Natural Resources Commission of Department of Natural Resources v. Sullivan

428 N.E.2d 92, 1981 Ind. App. LEXIS 1756
CourtIndiana Court of Appeals
DecidedNovember 30, 1981
Docket2-280A58
StatusPublished
Cited by19 cases

This text of 428 N.E.2d 92 (Natural Resources Commission of Department of Natural Resources v. Sullivan) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Natural Resources Commission of Department of Natural Resources v. Sullivan, 428 N.E.2d 92, 1981 Ind. App. LEXIS 1756 (Ind. Ct. App. 1981).

Opinion

MILLER, Presiding Judge.

The Natural Resources Commission (Commission) of the Indiana Department of Natural Resources brings this appeal from a judgment reversing its demotion of Captain Robert Sullivan, an employee of its Law Enforcement Division (Division). Sullivan was employed in the capacity of a Regional Commander from 1974 through February of 1975 and as a Quartermaster from July of 1976 (apparently a lateral transfer) until his demotion one year later. 1 The demotion was effected before Sullivan was afforded a hearing to test the validity of the charges against him. Sullivan did, however, participate in a later hearing which resulted in the affirmance of his demotion.

Upon his petition for judicial review, the trial court sustained Sullivan’s claims that his initial demotion without a hearing violated statutory and due process safeguards, and further that the findings of the later hearing were unsupported by substantial evidence. We find 1) the procedures utilized by the Commission preserved Sullivan’s due process rights and 2) Sullivan’s demotion was supported by substantial evidence. Accordingly, the trial court’s decision is reversed.

FACTS

On February 4,1977 the Division’s Superintendent, with the Director’s approval, filed a statement of charges against Sullivan, pursuant to Ind.Code 14-3-4-7, alleging “frequently repeated acts of incompetence,” a major offense under Division rules and regulations. 2 Such acts allegedly included the “(a) inability to properly supervise subordinates or manage his duties while in the capacity of a supervisor; (b) inability to properly carry out assigned duties while in the capacity of a supervisor; (c) inability to make proper reports, as required by the Division, in a complete and satisfactory way or manner while acting in the capacity of supervisor; and (d) failure to display a proper and positive attitude toward the conduct and performance of his duties while acting in the capacity of a supervisor.” On the same day, the Superintendent issued Special Order 799 demoting Sullivan in rank and pay from Captain to Class A officer. No hearing was held before Sullivan’s demotion.

Within 10 days after his demotion, and pursuant to IC 14-3 — 4-7, Sullivan requested a public hearing before the Commission. After an unexplained one year delay, Sullivan moved for and was granted a more specific statement of the charges which *95 identified several incidents 3 occurring within a three year period immediately preceding his demotion. 4 An evidentiary hearing was held on July 19, 1978 after which the hearing officer recommended approval of Sullivan’s demotion. This recommendation was supported by proposed findings of fact which read, in pertinent part, as follows: 5

“2) That through the year 1974 and up to February, 1975, when transferred to central office, the respondent as north region commander caused dissention and low morale among the officers of District 4.
3) That the respondent inadequately dealt with the morale problems that he knew existed in District 4 during 1974, and certain actions taken by the respondent exacerbated the existing morale problems in the district.
4) That the respondent as Acting Quartermaster failed to prepare a ‘justification memorandum’ necessary to explain why ‘prior approval’ was not obtained for payment of a bill for the repair and win-terization of a twenty-eight foot patrol boat as ordered by the Superintendent in December of 1976 and as is proper and customary in the operation of the Quartermaster Section.
5) That when ultimately prepared the ‘justification’ referred to in paragraph 4 was inadequate in that it did not explain why a S.D.O. or requisition number was not assigned to the transaction.
6) That in November 1976 the respondent sent to central office a receipt for a one hundred dollar payment to Spanky’s Navy for reimbursement when in fact the payment to Spanky’s Navy had not yet been made. Such procedure is contrary to the established rules pertaining to use and control of the petty cash accounts within the division. The respondent was apprised of the rules and should have and did know that such practice was unacceptable.
7) That the following items were charged and subsequently paid from the petty cash account contrary to rules controlling the use of said accounts:
[herein were listed 10 disbursements totaling $235.79.]
8) That in January 1977 the respondent failed to follow an order issued by the Superintendent directing him to prepare a ‘memorandum of justification’ as to why ‘prior approval’ for payment was not obtained, why the bill had not been paid for three and one-half months, and what misunderstanding may have existed between the division and Spanky’s Navy with respect to the billing from Spanky’s Navy.
10) That the respondent did not keep the Superintendent adequately advised on the activity in the Quartermaster Section as the Superintendent requested he do during his tenure as Acting Quartermaster.
11) That the respondent did not move a 22 foot boat located on the ground at the Quartermaster Depot to a location adequate to store said boat properly as the Superintendent ordered, but rather allowed the boat to sit on the ground for several weeks after receiving the order.
12) That from August 1976, until January 1977, the respondent failed to properly supervise and assist Deborah (Western) Cornwall, a secretary at the Quartermaster Depot;....
13) That over the course of his tenure as acting Quartermaster the respondent displayed an inability to properly prepare paperwork, a failure to adequately review the paperwork prepared by his subordinates, and an unwillingness to seek or accept assistance; all of which resulted in *96 his failing to discharge his duties as Acting Quartermaster in a competent manner.
14) That during July, August, and September 1976, the respondent failed to exercise due diligence in following an order of the Superintendent to hire a wage-rate employee at the Quartermaster Depot and instead substituted his own priorities for those reflected in a direct order from the Superintendent.
15) That the respondent refused to confront criticism or attempt to correct inadequacies or discuss existing problems with subordinates or superiors from 1974 through February 1977
16) That the above findings manifest deliberate and gross neglect of duty and repeated acts of incompetence (Section XIII, paragraph 1 (B) General Rules and Regulations of the Law Enforcement Division).”

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428 N.E.2d 92, 1981 Ind. App. LEXIS 1756, Counsel Stack Legal Research, https://law.counselstack.com/opinion/natural-resources-commission-of-department-of-natural-resources-v-sullivan-indctapp-1981.