1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 SOUTHERN DISTRICT OF CALIFORNIA 10 11 UNITED STATES OF AMERICA, Case No. 13cr3447-MMA Related Case No. 19cv2300-MMA 12 Plaintiff,
13 v. ORDER DENYING DEFENDANT’S MOTION TO VACATE PURSUANT 14 JOSEPH NGUYEN, TO 28 U.S.C. § 2255 15 Defendant. [Doc. No. 208] 16 17 18 On September 18, 2013, Defendant Joseph Nguyen was charged with one count of 19 distributing images of minors engaged in sexually explicit conduct, in violation of 18 20 U.S.C. § 2252(a)(2), and three counts of possessing matters containing images of minors 21 engaged in sexually explicit conduct, in violation of 18 U.S.C. § 2252(a)(4)(B). See Doc. 22 No. 20. On July 8, 2015, the government filed a superseding indictment, charging 23 Defendant with only one count of distributing child pornography and one count of 24 possessing child pornography. See Doc. No. 69 at 1-2. Upon the government’s motion, 25 the Court dismissed the distribution charge before trial. See Doc. No. 105. On May 17, 26 2016, a jury returned a guilty verdict on the possession charge. See Doc. No. 140. The 27 Court sentenced Defendant to forty-six months’ imprisonment and five years of 28 supervised release. See Doc. No. 188. Defendant appealed his conviction to the Ninth 1 Circuit. See Doc. No. 177. The Ninth Circuit affirmed the judgment. See Doc. No. 203. 2 Defendant now collaterally challenges his conviction and sentence pursuant to 28 3 U.S.C. § 2255. Defendant moves to vacate the judgment against him based on ineffective 4 assistance of trial counsel. See Doc. No. 208. The government filed a response in 5 opposition to the motion, to which Defendant replied. See Doc. Nos. 214, 216. For the 6 reasons set forth below, the Court DENIES Defendant’s motion. 7 BACKGROUND 8 During an undercover investigation aimed at identifying persons using the Gnutella 9 peer-to-peer file sharing network to traffic in child pornography, a Homeland Security 10 agent connected to a computer and downloaded one video containing child pornography. 11 See Doc. 46-2 at 3, 7.1 The video was used to obtain a search warrant for Defendant’s 12 residence. See Doc. No. 46-2. In executing the search warrant, the government seized 13 computers and hard drives from a bedroom identified as Defendant’s. See Doc. No. 22 at 14 3. The material seized from Defendant’s room was later determined to contain child 15 pornography. See id. at 3. Defendant was charged for both the distribution and 16 possession of child pornography. See Doc. No. 20. The distribution charge was based on 17 the government’s initial download of the video from the peer-to-peer file sharing 18 network, Gnutella. See id. at 1. The possession charge was based on materials found on 19 the computers and hard drives seized from Defendant’s residence. See id. at 2-3. 20 Defendant has been represented by multiple attorneys throughout the course of 21 these proceedings. See Doc. No. 208 at 17, 18. At issue is the effectiveness of the 22 representation provided by Defendant’s first counsel, who Defendant discharged from 23 service prior to trial. See Doc. No. 80. During the time in which she represented 24 Defendant, counsel filed a variety of motions on Defendant’s behalf, including two broad 25 discovery motions. See Doc. Nos. 13, 35. Counsel also filed a motion to suppress 26 evidence. See Doc. No. 46. Defendant argued that the search warrant was stale because 27
28 1 1 of a three-month delay between the government’s initial download of child pornography 2 and the government’s attempt to seek a search warrant for Defendant’s residence. See 3 Doc. No. 46-1 at 8-10. Further, Defendant argued that the government lacked probable 4 cause to connect the child pornography to Defendant’s specific residence. See id. at 6-8. 5 Defense counsel retained a computer forensics expert, who opined that “simply because 6 data travelled through an Internet connection as a specific physical address on one date, it 7 is not reasonable to expect that the data still is at the address months later.” See Libby 8 Affidavit ¶ 9, Doc. No. 46-3 at 2. 9 Ultimately, the Court denied Defendant’s motion to suppress. See Doc. No. 47. 10 Over a year later, Defendant retained new counsel. See Doc. No. 80. New counsel 11 eventually sought additional discovery regarding the software used by the government 12 during its investigation and retrieval of child pornography from Defendant’s computer. 