New York State Crime Victims Board v. Zaffuto

196 Misc. 2d 602, 763 N.Y.S.2d 442, 2003 N.Y. Misc. LEXIS 859
CourtNew York Supreme Court
DecidedJune 20, 2003
StatusPublished

This text of 196 Misc. 2d 602 (New York State Crime Victims Board v. Zaffuto) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
New York State Crime Victims Board v. Zaffuto, 196 Misc. 2d 602, 763 N.Y.S.2d 442, 2003 N.Y. Misc. LEXIS 859 (N.Y. Super. Ct. 2003).

Opinion

OPINION OF THE COURT

Edward A. Sheridan, J.

Petitioner moves by order to show cause for a preliminary injunction pursuant to Executive Law § 632-a and CPLR article [603]*60363 enjoining respondent Zaffuto and attorney Belanger and the law firm of Faraci & Lange, from disbursing or in any other manner affecting any and all of the amount of $87,209.20 that has been or will be paid to respondents pursuant to the terms of a settlement of a civil action against New York State. Petitioner seeks to preserve those funds to satisfy a judgment sought in a lawsuit that may be commenced by victims of Michael Zaffuto’s crimes pursuant to Executive Law § 632-a. Respondents oppose the order to show cause and the petition on several grounds.

As alleged in the petition, and not disputed by respondents, one James Hernon was the victim of a crime committed by Michael Zaffuto on March 12, 1986. Zaffuto was convicted of robbery in the first degree and sentenced to a period of incarceration in state correctional facilities. Zaffuto was subsequently granted conditional release on parole, and he died on March 2, 2001 while still on parole. On July 18, 2001, the Monroe County Surrogate’s Court granted respondent Blake Zaffuto, Michael’s son, limited letters of administration for the estate of Michael Zaffuto.

While incarcerated, Michael Zaffuto accrued a claim against the State for negligence and medical malpractice. After his death, that claim was settled for $135,000. A decree and order of the Monroe County Surrogate’s Court approved distribution of that sum as follows: $38,889 to the law firm of Faraci & Lange for fees; $5,369.98 for disbursements made during the prosecution of the claim; and $3,531.82 to the County of Monroe for repayment of social services and Medicare liens. The Surrogate’s Court further approved distribution of the remainder of the settlement in accordance with an agreement between respondent Blake Zaffuto and his mother, Cristal Zaffuto. Pursuant to that agreement and as approved by the Surrogate’s Court, Cristal is to receive $30,000, and the remaining balance of the settlement, or $57,209.20, is to be paid by the estate to Blake Zaffuto. Pursuant to the Son of Sam Law § 632-a petitioner seeks to enjoin the payment of $87,209.20, or the amounts to be paid to Cristal and Blake Zaffuto, until the determination of a lawsuit by James Hernon.

Respondents challenge the petition on several grounds. First, they contend that the Son of Sam Law, which is intended to keep convicted felons from profiting from their crimes and to provide compensation to crime victims from funds available to the person who perpetrated a crime upon them, was not intended to apply in the instant situation. Specifically, they [604]*604contend that Michael Zaffuto is dead, and that Cristal and Blake Zaffuto were also victims of Michael Zaffuto, in that Michael Zaffuto never paid his child support obligations to Cristal Zaffuto, and never provided financial support and had only sporadic contact with Blake Zaffuto during the latter’s formative years. Thus, they contend, Michael Zaffuto’s death prevents him from enjoying the settlement funds, and that significant equities in this matter flow to Cristal and Blake Zaffuto.

To the extent respondents contend that the Son of Sam Law was not intended to apply when the perpetrator of a crime is deceased, that argument is defeated by the plain provisions of the statute. Executive Law § 632-a (1) (c) defines “funds of a convicted person” as “all funds and property received from any source by a person convicted of a specified crime, or by the representative of such person as defined in [section 621 (6)] of this article excluding child support and earned income.” The cross-referenced provision, Executive Law § 621 (6), provides that “ ‘Representative’ shall mean one who represents or stands in the place of another person, including but not limited to * * * an executor or heir of another person * * *.” (See also Executive Law § 632-a [3] [authorizing a crime victim to bring a civil action for money damages against the representative of the convicted person].) Clearly, the Legislature contemplated and intended that the funds of a deceased convicted person would be subject to the provisions of the Son of Sam Law.

