, in turn, have moved to dismiss the action for lack of subject matter jurisdiction, pursuant to Federal Rule of Civil Procedure 12(b)(1). For the reasons set forth in this Opinion, Defendants’ motion to dismiss is granted. BACKGROUND2

A. Statutory and Regulatory Background FEMA administers the Integrated Public Alert and Warning System (“IPAWS”), which allows federal, state, tribal, and local authorities to distribute alerts and warnings about “natural disasters, acts of terrorism, and other man-

2 The facts contained in this Opinion are drawn primarily from Plaintiffs’ Amended Complaint, which is the operative pleading in this case and is referred to in this Opinion as the “Amended Complaint” or “Am. Compl.” (Am. Compl. (Dkt. #41)). The Court also draws jurisdictional facts from the Declaration of Gregory M. Cooke, referred to as the “Cooke Decl.” (Dkt. #58); the Declaration of Antwane V. Johnson, referred to as the “Johnson Decl.” (Dkt. #59); and the exhibits attached to the Declaration of Katie Fletcher, referred to as the “Fletcher Decl.” (Dkt. #66). Defendants are permitted to offer extrinsic evidence showing lack of subject matter jurisdiction on a motion brought under Federal Rule of Civil Procedure 12(b)(1), see Carter v. HealthPort Technologies, LLC, 822 F.3d 47, 57 (2d Cir. 2016), and plaintiffs may come forward with their own evidence to “controvert that presented by the defendant,” see Katz v. Donna Karan Co., LLC, 872 F.3d 114, 119 (2d Cir. 2017). For ease of reference, the Court refers to the parties’ briefing as follows: Defendants’ opening brief as “Def. Br.” (Dkt. #61); Plaintiffs’ opposition brief as “Pl. Opp.” (Dkt. #62); and Defendants’ reply brief as “Def. Reply” (Dkt. #72). made disasters or threats to public safety.” 6 U.S.C. § 321o. Other than “acts of terrorism,” which is given a statutory definition under 6 U.S.C. § 101(18), none of the other potential triggering events for the use of IPAWS is defined.

IPAWS includes four different emergency alerting systems: (i) Wireless Emergency Alerts (“WEA”); (ii) the Emergency Alert System (the “EAS”); (iii) National Oceanic and Atmospheric Administration Weather Radio; and (iv) the All-Hazards Emergency Message Collection System. (Johnson Decl. ¶ 3). Relevantly, the EAS “provides the President with the capability to provide immediate communications and information to the general public … during periods of national emergency” via radio and television systems, see 47 C.F.R. § 11.1, while WEA “refers to the voluntary emergency alert system … whereby

Commercial Mobile Service Providers [“CMSPs”] may elect to transmit Alert Messages to the public,” id. § 10.10. Under FCC regulations, participating CMSPs are “required to receive and transmit four classes of Alert Messages: [i] Presidential Alert; [ii] Imminent Threat Alert; [iii] Child Abduction Emergency/AMBER Alert; and [iv] Public Safety Message” as part of the WEA system. 47 C.F.R. § 10.400. While the regulation provides specific criteria for the latter three classes of alert messages, see, e.g., id. § 10.400(b) (providing that an imminent threat alert

must meet “a minimum value for each of three CAP elements: Urgency, Severity, and Certainty”), the only description for a Presidential Alert is “an alert issued by the President of the United States or the President’s authorized designee,” id. § 10.400(a). Moreover, participating CMSPs “may offer subscribers the capability of preventing the subscriber’s device from receiving such alerts, or classes of such alerts, other than an alert issued by the President.” 47 U.S.C. § 1201(b)(2)(E) (emphasis added). Thus, the statutory

and regulatory framework provides neither precise criteria limiting the triggering event for a Presidential Alert nor a means by which individuals may refuse to receive Presidential Alerts. Relevant to this action, FEMA is mandated to “conduct[], not less than once every 3 years, periodic nationwide tests” of IPAWS. 6 U.S.C. § 321o(b)(4)(C). However, the statute does not specify which components of IPAWS, such as the WEA system or the EAS, must be used as part of this nationwide testing. As of the date of the filing of this Opinion, FCC regulations

only require participating CMSPs to support monthly tests, periodic interface testing, and State/local WEA testing, see 47 C.F.R. § 10.350(a)-(c), none of which involve the Presidential Alert classification (see Cooke Decl. ¶ 7). Indeed, FEMA cannot test the President Alert system without either obtaining a waiver order from the FCC or the FCC changing its regulations to allow such testing. (See id. at ¶ 8). However, use of the Presidential Alert system in the case of an emergency does not require any prior waiver or other regulatory permission. B. Factual Background

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Nicholas v. Trump, Counsel Stack Legal Research, https://law.counselstack.com/opinion/nicholas-v-trump-nysd-2020.