13 See Doc. No. 106. The Court denied the motion, the case proceeded to trial, and a jury 14 convicted Defendant of possessing child pornography. See Doc. No. 140. 15 DISCUSSION 16 Defendant collaterally challenges his conviction, arguing that he was 17 unconstitutionally deprived of effective assistance of trial counsel resulting in prejudice. 18 Defendant claims his first attorney did not sufficiently investigate the software that the 19 government used during its investigation to download the video from Defendant’s 20 computer containing child pornography. As discussed below, Defendant contends this 21 information could have been critically significant to the success of his suppression 22 motion. Defendant argues that suppression of the evidence recovered at his residence and 23 from his electronic devices likely would have resulted in dismissal of the charges against 24 him. 25 1. Legal Standard 26 Section 2255 provides a prisoner in federal custody under sentence of a federal 27 court the right to move the court which imposed the sentence to vacate, set aside, or 28 correct the sentence upon several grounds, including ineffective assistance of counsel. 1 See 28 U.S.C. § 2255; Strickland v. Washington, 466 U.S. 668, 688 (1984). Ineffective 2 assistance of counsel requires a showing “that counsel’s assistance was not within the 3 range of competence demanded of counsel in criminal cases.” Lambert v. Blodgett, 393 4 F.3d 943, 979-80 (9th Cir. 2004). Additionally, a defendant moving for relief under § 5 2255 on this ground must show “not only proof of deficient performance, but also 6 resulting prejudice.” United States v. Fabian-Baltazar, 931 F.3d 1216, 1217 (9th Cir. 7 2019) (citing Strickland, 466 U.S. at 687-88). To show prejudice, a prisoner “must 8 demonstrate that there is a reasonable probability that, but for counsel’s unprofessional 9 errors, the result of the proceeding would have been different.” United States v. 10 Rodriguez-Vega, 797 F.3d 781, 788 (9th Cir. 2015) (quoting Strickland, 466 U.S. at 694). 11 The court may address Strickland’s prongs in any order. Strickland, 466 U.S. at 697. As 12 a practical matter, “[t]here is no reason for a court deciding an ineffective assistance 13 claim to approach the inquiry in the same order or even to address both components of 14 the inquiry if the defendant makes an insufficient showing on one.” Strickland, 466 U.S. 15 at 697. 16 Strickland claims may require an evidentiary hearing to determine whether the 17 defendant is entitled to relief. See 28 U.S.C. § 2255. However, the Court is not required 18 to hold an evidentiary hearing when the issues can be conclusively decided on the 19 existing record. See id.; see also United States v.
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1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 SOUTHERN DISTRICT OF CALIFORNIA 10 11 UNITED STATES OF AMERICA, Case No. 13cr3447-MMA Related Case No. 19cv2300-MMA 12 Plaintiff,
13 v. ORDER DENYING DEFENDANT’S MOTION TO VACATE PURSUANT 14 JOSEPH NGUYEN, TO 28 U.S.C. § 2255 15 Defendant. [Doc. No. 208] 16 17 18 On September 18, 2013, Defendant Joseph Nguyen was charged with one count of 19 distributing images of minors engaged in sexually explicit conduct, in violation of 18 20 U.S.C. § 2252(a)(2), and three counts of possessing matters containing images of minors 21 engaged in sexually explicit conduct, in violation of 18 U.S.C. § 2252(a)(4)(B). See Doc. 22 No. 20. On July 8, 2015, the government filed a superseding indictment, charging 23 Defendant with only one count of distributing child pornography and one count of 24 possessing child pornography. See Doc. No. 69 at 1-2. Upon the government’s motion, 25 the Court dismissed the distribution charge before trial. See Doc. No. 105. On May 17, 26 2016, a jury returned a guilty verdict on the possession charge. See Doc. No. 140. The 27 Court sentenced Defendant to forty-six months’ imprisonment and five years of 28 supervised release. See Doc. No. 188. Defendant appealed his conviction to the Ninth 1 Circuit. See Doc. No. 177. The Ninth Circuit affirmed the judgment. See Doc. No. 203. 