In the alternative, respondents point out that Executive Law § 632-a (1) (c) explicitly excludes “child support” from the funds of a convicted person. They assert that as of February 27, 2003, the late Michael Zaffuto owed $36,950 in child support payments to Cristal Zaffuto, as evidenced by documentation received from the Monroe County Child Support Enforcement Unit. Thus, they contend that this amount should be excluded from the amount to be enjoined from distribution. Again, this argument fails in view of the plain language of the statute, which excludes child support payments received by the convicted person from application of the Son of Sam Law, but does not exclude or deduct from the funds of a convicted person child support payments owed by that person.

Respondents further contend that the first 10% of the proceeds of the settlement of Michael Zaffuto’s negligence and medical malpractice claim against the State is specifically exempted from the Son of Sam Law by Executive Law § 632-a (3) and CPLR 5205 (k). This argument is unavailing, as those [605]*605provisions specifically exempt “funds * * * recovered by the convicted person pursuant to a judgment obtained in a civil action” (Executive Law § 632-a [3]). The funds sought to be enjoined in this proceeding were not obtained pursuant to a judgment, and thus they do not benefit from the exemption set forth in Executive Law § 632-a (3) (see New York State Crime Victims Bd. v Neumann, Albany County, Feb. 21, 2003, Cannizzaro, J., Index No. 6107-02, slip op at 3).

In sum, respondents’ challenges to the petitioner’s right pursuant to the Son of Sam Law to enjoin the full sum of $87,209.20 are without merit. That is not, however, the end of the court’s analysis on this petition for a preliminary injunction.

“A preliminary injunction may be granted under CPLR article 63 when the party seeking such relief demonstrates: (1) a likelihood of ultimate success on the merits; (2) the prospect of irreparable injury if the provisional relief is withheld; and (3) a balance of equities tipping in the moving party’s favor (Grant Co. v Srogi, 52 NY2d 496, 517 [1981])” (Doe v Axelrod, 73 NY2d 748, 750 [1988]). A preliminary injunction is a drastic remedy which imposes upon the party seeking it the burden of establishing the merits of the three-pronged test set forth above (see, Bonnieview Holdings vAllinger, 263 AD2d 933, 935 [1999], citing Aetna Ins. Co. v Capasso, 75 NY2d 860, 862 [1990]). This burden applies to the petitioner Crime Victims Board when it seeks a preliminary injunction pursuant to Executive Law § 632-a (6) (a) (see New York State Crime Victims Bd. v Neumann, supra, slip op at 4).

Here, petitioner has put forth little in support of the first two prongs of the test for a preliminary injunction, to wit, the likelihood of ultimate success on the merits and the prospect of irreparable injury absent the preliminary injunction. Assuming, however, that these two prongs are satisfied, the court is unpersuaded that all of the equities tip in petitioner’s favor in this case.

Respondents assert that Michael Zaffuto owed Cristal Zaffuto nearly $37,000 in child support arrears.

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Related

W. T. Grant Co. v. Srogi
420 N.E.2d 953 (New York Court of Appeals, 1981)
Doe v. Axelrod
532 N.E.2d 1272 (New York Court of Appeals, 1988)
Aetna Insurance v. Capasso
552 N.E.2d 166 (New York Court of Appeals, 1990)
Bonnieview Holdings, Inc. v. Allinger
263 A.D.2d 933 (Appellate Division of the Supreme Court of New York, 1999)

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Bluebook (online)
196 Misc. 2d 602, 763 N.Y.S.2d 442, 2003 N.Y. Misc. LEXIS 859, Counsel Stack Legal Research, https://law.counselstack.com/opinion/new-york-state-crime-victims-board-v-zaffuto-nysupct-2003.