Nease v. Medical College Hospitals

596 N.E.2d 432, 64 Ohio St. 3d 396
Ohio Supreme Court·Decided August 19, 1992·No. No. 91-1183·Published·Cited by 84 cases

Opinion

Moyer, C.J.

The issue presented is whether the Court of Claims erred in remanding this case to the court of common pleas for a second determination of whether Baker is immune from liability. For the reasons that follow, we hold remand was improper.

Initially, we must determine what version of the Court of Claims Act is applicable to this action. Effective October 20, 1987, the General Assembly amended the Court of Claims Act to add R.C. 2743.02(F). Appellant argues it is this amended version that applies to the instant matter. Appellees maintain the amendment is not retrospective and therefore has no application to this case, which was initiated April 22, 1986.

[398]*398The method of detennining retrospectivity of a statute was set out in Van Fossen v. Babcock & Wilcox Co. (1988), 36 Ohio St.3d 100, 522 N.E.2d 489. In Van Fossen, this court stated:

“The issue of whether a statute may constitutionally be applied retrospectively does not arise unless there has been a prior determination that the General Assembly specified that the statute so apply. Upon its face, R.C. 1.48 establishes a threshold analysis which must be utilized prior to inquiry under Section 28, Article II of the Ohio Constitution. (Kiser v. Coleman [1986], 28 Ohio St.3d 259, 262, 28 OBR 337, 339-340, 503 N.E.2d 753, 756, approved and followed; Wilfong v. Batdorf [1983], 6 Ohio St.3d 100, 6 OBR 162, 451 N.E.2d 1185; and French v. Dwiggins [1984], 9 Ohio St.3d 32, 9 OBR 123, 458 N.E.2d 827, to the extent inconsistent herewith, modified.)” Id. at paragraph one of the syllabus.

There must be a clear indication by the General Assembly that a statute is intended to apply retrospectively and absent such indication only prospective application may be made. Van Fossen, 36 Ohio St.3d at 106, 522 N.E.2d at 495. The 1987 amendment to R.C. 2743.02 is devoid of language expressing an intention that the statute be retrospective. As stated in Van Fossen, such a finding upon a threshold analysis eliminates the need for a determination of whether the statute is substantive or merely remedial. We. therefore must review the decision of the court of appeals with the guidance of the Court of Claims Act as it existed at the time the Neases’ claims arose.

The Neases’ complaint was originally filed in the court of common pleas, but was removed to the Court of Claims pursuant to R.C. 2743.03(A). Removal was required because the Court of Claims, as stated in former R.C. 2743.-03(A), now renumbered R.C. 2743.03(A)(1), “has exclusive, original jurisdiction of all civil actions against the state permitted by the waiver of immunity contained in section 2743.02 * * The Neases sued the state and therefore should have filed their complaint in the Court of Claims originally. That error, however, was cured by the subsequent removal of the case. Thereafter, appellees did in fact file an amended complaint in the Court of Claims.

The result of filing an action against the state in the Court of Claims is “complete waiver of any cause of action, based on the same act or omission, which the filing party has against any state officer or employee.” R.C. 2743.02(A)(1). Consequently, by filing an action against the state, the Neases waived their claims against Baker.

R.C. 2743.02(A)(1) also states, however, that “[t]he waiver shall be void if the court determines that the act or omission was manifestly outside the scope of the officer’s or employee’s office or employment or that the officer or employee acted with malicious purpose, in bad faith, or in a wanton or [399]*399reckless manner.” “[T]he court” as referred to in R.C. 2743.02(A)(1) means the Court of Claims. See McIntosh v. Univ. of Cincinnati (1985), 24 Ohio App.3d 116, 119, 24 OBR 187, 190, 493 N.E.2d 321, 324, fn. 7.

Yet, appellees assert that the common pleas court also had jurisdiction to make such a determination and cite Cooperman v. Univ. Surgical Assoc., Inc. (1987), 32 Ohio St.3d 191, 513 N.E.2d 288, as authority. Although Cooperman held that under R.C. 2743.02(A)(1), a court of common pleas did not lack jurisdiction over state employees merely because the Court of Claims had not yet determined the employee’s immunity, the Cooperman decision has no application to the instant action. In Cooperman, the state was never named as a defendant. Therefore, “the waiver provision of R.C. 2743.02(A)(1) does not apply, and the court of common pleas retains its jurisdiction, if such jurisdiction is otherwise proper.” Cooperman at 197, 513 N.E.2d at 295. Because the Neases sued the state in the case at bar, the action was properly filed only in the Court of Claims, and the Neases’ claims against Baker were waived pending a determination by the Court of Claims that Baker’s conduct was wanton or reckless.