2 Defendant now collaterally challenges his conviction and sentence pursuant to 28 3 U.S.C. § 2255. Defendant moves to vacate the judgment against him based on ineffective 4 assistance of trial counsel. See Doc. No. 208. The government filed a response in 5 opposition to the motion, to which Defendant replied. See Doc. Nos. 214, 216. For the 6 reasons set forth below, the Court DENIES Defendant’s motion. 7 BACKGROUND 8 During an undercover investigation aimed at identifying persons using the Gnutella 9 peer-to-peer file sharing network to traffic in child pornography, a Homeland Security 10 agent connected to a computer and downloaded one video containing child pornography. 11 See Doc. 46-2 at 3, 7.1 The video was used to obtain a search warrant for Defendant’s 12 residence. See Doc. No. 46-2. In executing the search warrant, the government seized 13 computers and hard drives from a bedroom identified as Defendant’s. See Doc. No. 22 at 14 3. The material seized from Defendant’s room was later determined to contain child 15 pornography. See id. at 3. Defendant was charged for both the distribution and 16 possession of child pornography. See Doc. No. 20. The distribution charge was based on 17 the government’s initial download of the video from the peer-to-peer file sharing 18 network, Gnutella. See id. at 1. The possession charge was based on materials found on 19 the computers and hard drives seized from Defendant’s residence. See id. at 2-3. 20 Defendant has been represented by multiple attorneys throughout the course of 21 these proceedings. See Doc. No. 208 at 17, 18. At issue is the effectiveness of the 22 representation provided by Defendant’s first counsel, who Defendant discharged from 23 service prior to trial. See Doc. No. 80. During the time in which she represented 24 Defendant, counsel filed a variety of motions on Defendant’s behalf, including two broad 25 discovery motions. See Doc. Nos. 13, 35. Counsel also filed a motion to suppress 26 evidence. See Doc. No. 46. Defendant argued that the search warrant was stale because 27
28 1 1 of a three-month delay between the government’s initial download of child pornography 2 and the government’s attempt to seek a search warrant for Defendant’s residence. See 3 Doc. No. 46-1 at 8-10. Further, Defendant argued that the government lacked probable 4 cause to connect the child pornography to Defendant’s specific residence. See id. at 6-8. 5 Defense counsel retained a computer forensics expert, who opined that “simply because 6 data travelled through an Internet connection as a specific physical address on one date, it 7 is not reasonable to expect that the data still is at the address months later.” See Libby 8 Affidavit ¶ 9, Doc. No. 46-3 at 2. 9 Ultimately, the Court denied Defendant’s motion to suppress. See Doc. No. 47. 10 Over a year later, Defendant retained new counsel. See Doc. No. 80. New counsel 11 eventually sought additional discovery regarding the software used by the government 12 during its investigation and retrieval of child pornography from Defendant’s computer. 13 See Doc. No. 106. The Court denied the motion, the case proceeded to trial, and a jury 14 convicted Defendant of possessing child pornography. See Doc. No. 140. 15 DISCUSSION 16 Defendant collaterally challenges his conviction, arguing that he was 17 unconstitutionally deprived of effective assistance of trial counsel resulting in prejudice. 18 Defendant claims his first attorney did not sufficiently investigate the software that the 19 government used during its investigation to download the video from Defendant’s 20 computer containing child pornography. As discussed below, Defendant contends this 21 information could have been critically significant to the success of his suppression 22 motion. Defendant argues that suppression of the evidence recovered at his residence and 23 from his electronic devices likely would have resulted in dismissal of the charges against 24 him. 25 1. Legal Standard 26 Section 2255 provides a prisoner in federal custody under sentence of a federal 27 court the right to move the court which imposed the sentence to vacate, set aside, or 28 correct the sentence upon several grounds, including ineffective assistance of counsel. 