Nemphos Ex Rel. C.G.N. v. Nestle Waters North America, Inc.

775 F.3d 616, 2015 WL 104138, 2015 U.S. App. LEXIS 275
CourtCourt of Appeals for the Fourth Circuit
DecidedJanuary 8, 2015
Docket13-2146
StatusPublished
Cited by22 cases

This text of 775 F.3d 616 (Nemphos Ex Rel. C.G.N. v. Nestle Waters North America, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Nemphos Ex Rel. C.G.N. v. Nestle Waters North America, Inc., 775 F.3d 616, 2015 WL 104138, 2015 U.S. App. LEXIS 275 (4th Cir. 2015).

Opinion

Affirmed by published opinion. Judge WILKINSON wrote the opinion, in which Judge MOTZ and Judge FLOYD joined.

WILKINSON, Circuit Judge:

Appellant Michelle Nemphos filed suit against the manufacturers of bottled water, infant formula, and baby food that her minor daughter had consumed before developing a condition known as dental fluo-rosis. Nemphos brought an array of tort and fraud claims under Maryland law against appellee manufacturers Nestlé Waters North America, Inc., Nestlé USA, Inc., The Dannon Company, Inc., and Gerber Products Company. The question in this appeal is whether federal law, which provides uniform labeling standards for the products at issue, preempts Nemphos’s state-law claims. We hold that federal law preempts Nemphos’s bottled water claims and that her complaint as to the infant formula and baby food products fails to satisfy the pleading requirements of Federal Rule of Civil Procedure 8(a)(2). We thus affirm the district court’s dismissal of her action.

I.

Because the district court dismissed Nemphos’s claims under Federal Rule of Civil Procedure 12(b)(6) for failure to state a claim, we review legal issues de novo and treat the facts alleged in the complaint as true. Bell All. Corp. v. Twombly, 550 U.S. 544, 555-56, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007); Neitzke v. Williams, 490 U.S. 319, 326-27, 109 S.Ct. 1827, 104 L.Ed.2d 338 (1989).

*618 A.

Nemphos alleges that her minor daughter, C.G.N., consumed appellees’ products throughout her childhood. From her birth in 1997 until approximately her first birthday, C.G.N. was fed Nestlé’s Carnation Good Start infant formula,, in lieu of breastfeeding. From approximately four months to one year of age, C.G.N. ate Gerber baby foods almost exclusively, including Gerber apple juice that was often mixed into her water. From approximately six months to eight years of age, C.G.N. also habitually drank Nestlé’s Poland Spring fluoridated bottled water and Dan-non’s Fluoride To Go bottled water.

According to Nemphos, C.G.N. developed dental fluorosis from consuming the appellee manufacturers’ products. Although fluoridated drinking water can play a significant role in preventing tooth decay in children and adults, young children who consume too much fluoride may develop dental fluorosis—a change in the appearance of tooth enamel. Nemphos’s complaint does not specify the precise extent of C.G.N.’s fluoride-related injuries, but symptoms may range from specks and discoloration of teeth in mild cases to mottling and pitting in more severe ones.

Dental fluorosis results when young children ingest excessive fluoride over an extended period of time, while their adult teeth are still developing below the surface of their gums. To address that risk, federal agencies such as the Food and Drug Administration (“FDA”) issue recommendations and regulations for safe water fluoridation levels. The products at issue in this case are not alleged to have violated federal fluoride requirements.

B.,

In September 2012, Nemphos filed a complaint on her daughter’s behalf against the appellee manufacturers. Although all of Nemphos’s claims were based on Maryland law, she brought suit in federal district court because the parties are citizens of different states. See 28’ U.S.C. § 1332(a). The complaint alleged that the manufacturers had failed to warn about the risks of dental fluorosis for children who consume large amounts of fluoride, and that they had misleadingly marketed their fluoride-containing products as especially beneficial to children. Consequently, the complaint maintained, “C.G.N. has suffered, and continues to suffer from, physical and emotional damages related to her injuries from fluoride, which include, but are not limited to, dental fluorosis.” J.A. 13. Nemphos’s complaint asserted six causes of action under Maryland law: strict liability (Count I), negligence (Count II), breach of implied warranties (Count III), fraud (Count IV), negligent infliction of emotional distress (Count V), and violations of the Maryland Consumer Protection Act, which prohibits unfair and deceptive trade practices (Count VI). In response, appel-lees filed motions to dismiss the complaint under Rule 12(b)(6), for failure to state a claim upon which relief can be granted.

The district court granted the motions and dismissed Nemphos’s complaint with prejudice. The court concluded that federal law preempted Nemphos’s state-law claims. The appellee manufacturers’ products were already subject either to a federal “standard of identity” or to other federal labeling regulations. Granting the relief requested by Nemphos, the court found, would have required appellees’ products to have fluoride levels below the FDA’s established limits or to bear warnings not mandated by the FDA. In other words, Nemphos sought to impose a duty under Maryland law that was not identical to the *619 existing federal requirements. 1 Nemphos now challenges the court’s dismissal of her suit. 2

II.

Nemphos first argues that federal law does not preempt her state-law claims about Nestlé’s and Dannon’s bottled water products. Specifically, she alleges that Nestlé and Dannon failed to warn about the risks of dental fluorosis and engaged in misleading marketing. To assess the viability of Nemphos’s bottled water claims, we first need to examine the federal statutory and regulatory framework, with particular attention to the relevant preemption structure. We will then consider her failure-to-warn and misleading-marketing claims.

A.

For more than a century, the FDA has been charged with protecting Americans against foods and drugs that are “mis-branded” or “adulterated.” See Federal Food, Drug, and Cosmetic Act (“FDCA”), ch. 675, 52 Stat. 1040 (1938); Pure Food Act, ch. 3915, 34 Stat. 768 (1906); see 21 U.S.C. § 331. Today, a core element of the FDA’s mission is to “protect the public health by ensuring that ... foods are safe, wholesome, sanitary, and properly labeled.” 21 U.S.C. § 393(b)(2)(A). The states have also played important roles in food and drug regulation since the time when they were only colonies. See Wallace F. Janssen, America’s First Food and Drug Laws, 30 Food Drug Cosm. L.J. 665 (1975). Even as federal laws remain supreme, U.S. Const, art. VI, cl. 2, the United States has developed a dual system of food and drug regulation. A federal law may preempt state intervention in one aspect of a given food, for example, while allowing states to act on other aspects of the same food.

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Bluebook (online)
775 F.3d 616, 2015 WL 104138, 2015 U.S. App. LEXIS 275, Counsel Stack Legal Research, https://law.counselstack.com/opinion/nemphos-ex-rel-cgn-v-nestle-waters-north-america-inc-ca4-2015.