Neuss-Guillen v. Secretary of Health and Human Services

CourtUnited States Court of Federal Claims
DecidedDecember 3, 2021
Docket18-1463
StatusPublished

This text of Neuss-Guillen v. Secretary of Health and Human Services (Neuss-Guillen v. Secretary of Health and Human Services) is published on Counsel Stack Legal Research, covering United States Court of Federal Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Neuss-Guillen v. Secretary of Health and Human Services, (uscfc 2021).

Opinion

In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS No. 18-1463V Filed: September 29, 2021 PUBLISHED

LISA NEUSS-GUILLEN, Special Master Horner Petitioner, v. Finding of Fact; Reactive Polyarthritis; Diagnosis; Onset; SECRETARY OF HEALTH AND Treating Physician Statement HUMAN SERVICES,

Respondent.

Andrew Donald Downing, Van Cott & Talamante, PLLC, Phoenix, AZ, for petitioner. Ronalda Elnetta Kosh, U.S. Department of Justice, Washington, DC, for respondent.

FINDING OF FACT 1

On September 24, 2018, petitioner, Lisa Neuss-Guillen, filed a petition under the National Childhood Vaccine Injury Act, 42 U.S.C. §300aa-10-34 (2012) 2, alleging that she suffered reactive polyarthritis (“RA”) following the receipt of a tetanus/diphtheria/acellular pertussis (“Tdap”) vaccination in her left deltoid at Beaver Medical Group on October 22, 2015. (ECF No. 1, p. 4; see also Ex. 2, p. 2.) On September 30, 2020, petitioner moved for a finding of fact that she was diagnosed with reactive polyarthritis following her vaccination, and that onset of her condition occurred “a few weeks” after vaccination. (ECF No. 37.)

For the reasons discussed below, although I find that petitioner contemporaneously reported a subjective complaint of increased joint pain in her upper extremities sometime between mid-November 2015 and February 3, 2016, the

1 Because this finding contains a reasoned explanation for the special master’s action in this case, it will be posted on the United States Court of Federal Claims’ website in accordance with the E-Government Act of 2002. See 44 U.S.C. § 3501 note (2012) (Federal Management and Promotion of Electronic Government Services). This means the finding will be available to anyone with access to the Internet. In accordance with Vaccine Rule 18(b), petitioner has 14 days to identify and move to redact medical or other information the disclosure of which would constitute an unwarranted invasion of privacy. If the special master, upon review, agrees that the identified material fits within this definition, it will be redacted from public access. 2Hereinafter all “§” citations within this decision are to portions of the Vaccine Act at 42 U.S.C. §300aa- 10-34.

1 remainder of her alleged symptoms are not preponderantly established as occurring within this period. On the current record, I am unable to conclude whether petitioner’s post-vaccination symptom of increased upper extremity joint pain can be diagnosed as reactive polyarthritis. Accordingly, petitioner’s motion is GRANTED in part and DENIED in part.

I. Procedural History

This case was initially assigned to Special Master Roth who ordered petitioner to file complete medical records and a statement of completion. (ECF No. 4.) Petitioner filed her medical records on October 29 and October 30, 2018, and a statement of completion on November 6, 2018. (ECF Nos. 6-8.) However, respondent filed a status report on February 12, 2019, explaining that petitioner’s Exhibit 4 consisted of 40,938 pages of “disorganized and confusing” medical records from USC’s Keck Medicine, and identifying some additional records needed to complete his review. (ECF No. 9.)

Special Master Roth issued a scheduling order on March 4, 2019 directing petitioner to file a motion to strike Exhibit 4 and refile the records from Keck Medicine organized by date and with PDF bookmarks. (ECF No. 10.) Petitioner filed additional medical records on March 18, 2019. (ECF No. 11.) On April 8, 2019, Special Master Roth held a status conference to discuss how petitioner should proceed in order to address the issues raised regarding Exhibit 4. (ECF No. 12.) Special Master Roth concluded that the most effective way to proceed would be for petitioner to abandon her motion to strike, and instead, file an additional exhibit with the same records, categorized by type of record. (Id.) Petitioner filed additional records on April 15, 2019, and the reorganized records on July 3, 2019. (ECF Nos. 13, 18.)

On August 26, 2019, this case was reassigned to my docket. (ECF No. 20.) I held a status conference on September 4, 2019 to discuss the next steps in the case. (ECF No. 22.) During the status conference, respondent explained that there appeared to be very little in the record, specifically in Exhibit 4, supporting petitioner’s claim of a vaccine injury. Petitioner responded that she intended to file an amended petition with citations to the records supporting her allegations. She also expressed her willingness to file a statement from her treating rheumatologist, Dr. Ehresmann, in order to resolve the parties’ concerns regarding the records from Keck Medicine. (Id. at 1.) Petitioner filed an amended petition on October 4, 2019, and a letter from Dr. Ehresmann on July 16, 2020. (ECF Nos. 23, 34; Ex. 8.)

On July 30, 2020, I held a status conference to follow up with the parties in regard to Dr. Ehresmann’s letter at Exhibit 8. (ECF No. 35.) Respondent noted that several statements made by Dr. Ehresmann were not corroborated by any of petitioner’s medical records. Petitioner’s counsel agreed, but explained that Dr. Ehresmann’s letter was based on observations he made during petitioner’s IVIG infusions. Respondent requested that petitioner provide citations to any records that support the contentions made in Dr. Ehresmann’s letter. Due to the difficulty in assessing the weight to be given to Dr. Ehresmann’s letter, and because this letter is

2 the primary evidence supporting petitioner’s alleged diagnosis, I recommended that the case proceed to a finding of fact in order to clarify the questions of diagnosis and onset. The parties agreed. (Id.)

Subsequently the parties raised a concern by e-mail to chambers that the process of converting Exhibit 4 to optical character recognition (“OCR”) may have removed images from the medical records. Accordingly, on September 21, 2020, petitioner re-filed the Keck medical records previously submitted as Exhibit 4 without OCR capability as Exhibit 9. (This decision references Exhibit 9 in preference to Exhibit 4.)

Petitioner filed a motion for a fact finding on the existing record on September 30, 2020. (ECF No. 37.) Respondent filed his response on March 1, 2021, and petitioner filed her reply on April 12, 2021. (ECF Nos. 40, 41.) Petitioner’s motion is now ripe for resolution.

II. Factual History

a. As reflected in petitioner’s medical records

Prior to her vaccination, petitioner had a fifteen-year history of Bechet’s disease. 3 (Ex. 3, pp. 4-7; Ex. 9, pp. 1668-69, 13789-92.) Her medical history also included joint pain (suspected to be inflammatory), obesity, gastric bypass surgery, osteoarthritis, a methicillin-resistant Staphylococcus aureus (MRSA) infection, pelvic pain, goiter, and ganglion. (Ex. 9, pp. 13789-92, 15113-15, 21747, 21749-52, 21752-55, 24111, 24546- 47, 24555-56.) Petitioner’s joint pain was affecting her ability to ambulate as early as 2008. (Id. at 1669.) Petitioner’s records specifically note that she experienced chronic pain with neuropathic and mechanical features, and complained of joint, hip, ankle, and back pain that limited her ability to walk. (Ex. 9, pp. 1668-69, 13789-92, 24546-47.) To manage her symptoms, petitioner was undergoing monthly IVIG infusions, and prescribed methadone, Vicodin, oxycodone, morphine, Norco, and Percocet. (Ex. 9, 1668, 13789-92, 15113, 24548-50.)

With regard to her pre-vaccination Bechet’s disease, petitioner contends that “her treatment protocol was controlling it.” (ECF No.

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