1 See 28 U.S.C. § 2255; Strickland v. Washington, 466 U.S. 668, 688 (1984). Ineffective 2 assistance of counsel requires a showing “that counsel’s assistance was not within the 3 range of competence demanded of counsel in criminal cases.” Lambert v. Blodgett, 393 4 F.3d 943, 979-80 (9th Cir. 2004). Additionally, a defendant moving for relief under § 5 2255 on this ground must show “not only proof of deficient performance, but also 6 resulting prejudice.” United States v. Fabian-Baltazar, 931 F.3d 1216, 1217 (9th Cir. 7 2019) (citing Strickland, 466 U.S. at 687-88). To show prejudice, a prisoner “must 8 demonstrate that there is a reasonable probability that, but for counsel’s unprofessional 9 errors, the result of the proceeding would have been different.” United States v. 10 Rodriguez-Vega, 797 F.3d 781, 788 (9th Cir. 2015) (quoting Strickland, 466 U.S. at 694). 11 The court may address Strickland’s prongs in any order. Strickland, 466 U.S. at 697. As 12 a practical matter, “[t]here is no reason for a court deciding an ineffective assistance 13 claim to approach the inquiry in the same order or even to address both components of 14 the inquiry if the defendant makes an insufficient showing on one.” Strickland, 466 U.S. 15 at 697. 16 Strickland claims may require an evidentiary hearing to determine whether the 17 defendant is entitled to relief. See 28 U.S.C. § 2255. However, the Court is not required 18 to hold an evidentiary hearing when the issues can be conclusively decided on the 19 existing record. See id.; see also United States v. Schaflander, 743 F.2d 714, 717 (9th 20 Cir. 1984) (citing United States v. Hearst, 638 F.2d 1190, 1194 (9th Cir. 1980)). 21 Conclusory allegations, unsupported by specific facts, are subject to dismissal without an 22 evidentiary hearing, as are contentions that in the face of the record are wholly incredible. 23 See Blackledge v. Allison, 431 U.S. 63, 73-74 (1977); Shah v. United States, 878 F.2d 24 1156, 1161 (9th Cir. 1989). As discussed below, “nothing in the record or in the matters 25 contained in the § 2255 motion indicates that defense counsel’s actions . . . were outside 26 the wide range of professionally competent assistance,” therefore an evidentiary hearing 27 is not warranted. See Schaflander, 743 F.2d at 718 (internal citations omitted). 28 // 1 2. Ineffective Assistance of Counsel 2 As an initial matter, the United States argues that the Ninth Circuit’s prior ruling is 3 dispositive as to the issues raised by Defendant collaterally. See Doc. 214 at 5. 4 Defendant directly challenged his conviction on four grounds: (1) error based on the 5 denial of his request for discovery as to the software used by the government during its 6 investigation; (2) error based on the denial of his motion to suppress; (3) error based on 7 allowing the government to publish explicit images without first examining them outside 8 of the jury’s presence; and (4) error based on the Court’s failure to give an alibi 9 instruction and a dual-purpose instruction to the jury. Id. at 766-67. 10 Defendant argues that his ineffective assistance of counsel claim is distinct from 11 the claims previously raised on direct appeal and as such, he is entitled to have his 12 ineffective assistance of counsel claim decided on the merits by the Court. See Doc. No. 13 216 at 2-3. Defendant is correct. See Molina v. Rison, 886 F.2d 1124, 1130 (9th Cir. 14 1989); Schaflander, 743 F.2d at 717. Although Defendant’s Strickland claim partly 15 sounds in Defendant’s Fourth Amendment rights, a Strickland claim is distinct from the 16 claims previously decided by the Ninth Circuit on direct appeal. See Molina, 886 F.2d at 17 1130. Those claims alleged error by the Court, not trial counsel. Defendant did not raise 18 a Strickland claim on direct appeal. See United States v. Nguyen, 743 Fed. App’x 764 19 (9th Cir. 2018). Accordingly, the Court considers Defendant’s claim on its merits. 20 The gravamen of Defendant’s claim is that his first trial counsel was 21 constitutionally ineffective because she failed to specifically request discovery on 22 software that the government used to investigate Defendant’s online file-sharing 23 activities. See Doc. No. 208 at 29, 30. Defendant argues that counsel should have moved 24 to compel production of the information under Federal Rule of Criminal Procedure 16, or 25 alternatively subpoenaed the information under Rule 17. Defendant asserts counsel’s 26 failure to even attempt to obtain the information precluded a viable suppression claim 27 28 1 under Kyllo v. United States, 533 U.S. 27 (2001), and in turn, outright dismissal of the 2 case.3 See Doc. No. 208 at 23-24, 35, 39. Defendant contends that there is “no logical 3 reason why counsel would not investigate the software given its central role in the case.” 4 Id. at 24. 