Despite the language in R.C. 2743.02(A)(1), the Neases also argue the Court of Claims improperly adjudicated the issue of Baker’s immunity, and was required to remand the case to the common pleas court prior to making such a determination because, pursuant to the terms of the settlement agreement, the state was no longer a defendant. R.C. 2743.02(E) states that “[t]he only defendant in original actions in the Court of Claims is the state.” It is on this authority that the Neases aver the Court of Claims had no choice but to remand the case as soon as the settlement agreement was approved.

This argument must fail, however, because remand to the common pleas court is permissive not mandatory. R.C. 2743.03(E)(2) states: “ * * * The court may remand a civil action to the court in which it originated upon a finding that the removal petition does not justify removal, or upon finding that the state is no longer a party.” (Emphasis added.) The court is not required to remand the case upon a finding that the state is no longer a party, and in the present action the Court of Claims correctly retained jurisdiction until the issue of Baker’s immunity was resolved. As discussed supra, when an action against the state is filed, a cause of action against a state employee based on the same act or omission is waived and that waiver is void only upon a finding by the Court of Claims that the employee acted with malicious purpose, in bad faith, or in a wanton or reckless manner. Had the Court of Claims remanded the case to the common pleas court prior to making such a determination, appellees’ waiver of their claims against Baker would still be effective. As was discussed in McIntosh, supra, 24 Ohio App.3d at 117, 24 [400]*400OBR at 188, 493 N.E.2d at 322, fn. 4: “Although the only proper defendant in an original action filed in the Court of Claims is the state, R.C. 2743.02(E), the Court of Claims will nevertheless consider the alleged acts or omissions of any state officer or employee in determining their civil immunity from suit, in accordance with R.C. 2743.02(A)(1) and R.C. 9.86.”

The Court of Claims therefore properly determined the issue of Baker’s immunity.

Free access — add to your briefcase to read the full text and ask questions with AI

Nease v. Medical College Hospitals, 596 N.E.2d 432, 64 Ohio St. 3d 396 (Ohio 1992).

596 N.E.2d 432 (Nease v. Medical College Hospitals) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

State ex rel. Friesner v. Abke
2025 Ohio 308 (Ohio Court of Appeals, 2025)
Diller v. Univ. of Toledo College of Med. & Life Sciences
2024 Ohio 5475 (Ohio Court of Claims, 2024)
Smith v. Ohio State Univ.
2024 Ohio 764 (Ohio Supreme Court, 2024)
Vasquez-Cromer v. Toledo
2019 Ohio 5149 (Ohio Court of Appeals, 2019)
Keybank Natl. Assn. v. Firestone
2019 Ohio 2910 (Ohio Court of Appeals, 2019)
Graf v. Nelsonville
2019 Ohio 2386 (Ohio Court of Appeals, 2019)
Hoffman v. Gallia Cnty. Sheriff's Office
2017 Ohio 9192 (Ohio Court of Appeals, 2017)
David v. Matter
2017 Ohio 7351 (Ohio Court of Appeals, 2017)
Siegel v. Univ. of Cincinnati College of Medicine
2015 Ohio 441 (Ohio Court of Appeals, 2015)
Marotto v. Ohio State Univ. Med. Ctr.
2014 Ohio 4549 (Ohio Court of Appeals, 2014)
Savage v. Ohio State Univ.
2014 Ohio 2504 (Ohio Court of Appeals, 2014)
Fisher v. State
2014 Ohio 2280 (Ohio Court of Appeals, 2014)
Gharibshahi v. State
2014 Ohio 1529 (Ohio Court of Appeals, 2014)
Littleton v. Holmes Siding Contr.
2013 Ohio 5602 (Ohio Court of Appeals, 2013)
Pittro v. Ohio Dept. of Transp.
2012 Ohio 6348 (Ohio Court of Claims, 2012)
Alsup v. Univ. of Cincinnati
2012 Ohio 6325 (Ohio Court of Claims, 2012)
Greene v. Cuyahoga County
2011 Ohio 5493 (Ohio Court of Appeals, 2011)
Wrinn v. Ohio State Hwy. Patrol
2011 Ohio 5963 (Ohio Court of Claims, 2011)
Savage v. Jones
2011 Ohio 3677 (Ohio Court of Appeals, 2011)
Garrett v. Ohio Dept. of Rehab. & Corr.
2010 Ohio 851 (Ohio Court of Claims, 2010)