Clarkson v. Department of Insurance of State of Indiana

425 N.E.2d 203, 1981 Ind. App. LEXIS 1608
CourtIndiana Court of Appeals
DecidedAugust 31, 1981
Docket2-980A321
StatusPublished
Cited by36 cases

This text of 425 N.E.2d 203 (Clarkson v. Department of Insurance of State of Indiana) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Clarkson v. Department of Insurance of State of Indiana, 425 N.E.2d 203, 1981 Ind. App. LEXIS 1608 (Ind. Ct. App. 1981).

Opinion

SHIELDS, Judge.

Appellant Kenneth Clarkson appeals the permanent revocation of his insurance license pursuant to I.C. 27-l-15.5-8(a)(7) and (9) (Burns Code Ed., Repl.1980). 1 Clarkson presents the following issues on appeal:

1) whether the trial court made sufficient findings of fact;
2) whether the action of the Insurance Commissioner denied him equal protection under law;
3) whether the action of the Insurance Commissioner was arbitrary, capricious, and an abuse of discretion;
4) whether the action of the Insurance Commissioner denied him due process of law.

We affirm.

The record reveals Clarkson, a licensed insurance agent, was convicted of theft in connection with the failure to remit premium monies he had collected to the Wabash Life Insurance Company. Following a hearing the Insurance Commissioner permanently revoked the license in accordance with I.C. 27-l-15.5-8(a)(7) and (9). On review the trial court affirmed the decision of the Commissioner.

Clarkson first contends the trial court failed to make sufficient written findings of fact. Ind.Rules of Trial Procedure, Trial Rule 52(A) states: “The court shall make special findings of fact without request ... (a) in any review of actions by an administrative agency.” In addition, I.C. 4-22-1-18 (Bums Code Ed.) provides:

“Said court in affirming or setting aside the decision or determination of the agency shall enter its written findings of facts, which may be informal but which shall encompass the relevant facts shown by the record, and enter of record its written decision and order or judgment.”
The trial court’s order reads:
“The Court having reviewed the record in this cause and being duly advised in the premises, now finds as follows:
1. The findings of the Insurance Commissioner support the action of permanent revocation of license and are supported by substantial evidence of probative value.
2. The Plaintiff herein was found guilty of a Felony to wit: Theft u/p I.C. 35-43-4-2 which the Commissioner found involved moral terpitude (sic).
3. The Commissioner found plaintiffs (sic) conduct in violation of I.C. 27-1-15.-5-8(9).
4. The finding of the Insurance Commissioner was not arbitrary, capricious or on (sic) abuse of discretion.
5. Restitution is not a defense to the action.
6. The Plaintiff was offorded (sic) due process by the Commissioner and the action is constitutional wherefore, the Court now affirming decision of the defendant Agency.”

Paragraphs one, four, five, and six are conclusions of law. The recitation of the Commissioner’s finding in paragraph two and the whole of paragraph three are statements of the Commissioner’s findings and not the trial court’s. Thus, the only finding *206 of fact made by the trial court is that Clarkson “was found guilty of a Felony to wit: Theft u/p I.C. 35-43-4-2.” However, that single factual finding supports the trial court’s affirmance of the Commissioner’s revocation under the provisions of I.C. 27-1 — 15.5-8(a)(7) which allows for revocation of any license upon conviction of a felony involving moral turpitude. The omission of a determination by the trial court that theft is a felony involving moral turpitude does not avail Clarkson. Theft is such a felony as a matter of law and not fact. Fletcher v. State, (1976) 264 Ind. 132, 340 N.E.2d 771; Baker v. Miller, (1956) 236 Ind. 20, 138 N.E.2d 145. Neither T.R. 52(A) nor I.C. 4-22-1-18 requires conclusions of law. Accordingly, we hold the trial court’s written findings of fact were sufficient and complied with I.C. 4-22-1-18 and T.R. 52(A).

Clarkson next alleges the Commissioner’s action deprived him of equal protection under law. This issue, however, was not addressed in his verified petition for review of agency action filed with the trial court and is thereby waived.

As a general rule, issues not raised before the trial court are not preserved on appeal. Hence a party may not allege in his motion to correct error or on appeal issues which were not raised at trial. Zeigler Building Materials Inc. v. Parkison, (1980) Ind.App., 398 N.E.2d 1330. In essence, an appellant who has presented his case to the trial court on a certain and definite theory shall not be permitted to change on appeal and prevail upon another theory not previously advanced.

I.C. 4-22-1-14 (Burns Code Ed.) requires the verified petition for review filed with the trial court to allege specifically in what manner the agency determination or order is defective. 2 The agency in framing its response and the trial court in rendering its decision rely upon the allegations of error contained in the petition. It would thus result in judicial ineconomy and gross unfairness to the agency if appellant were permitted to raise additional issues before the appellate court.

Accordingly, Clarkson’s failure to allege he was denied equal protection under law in his verified petition for review results in a waiver of that issue and it may not be raised on appeal. We believe this is in accord with the long-standing principle that objections and errors not raised at an appropriate stage of the adjudicative process may not be addressed at any subsequent stage. See, e. g., Klingler v. Ottinger, (1939) 216 Ind. 9, 22 N.E.2d 805; Ind.Rules of Procedure, Trial Rule 12(H)(1), 51(C), Appellate Rule 8.3(A)(7).

Clarkson next contends the trial court erred in finding the action of the Commissioner was not arbitrary, capricious, and an abuse of discretion. Within this issue he makes several arguments.

In reviewing an administrative determination, a court may not reweigh the evidence. Office of the Public Counselor v. Indianapolis Power and Light Company, (1980) Ind.App., 413 N.E.2d 672. Instead, judicial review shall be limited to a determination of whether the agency possessed jurisdiction over the matter and whether its order was made in accordance with proper *207 legal procedure, was based upon substantial evidence, and did not violate any constitutional, statutory, or legal principle. Brinson v. Sheriff’s Merit Board of Jefferson County, (1979) Ind.App., 395 N.E.2d 267.

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Bluebook (online)
425 N.E.2d 203, 1981 Ind. App. LEXIS 1608, Counsel Stack Legal Research, https://law.counselstack.com/opinion/clarkson-v-department-of-insurance-of-state-of-indiana-indctapp-1981.