5 a. Relevant Law 6 Counsel has a duty to conduct reasonable investigations or to make a reasonable 7 decision that investigation is unnecessary. See Strickland, 466 U.S. at 691. A decision 8 not to investigate must be assessed for reasonableness under the circumstances at the 9 time, applying a “heavy measure of deference to counsel’s judgments.” Wiggins v. 10 Smith, 539 U.S. 510, 521-22 (2003) (quoting Strickland, 466 U.S. at 690-91). “The 11 relevant inquiry under Strickland is not what defense counsel could have pursued, but 12 rather whether the choices made by defense counsel were reasonable.” Siripongs v. 13 Calderon, 133 F.3d 732, 736 (9th Cir. 1988) (emphasis added). “A fair assessment of 14 attorney performance requires that every effort be made to eliminate the distorting effects 15 of hindsight . . . .” Campbell v. Wood, 18 F.3d 662, 673 (9th Cir. 1994) (quoting 16 Strickland, 466 U.S. at 689). To prevail on a Strickland claim, a defendant must identify 17 “material, specific errors and omissions that fall outside the wide range of professionally 18 competent assistance.” See United States v. Flores-Acuna, 2014 U.S. Dist. LEXIS 19 123587, at *12 (S.D. Cal. Sept. 2, 2014) (citing United States v. Molina, 934 F.2d 1440, 20 1447 (9th Cir. 1991)). 21 // 22 23 2 Defendant claims that with the software information, he could have shown that the government accessed a non-publicly available folder on his computer in the initial download of the video which 24 formed the basis of the search warrant. See Doc. No. 208 at 36. Such an intrusion, Defendant argues, 25 constitutes an unconstitutional warrantless search of the home under Kyllo. See id. Thus, Defendant claims that information about the software would have resulted in the suppression of not only the initial 26 video download, but all evidence obtained during the execution of the search warrant, leaving the government without sufficient evidence to prosecute. See id. at 37-38. 27 3 Alternatively, Defendant argues that the government might simply have dismissed Defendant’s case to 28 1 b. Analysis 2 Defendant argues that trial counsel performed ineffectively by failing to seek 3 discovery on the software used by the investigating agent pursuant to Rule 16. See Doc. 4 No. 208 at 23-24, 32-33. In support of this argument, Defendant notes that other courts 5 have granted similar discovery requests made by defendants in child pornography cases. 6 See Doc. Nos. 208 at 32-33, 216 at 8-9. 7 Under Rule 16, the government “must permit the defendant to inspect and to copy . 8 . . documents, data, photographs, [and] tangible objects . . . if the item is within the 9 government’s possession, custody, or control and [ ] the item is material to preparing the 10 defense.” Fed. R. Crim. P. 16(a)(1)(E)(i) (emphasis added). Evidence is “material” 11 when that evidence “is helpful to the development of a possible defense.” United States 12 v. Budziak, 697 F.3d 1105, 1111 (9th Cir. 2012) (referred to infra as “Budziak”). 13 “Neither a general description of the information sought nor conclusory allegations of 14 materiality suffice; a defendant must present facts which would tend to show that the 15 Government is in possession of information helpful to the defense.” Id. at 1111 (quoting 16 United States v. Mandel, 914 F.2d 1215, 1219 (9th Cir. 1990)). 17 Here, Defendant’s second trial counsel—whose competence is not being 18 challenged in this motion—acknowledged that a third-party maintained control over the 19 software used to investigate Defendant’s online file-sharing activities. See Doc. 111 at 7- 20 8 (“. . . it’s the third party that maintains control over [the software]”). Thus, a motion 21 under Rule 16 may not have reached the software because the government did not control 22 the software. See Fed. R. Crim. P. 16(a)(1)(E)(i). Given that “[a]n attorney need not 23 pursue an investigation that would be fruitless . . . .” Harrington v. Richter, 562 U.S. 86, 24 108 (2011) (citing Strickland, 466 U.S. at 691), Defendant’s first trial counsel did not 25 behave unreasonably by electing not to seek discovery on the software. 