National Security Letter v. Sessions

863 F.3d 1110, 2017 WL 3014001
CourtCourt of Appeals for the Ninth Circuit
DecidedJuly 17, 2017
Docket16-16067, 16-16081, 16-16082
StatusPublished
Cited by13 cases

This text of 863 F.3d 1110 (National Security Letter v. Sessions) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
National Security Letter v. Sessions, 863 F.3d 1110, 2017 WL 3014001 (9th Cir. 2017).

Opinion

OPINION

IKUTA, Circuit Judge:

In this case, we consider challenges to the constitutionality of the law authorizing the Federal Bureau of Investigation (FBI) to prevent a recipient of a national security letter (NSL) from disclosing the fact that it has received such a request. 18 U.S.C. § 2709(c). An NSL is an administrative subpoena issued by the FBI to a wire or electronic communication service provider which requires the provider to produce specified subscriber information that is relevant to an authorized national security investigation. Id. § 2709(a). By statute, the NSL may include a requirement that the recipient not “disclose to any person that the Federal Bureau of Investigation has sought or obtained access to information or records” under the NSL law. Id. § 2709(c)(1)(A). Both the information request and the nondisclosure requirement are subject to judicial review. See id. § 3511. (Because § 2709 and § 3511 work together, we refer to them collectively as “the NSL law.”)

Certain recipients of these NSLs claim that the nondisclosure requirement violates their First Amendment rights. We hold that the nondisclosure requirement in 18 U.S.C. § 2709(c) is a content-based restriction on speech that is subject to strict scrutiny, and that the nondisclosure requirement withstands such scrutiny. Accordingly, we affirm.

I

We begin by reviewing the statutory framework under which NSLs are issued. The law authorizing the FBI to send an information request to a wire or electronic communication service provider was originally enacted as part of the Electronic Communications Privacy Act of 1986. Pub. L. No. 99-508, § 201, 100 Stat. 1848, 1867. The law was extensively amended in 2006, as part of the USA Patriot Improvement and Reauthorization Act of 2005. Pub. L. No. 109-177, §§ 115, 116(a), 120 Stat. 192, 211-17 (2006). The letters received by the recipients here were issued under the 2006 version of the NSL law. Subsequently, Congress enacted the USA FREEDOM Act of 2015, Pub. L. No. 114-23, 129 Stat. 268, which further amended the NSL law effective June 2, 2015. 1

The NSL law is best understood 'as a form of administrative subpoena. Congress may authorize federal agencies to issue administrative subpoenas without court authorization for any purpose within Congress’s constitutional power. See Okla. Press Publ’g Co. v. Walling, 327 U.S. 186, 208-09, 66 S.Ct. 494, 90 L.Ed. 614 (1946); see also ICC v. Brimson, 154 U.S. 447, 472-73, 14 S.Ct. 1125, 38 L.Ed. 1047 (1894), overruled on other grounds by Bloom v. Illinois, 391 U.S. 194, 198-200, 88 S.Ct. 1477, 20 L.Ed.2d 522 (1968). But while an agency may issue a subpoena *1115 without prior judicial approval, it must invoke the aid of a federal court to enforce it. See, e.g., United States v. SeC. State Bank & Trust, 473 F.2d 638, 641-42 (5th Cir. 1973); see also Shasta Minerals & Chem. Co. v. SEC, 328 F.2d 285, 286 (10th Cir. 1964). The “power to punish is not generally available to federal administrative agencies,” and so enforcement must be sought “by way of a separate judicial proceeding.” Shasta Minerals, 328 F.2d at 286.

Sections 2709 and 3511 follow the statutory framework typically used to authorize administrative subpoenas. Compare 18 U.S.C. §§ 2709, 3511, with, e.g., 21 U.S.C. § 876(a). Section 2709 authorizes the FBI to make an information request to “[a] wire or electronic communication service provider” for “subscriber information and toll billing records information, or electronic communication transactional records in its custody or possession,” and provides that the recipient “shall comply” with the request. 18 U.S.C. § 2709(a). 2 In order to issue such a request, the FBI Director or a sufficiently high-ranking designee of the Director must “specifically identif[y] a person, entity, telephone number, or account as the basis for a request,” and must certify that the “records sought are relevant to an authorized investigation to protect against international terrorism or clandestine intelligence activities” and that the investigation “is not conducted solely on the basis of activities protected by the first amendment to the Constitution of the United States.” Id. § 2709(b)(1)-(2). 3 The NSL must include notice of the availability of judicial review under 18 U.S.C. § 3511. Id. § 2709(d).

The NSL law contemplates that in some cases, a recipient’s disclosure of the fact that it has received an FBI request for specific information may result in one of four enumerated harms: “(i) a danger to the national security of the United States; (ii) interference with a criminal, counter-terrorism, or counterintelligence investigation; (iii) interference with diplomatic relations; or (iv) danger to the life or physical *1116 safety of any person.” Id. § 2709(c)(1)(B). 4 If the FBI Director or a sufficiently high-ranking designee of the Director issues a certification “that the absence of a prohibition of disclosure under this subsection may result” in one of these harms, id., and the government gives the recipient notice of the availability of judicial review pursuant to, § 3511, see id. §, 2709(d)(2), the government may prohibit the recipient from disclosing that it. has received the NSL, see id. § 2709(c)(1)(A), 5 subject to such judicial review.

There are three statutory exceptions to the nondisclosure requirement. See id. §, 2709(c)(2). 6 First, a recipient “may disclose information otherwise subject to any applicable nondisclosure requirement” to “those persons to whom disclosure is necessary in order to.comply with the request.” Id. § 2709(c)(2)(A)(i). Second, the recipient may disclose such information to “an attorney in order to obtain legal advice or assistance regarding the request.” Id. § 2709(c)(2)(A)(ii). Third, if the recipient wants to' provide the information- to other individuals, it may do so if it obtains the permission of the FBI Director or the designee of the Director.

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Cite This Page — Counsel Stack

Bluebook (online)
863 F.3d 1110, 2017 WL 3014001, Counsel Stack Legal Research, https://law.counselstack.com/opinion/national-security-letter-v-sessions-ca9-2017.