New Mexico Youth Organized v. Herrera

611 F.3d 669, 2010 U.S. App. LEXIS 13381, 2010 WL 2598314
Court of Appeals for the Tenth Circuit·Decided June 30, 2010·No. 09-2212·Published·Cited by 30 cases

Opinion

HENRY, Circuit Judge.

Mary Herrera, the Secretary of State of New Mexico, appeals the district court’s grant of summary judgment in favor of the appellees, New Mexico Youth Organized and Southwest Organizing Project. The district court ruled that Secretary Herr *671 era’s attempt to regulate these two organizations was unconstitutional. In assessing the constitutionality of the attempted regulation we apply principles from Buckley v. Valeo, 424 U.S. 1, 96 S.Ct. 612, 46 L.Ed.2d 659 (1976) (per curiam), and its progeny, especially Colorado Right to Life Committee, Inc. v. Coffman (“CRLC”), 498 F.3d 1137 (10th Cir.2007). Because we agree with the district court that the Secretary of State cannot constitutionally regulate the organizations, we affirm the district court’s grant of summary judgment.

I. FACTUAL BACKGROUND

A. New Mexico Youth Organized and Southwest Organizing Project

The New Mexico Youth Organized (“NMYO”) is a statewide project run by the Center for Civic Policy (“CCP”), a 501(c)(3) nonprofit corporation that pays NMYO’s operating costs and hires NMYO’s staff. See 26 U.S.C. § 501(c)(3). According to the CCP’s Executive Director, Eli II Yong Lee, “NMYO was formed for the purpose of educating young New Mexicans about issues such as healthcare, clean elections, the economy and the environment.” Aplt’s App. at 97. Further, “NMYO educates the public about how their governmental representatives vote and how these representatives are funded. NMYO encourages its constituents to communicate with their representatives regarding issues important to New Mexico youth.” Id. at 98. According to Mr. Lee, NMYO “do[es] not engage in express advocacy for the election or defeat of candidates for public office.” Id. at 97.

Southwest Organizing Project (“SWOP”) is a nonpartisan project of Southwest Community Resources, Inc., a 501(c)(3) nonprofit corporation that serves as SWOP’s sponsor for Internal Revenue Service reporting purposes. According to its Executive Director, “SWOP was formed for the purpose of empowering and educating the public about issues such as environmental health and justice, economic development, community development, public education, arts and culture, housing, workers’ rights, racial justice and gender equality,” and it “engages in educational activities, nonpartisan get out the vote ... activities, training and leadership development, and community development.” Aplt’s App. at 99. The group also “educates the public about how their governmental representatives vote and ... are funded .... [and] encourages its constituents to communicate with their representatives regarding issues important to them.” Id. at 100. According to its representative, SWOP “does not engage in express advocacy for the election or defeat of candidates for public office.” Id.

B. Mailers

In March and April 2008, NMYO and SWOP mailed advertisements criticizing several incumbent state legislators. The mailings denounced certain initiatives the legislators proposed during the legislative session, pointed out that the sponsoring legislators had relied upon certain organizations for funding, and suggested that the legislators were beholden to corporate interests rather than actually working for the public good. Recipients were urged to contact the legislators to express their concern about the legislators’ votes and funding sources. The mailings were targeted to the legislators’ constituents, and each mailing mentioned an upcoming special legislative session focused on healthcare.

A typical mailer looked like the one sent to State Senator Shannon Robinson’s constituents. This mailer had a child depicted on the front with a thermometer in her mouth and stated: “With a special session of the legislature this summer to address HEALTH CARE, it’s important to find *672 out WHOSE SIDE IS SENATOR ROBINSON ON?” Id. at 81. On the back of the mailer, it asked: “When New Mexico’s state legislature makes critical decisions on our health care, who will State Senator Shannon Robinson stand with?” Id. at 82. It then highlighted a bill that Senator Robinson voted against in the 2008 legislative session that “would have required insurance companies to simply disclose to consumers in clear language the reasons why their health insurance premiums are increased each year,” and stated that by voting against the bill, Senator Robinson “voted with the insurance industry.” Id. It then cited Senator Robinson’s campaign finance reports and contended that, “[s]ince 2003 almost 70% of [Senator] Robinson’s campaign contributions ... have come from ... [the] health care, pharmaceutical and insurance industry[,] lobbyists^] banks and payday loan industryU liquor and tobacco industry, Political Action Committees[,] ... [and the] oil and mining industries.” Id. The card concluded: “With a special session of the legislature this summer on health care, it’s important to CALL SHANNON ROBINSON. REMIND HIM HE WORKS FOR YOU. Call Senator Shannon Robinson at....” Id.

NMYO sent out nine pieces of direct mail between March 22, 2008 and April 5, 2008. The organization has a $225,000 annual budget, of which $15,000 was spent on the direct mail campaign. Aplt’s App. at 35.

SWOP sent out five pieces of direct mail between March 22, 2008 and April 5, 2008; these mailers were similar to those sent by NMYO and discussed positions taken by elected officials during the February 2008 legislative session and the sources of those officials’ campaign funding. SWOP has a $1,100,000 annual budget, of which it spent approximately $6,000 on the direct mailing campaign. Id. at 36.

C. Complaint and request to comply with the New Mexico Campaign Reporting Act

One of the targeted legislators, Senator Shannon Robinson, sent a letter of complaint to the New Mexico Secretary of State, Mary Herrera, and made a telephonic complaint to the New Mexico Attorney General. A second targeted legislator, Senator Bernadette Sanchez, also contacted the Attorney General. The complaints alleged that NMYO and SWOP failed to register as political committees under the New Mexico Campaign Reporting Act (“NMCRA”), N.M. Stat. Ann. §§ 1-19-25 to -36 (West 1978).

The NMCRA, in relevant part, provides as follows:

A. It is unlawful for any political committee that receives, contributes or expends in excess of five hundred ($500) in any calendar year to continue to receive or make any contribution or expenditure for a political purpose unless that political committee appoints and maintains a treasurer and registers with the secretary of state.
B.

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New Mexico Youth Organized v. Herrera, 611 F.3d 669, 2010 U.S. App. LEXIS 13381, 2010 WL 2598314 (10th Cir. 2010).

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