26 Moreover, even assuming the software was within the control of the government, 27 and thus theoretically accessible through a successful Rule 16 motion, Defendant 28 overstates the likelihood that the Court would have granted such a motion. Although 1 Defendant argues that disclosure of the software would have been mandatory under 2 Budziak, Doc. No. 216 at 5, Budziak is distinguishable from the instant case. See, e.g., 3 United States v. Arumugam, 2020 U.S. Dist. LEXIS 33831, at *7-11 (W.D. Wash. Feb. 4 27, 2020); United States v. Alva, 2017 U.S. Dist. LEXIS 214853, at *11-13 (Nev. Dec. 5 15, 2017); United States v. Blouin, 2017 U.S. Dist. LEXIS 91604, at *7-9 (W.D. Wash. 6 June 14, 2017). In Budziak, the trial court denied a defendant’s request for discovery on 7 software the government had used to investigate that defendant’s online file-sharing 8 activities. See Budziak, 697 F.3d at 1107, 1111. The defendant was later convicted for 9 the distribution and possession of child pornography. See id. at 1108. On appeal, the 10 Ninth Circuit remanded the case to the district court to determine whether withholding of 11 the software information prejudiced the defendant. See id. at 1113. The circuit court 12 heavily relied on the defendant’s presentation of multiple pieces of evidence, including 13 evidence “suggesting that the [government] may have only downloaded fragments of 14 child pornography files from [the defendant’s] ‘incomplete’ folder, making it ‘more 15 likely’ that [the defendant] did not knowingly distribute any complete child pornography 16 files . . . .” and “evidence suggesting that the [government] agents could have used the [ ] 17 software to override [the defendant’s file] sharing settings. See id. at 1112. 18 In contrast, as the only factual support for his claim that the government accessed 19 non-publicly available information, Defendant points to the government’s statement in its 20 answering brief to the Ninth Circuit: “[Defendant’s] laptop was set to access the home 21 wi-fi network in a way that prevents other people in the house from accessing his 22 computer remotely.” See Doc. No. 208 at 33 (emphasis added). However, the laptop’s 23 configuration (and the government’s recognition thereof) does not speak to the 24 accessibility of the computer from outside the house, or to the accessibility of individual 25 files that were specifically shared on a peer-to-peer network. And Defendant offers little 26 else beyond speculation that the government may have been able to access non-publicly 27 available information on his computer using the software at issue. Tangential facts and 28 speculation are not enough to compel disclosure under Rule 16. See Budziak, 697 F.3d at 1 1111. Consequently, Defendant’s initial trial counsel did not act unreasonably because 2 she failed to specifically request production of the information. 3 In the alternative, Defendant argues that trial counsel should have attempted to 4 subpoena information about the software pursuant to Rule 17. Doc. No. 208 at 23-24, 5 33-35. A party seeking a third-party subpoena under Rule 17(c) must establish: (1) 6 relevancy; (2) admissibility; and (3) specificity. United States v. Ramos, 2014 U.S. Dist. 7 LEXIS 131778, at *8 (C.D. Cal. Sept. 17, 2014) (citing United States v. Nixon, 418 U.S. 8 683, 697-98 (1974) (superseded by statute on other grounds)). “Because Rule 17(c) was 9 not intended to provide a means of discovery for criminal cases, the subpoena must not 10 constitute a general fishing expedition.” Ramos, 2014 U.S. Dist. LEXIS 131778, at *8 11 (citing Nixon, 418 U.S. at 697-98) (internal quotations omitted). Enforcement of a 12 subpoena duces tecum is left to the discretion of the district court. See Nixon, 418 U.S. at 13 703. 14 Defendant argues that a Rule 17 motion could have served as a successful vehicle 15 to obtain a third party’s information about the software. Defendant primarily relies on a 16 single case, United States v. Ocasio. See Doc. No. 208 at 34-35 (citing United States v. 17 Ocasio, No. EP-11-CR-2728-KC (W.D. Tex.)). In Ocasio, the defendant was charged 18 with receiving, possessing, and distributing child pornography. See Ocasio, No. 11-CR- 19 2728-KC, ECF No. 9. The court granted a Rule 17 motion for a third-party subpoena 20 regarding the software used to investigate the defendant’s file-sharing activities. See 21 Ocasio, No. 11-CR-2728-KC, Doc. No. 150. 