Nguyen v. State

184 S.W.3d 149, 2006 Mo. App. LEXIS 194, 2006 WL 385309
CourtMissouri Court of Appeals
DecidedFebruary 21, 2006
DocketWD 64795
StatusPublished
Cited by11 cases

This text of 184 S.W.3d 149 (Nguyen v. State) is published on Counsel Stack Legal Research, covering Missouri Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Nguyen v. State, 184 S.W.3d 149, 2006 Mo. App. LEXIS 194, 2006 WL 385309 (Mo. Ct. App. 2006).

Opinion

JAMES M. SMART, JR., Judge.

David Nguyen appeals the denial of his Rule 24.035 motion in which he sought to vacate his convictions of two counts of first-degree assault and two counts of armed criminal action. Nguyen’s motion charged that there was no factual basis to support his plea. We affirm.

Procedural and Factual Background

David Nguyen, appellant, was indicted on July 12, 2002, for two counts of first-degree assault, § 565.050, 1 and two counts of armed criminal action, § 571.015. On November 3, 2003, Nguyen entered an Alford plea pursuant to the charges and a plea agreement.

At the plea hearing, the State laid out the plea agreement of fifteen years for each of the four counts with the sentences to run concurrently. The defendant was then sworn and questioned by the court. When asked if he knew what an Alford plea was, Nguyen replied, “An Alford plea is enough evidence to convict me but I’m not the shooter.” The court then proceeded to inquire whether or not Nguyen understood the plea agreement of concurrent sentences for all four counts. Next, the court questioned Nguyen’s intelligence and competence level both at the time of the events and at the hearing, with which the court was satisfied. Finally, the court informed Nguyen of his rights with regard to his counsel and his right to trial, and Nguyen indicated he understood.

Once the court completed its questioning, Nguyen’s counsel began questioning. Through the questioning, Nguyen’s discussions with his counsel were developed to demonstrate Nguyen’s understanding of the options he had with regard to pleading guilty compared to going to trial. Nguyen’s counsel examined possible defenses that could be raised and why they would not work. After completing those questions, Nguyen’s counsel and the State developed the evidence.

*151 On June 16, 2002, Nguyen attended a party celebrating Father’s Day and the birthday of Dung Bui, one of the victims. That party was in a parking lot at 3616 Independence Avenue, Kansas City, Missouri. Nguyen attended the party with a friend, Ngon Nguyen (“Ngon”). While at the party, Nguyen and Ngon got into a fight with Bui and Em Cu Luong. Nguyen and Ngon were then asked to leave the party, and they left.

After leaving the party, Nguyen and Ngon went to Ngon’s brother’s house. At his house Nguyen and Ngon collected guns and told him they were going back to the party. Ngon’s brother then called people at the party to warn them that Nguyen and Ngon were returning.

Shortly thereafter, Nguyen and Ngon pulled into a parking lot adjacent to the party in a black Chevy truck. Eight to ten shots were then fired out of the passenger side of the truck, the side on which Nguyen was sitting. No one from the party shot back at the truck.

Two people were injured from the shooting. Hau Dung was one of the victims. He was shot in the forehead and survived but spent about three weeks in the hospital recovering. During that time, Mr. Dung had a craniotomy and lobectomy, in which part of his brain was removed. The other victim, Dung Bui, was shot in the leg.

The investigators, after collecting shell casings from the parking lot and taking photographs, went to Nguyen’s house. At his house, a gun was recovered. Some of the shell casings from the parking lot were determined to have been fired from the gun. Nguyen admitted that he fired one of the guns. He did not admit that any of the bullets fired by him actually hit either of the victims.

Based upon the facts presented at the hearing, Nguyen stated that because of the strong likelihood he would be convicted it would be in his best interest to plead guilty and accept the plea bargain. He understood a jury could also find him not guilty, but he felt taking the plea bargain was in his best interest. ,

The court accepted Nguyen’s plea as made freely, voluntarily, and intelligently, and it found him guilty of the crimes charged. The court found that a factual basis for the charges was established. In accordance with the plea agreement, the court sentenced Nguyen to fifteen years for each count with the sentences to be served concurrently.

Nguyen timely filed a Rule 24.035 motion for post-conviction relief on December 23, 2003. His petition alleged that a sufficient factual basis was not established at his plea hearing because his plea did not acknowledge that he was aware of the victim’s presence at the time of the shooting. Specifically, he alleges that the facts did not establish that he shot at the victims with the purpose of causing death or serious physical injury. On October 8, 2004, the motion court entered its judgment with findings of fact and conclusion of law denying Nguyen’s claim.

Standard of Review

Appellate review of a motion court’s decision in a 24.035 action is “limited to a determination of whether the findings and conclusions of the trial court are clearly erroneous.” Rule 24.035(k). Findings and conclusions are clearly erroneous only if, after a review of the entire record, the appellate court is left with the definite and firm impression that a mistake has been made. Black v. State, 151 S.W.3d 49, 54 (Mo. banc 2004). On review, the motion court’s findings and conclusions are pre *152 sumptively correct. Wilson v. State, 813 S.W.2d 833, 835 (Mo. banc 1991).

Analysis

Nguyen’s only point on appeal is that the motion court clearly erred in denying his Rule 24.035 motion because there was an inadequate factual basis to support his pleas. Nguyen argues that facts were not presented to allow the trial court to determine whether he understood the nature and elements of the charges, the victim’s proximity to Nguyen, and whether he had the intent to cause serious physical injury. We disagree.

Under North Carolina v. Alford, 400 U.S. 25, 38-39, 91 S.Ct. 160, 27 L.Ed.2d 162 (1970), a defendant may enter what is, in effect, a guilty plea, even though the defendant protests that he or she is innocent of the crime charged. Here, Nguyen obtained a negotiated sentence without admitting guilt by entering an Alford plea. He admitted only that the evidence against him would be extensive and would be likely to result in his conviction. Now, he wishes to collaterally attack his Alford plea on the basis that there was an insufficient admission of guilt.

There is a factual basis requirement for a guilty plea. Rule 24.02(e) provides that “[t]he court shall not enter a judgment upon a plea of guilty unless it determines that there is a factual basis for the plea.” As we stated in Daniels v. State, 70 S.W.3d 457, 460-61 (Mo.App.2002):

A defendant is not required to admit or to recite the facts constituting the offense in a guilty plea proceeding, so long as a factual basis for the plea exists. State v. Morton,

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Bluebook (online)
184 S.W.3d 149, 2006 Mo. App. LEXIS 194, 2006 WL 385309, Counsel Stack Legal Research, https://law.counselstack.com/opinion/nguyen-v-state-moctapp-2006.