22 As an out-of-circuit district court case, Ocasio is of not binding on this Court. 23 Likewise, the Court need not consider the ruling persuasive. In any event, Ocasio is 24 distinguishable from this case. In Ocasio, the defendant had presented specific evidence 25 suggesting that the government conducted an impermissible search of the defendant’s 26 hard drive: “After conducting the forensic examination in [the defendant’s] case, none of 27 the files identified by law enforcement’s [ ] software were found on [the defendant’s] 28 1 computer during the undercover investigation.” See United States v. Ocasio, 2013 U.S. 2 Dist. LEXIS 79313, at *10-13 (W.D. Tex. 2013). There are no such facts here. 3 Moreover, a wider survey of the case law and a thorough review of the record in 4 this action provide little support for Defendant’s claim that counsel performed deficiently 5 by failing to seek a third-party subpoena. Defendant points only to two non-binding 6 cases that had been decided at the time that addressed the use of a Rule 17 motion in 7 similar factual circumstances. See Doc. No. 216 at 13 (citing United States v. Ocasio, 8 EP-11-CR-2728-KC (W.D. Tex.); United States v. Shia, 15-CR-00257-VC (N.D. Cal.)). 9 Further, as noted above, Defendant has not offered any specific, non-speculative facts to 10 support his argument that the government accessed non-publicly available information on 11 his computer. Under these circumstances, it was not unreasonable for counsel to forego 12 filing a Rule 17 motion to seek information about the software. See Shah v. United 13 States, 878 F.2d 1156, 1162 (1989) (“The failure to raise a meritless legal argument does 14 not constitute ineffective assistance of counsel.”). 15 Even assuming Defendant might have prevailed on a motion under Rule 16 or 17 16 for information related to the software, counsel’s representation was not constitutionally 17 deficient. See Strickland, 466 U.S. at 699 (finding trial counsel’s representation 18 competent although counsel’s chosen defense ultimately proved unsuccessful). In 19 arguing that counsel’s pretrial investigation was deficient, Defendant heavily relies on 20 Kimmelman v. Morrison. Doc. 208 at 26-28 (citing Kimmelman v. Morrison, 477 U.S. 21 365, 372 (1986) (superseded by statute on other grounds)). However, Kimmelman is 22 readily distinguishable from this case. In Kimmelman, the Court found an attorney’s 23 performance constitutionally deficient where the attorney conducted no pretrial discovery 24 whatsoever. Id. at 385. In finding the attorney’s performance deficient, the Court 25
26 4 The Court notes that in Ocasio, the court ultimately rejected the defendant’s Fourth Amendment 27 violation claim, reasoning that the defendant had “failed to show that the [ ] software searched any private files on [the defendant’s] computer. See United States v. Ocasio, 2013 U.S. Dist. LEXIS 28 1 emphasized that the attorney’s decision was not based on strategy, but rather was based 2 on “counsel’s mistaken beliefs that the State was obliged to take the initiative and turn 3 over all of its inculpatory evidence to the defense.” Id. 4 In contrast, the record shows that Defendant’s initial trial counsel conducted a 5 reasonable pretrial investigation. For example, counsel made two discovery requests, 6 which triggered the government’s Rule 16 disclosure obligations. See Fed. R. Crim. P. 7 16; Doc. Nos. 13, 35. Counsel’s response to the government’s motions in limine further 8 illustrates that counsel conducted a pretrial investigation into cases involving child 9 pornography.5 See Doc. No. 71. Unlike the attorney in Kimmelman, who based his 10 decisions on an incorrect understanding of the government’s disclosure obligations, 11 nothing in the record suggests that counsel based her defense strategy on a mistaken 12 understanding of the law. As noted above, counsel filed a motion to suppress the 13 evidence against her client. See Doc. No. 46. In support of that motion, counsel retained 14 and consulted a computer forensics expert. See Libby Affidavit, Doc. No. 46-3; Doc. No. 15 46-1 at 4. To examine the evidence, Defendant’s expert met with the Homeland Security 16 agent who downloaded the video that formed the basis of the search warrant. See Doc. 17 No. 34 at 2. 18 Additionally, nothing in the text of the search warrant or corresponding affidavit 19 suggests that the government accessed a non-publicly available folder on Defendant’s 20 computer. See Doc. No. 46-2. On the contrary, the agent’s affidavit in support of the 21 search warrant states that the video was obtained from a computer operating on a peer-to- 22 peer file sharing network. See Doc. 46-2 at 7 (“. . . I successfully downloaded a child 23 pornography file from a computer with assigned IP address 66.91.246.27 and operating 24 on the Gnutella network.”). Further, the prosecutorial team repeatedly suggested that the 25 evidence was obtained using publicly available software. See, e.g., Doc. No. 22 at 2 (“[a 26 27 5 Defendant discharged his first attorney from service on the eve of trial. The Court vacated the trial date and granted the defense’s request for a continuance to allow newly retained counsel the time to 28 1 Homeland Security agent] identified an IP in the Southern District of California that was 2 offering to share child pornography on the Gnutella file-sharing network. He 3 downloaded a video file from that IP address . . .); Doc. No. 46-2 at 5 (“By comparing [ ] 4 SHA 1 digital signatures [from entering search terms in the Gnutella software] with 5 signatures of known files, law enforcement agents could determine which offered files 6 contained child pornography. Law enforcement agents could then use publicly available 7 software to request a list of Internet networked computers that are reported to have the 8 same files for trade . . . .”) (emphasis added). Undoubtedly, defense counsel had an 9 independent duty to investigate and could not simply rely on the assertions and 10 investigation of the prosecutorial team. See Strickland, 466 U.S. at 691. Here, however, 11 counsel’s decision not to further investigate the government’s use of the software, when 12 viewed in the full context of counsel’s other decisions—including the filing of a motion 13 to suppress on other plausible grounds—was reasonable. See id. at 689. 14 In sum, Defendant has failed to show that the performance of his initial trial 15 counsel was constitutionally deficient.6 Accordingly, his claim fails. 16 CERTIFICATE OF APPEALABILITY 17 Rule 11(a) of the Rules Governing Section 2255 Proceedings for the United States 18 District Courts provides that “[t]he district court must issue or deny a certificate of 19 appealability when it enters a final order adverse to the applicant.” A defendant must 20 obtain a certificate of appealability before pursuing any appeal from a final order in a 21 Section 2255 proceeding. See 28 U.S.C. § 2253(c)(1)(B). When the denial of a Section 22 2255 motion is based on the merits of the claims in the motion, a district court should 23 issue a certificate of appealability only when the appeal presents a “substantial showing 24 of the denial of a constitutional right.” 28 U.S.C. § 2253(c)(2). The defendant must 25
26 6 As noted above, when a defendant fails to make a sufficient showing under one of Strickland’s prongs, 27 the Court need not decide the other prong. See Strickland, 466 U.S. at 697. Because Defendant has failed to show that counsel performed deficiently, the Court need not reach the issue of prejudice. See 28 1 || show that reasonable jurists could debate whether the issues should have been resolved 2 || differently or are “adequate to deserve encouragement to proceed further.” Slack v. 3 || McDaniel, 529 U.S. 473, 483 (2000) (quoting Barefoot v. Estelle, 463 U.S. 880, 893 n.4 4 ||(1983), superseded on other grounds by 28 U.S.C. § 2253(c)(2)); see also Mendez v. 5 || Knowles, 556 F.3d 757, 771 (9th Cir. 2009). 6 The Court has carefully reviewed Defendant’s 2255 motion and considered the 7 || whole record. Because Defendant has not made a substantial showing of the denial of a 8 || constitutional right, and because the Court finds that reasonable jurists would not debate 9 ||the denial of Defendant’s motion, the Court declines to issue a certificate of appealability. 10 || See 28 U.S.C. § 2253(c). 11 CONCLUSION 12 Based on the foregoing, the Court DENIES Defendant’s § 2255 motion and 13 || DECLINES to issue a certificate of appealability. The Court DIRECTS the Clerk of 14 || Court to enter judgment accordingly in the related civil case and terminate that action. 15 IT IS SO ORDERED. 16 || DATED: April 9, 2020 [hth LU - attr 17 HON. MICHAEL M. ANELLO 13 United States District Judge 19 20 21 22 23 24 25 26 27 28 13