National Labor Relations Board v. Union Brothers, Inc.

403 F.2d 883, 69 L.R.R.M. (BNA) 2650, 1968 U.S. App. LEXIS 4893
CourtCourt of Appeals for the Fourth Circuit
DecidedNovember 14, 1968
Docket11716
StatusPublished
Cited by21 cases

This text of 403 F.2d 883 (National Labor Relations Board v. Union Brothers, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
National Labor Relations Board v. Union Brothers, Inc., 403 F.2d 883, 69 L.R.R.M. (BNA) 2650, 1968 U.S. App. LEXIS 4893 (4th Cir. 1968).

Opinion

BUTZNER, Circuit Judge:

The National Labor Relations Board petitions for enforcement of its order directing Union Brothers, Inc., to bargain with United Furniture Workers of America, AFL-CIO. 1 The company asserts that it was improperly denied a hearing in the unfair labor practice proceeding and that the board’s order is predicated on an erroneous finding that an employee was a supervisor. We find the board’s procedure and the result it reached to be unexceptionable and grant enforcement.

An election pursuant to a stipulation for certification upon consent election was conducted among employees in the woodworkers and wood finishers unit at the company’s two furniture manufacturing plants in Baltimore on June 10, 1965. Results were 24 votes for the union, 23 against, with nine ballots challenged. The union filed objections to conduct aftecting the election. After the customary ex parte administrative investigation, the regional director recommended that six challenges be sustained and two overruled. The ninth ballot was that of John Ellenberger, who the union claimed was a supervisor. The regional director recommended a hearing on Ellenberger’s status in the event his vote was crucial. No exceptions to the report were filed. The board, adopting these recommendations, directed that the two confirmed ballots be counted and that a hearing, if necessary, be held to resolve Ellenberger’s status. 2 The revised tally, 25 for the union and 24 against, showed that Ellenberger’s uncounted vote against the union would be determinative if upheld. An extensive two-day hearing was conducted in which the company, the union, and general counsel examined a number of witnesses.

After the parties filed briefs, the hearing officer issued a detailed report, resolving conflicts in the testimony and setting forth findings and recommendations. Before April 1961 Ellenberger admittedly was in charge of the company’s Clement Street plant, where approximately 40 employees worked. The company contended that since April 1961 one of its vice presidents supervised the plant and that Ellenberger was retained only as a leadman. In May 1964 a mill superintendent was employed to help the vice president and to do clerical work previously performed by Ellenberger. The vice president and Ellenberger testified that Ellenberger had no supervisory authority and acted simply on instructions from superiors. The hearing officer concluded that the authority Ellenberger had before 1961 did not completely terminate with the arrival of either the vice president or the superintendent.

Ellenberger admitted he warned employees they would be fired if their work *886 did not improve. His characterization of this conduct as friendly warnings or friendly gestures was uncorroborated. He admitted he sent an employee home for coming in late. On none of these occasions did he indicate that he was acting on instructions. Ellenberger also signed discipline slips as foreman. The vice president denied giving Ellenberger authority to do this, but Ellenberger claimed authority from the plant superintendent. One employee testified that he complained to the plant superintendent after Ellenberger ordered him to go home, and the superintendent said he was not going over Ellenberger’s head. This testimony was not denied by the superintendent. Other employees testified they were docked by Ellenberger for stopping work early.

It was uncontradicted that Ellenberger assigned work, switched men from job to job, handed out paychecks on occasion, requested men to work overtime, and checked and initialed the work of other employees. His activities ranged beyond the area in which he was allegedly a lead-man. He often worked in the plant office, and his wages were $1.15 per hour more than the next highest paid leadman. Upon conflicting testimony, the hearing officer found that Ellenberger hired employees and effectively recommended wage increases. In resolving conflicts the hearing officer properly considered that the president of the company and the plant superintendent did not corroborate Ellenberger’s version of transactions of which Ellenberger claimed they had knowledge. The hearing officer found that Ellenberger was a supervisor and recommended that the challenge to his ballot be sustained. The board overruled the company’s exceptions and certified the union.

After the company refused the union’s request to bargain, general counsel charged a violation of § 8(a) (5) and (1) of the Act. 3 The company admitted the request and refusal to bargain, but denied the unfair labor practices. General counsel moved for summary judgment asserting that the answer admitted all material issues except the status of Ellenberger. The board transferred the case to itself and issued a notice to show cause why the motion should not be granted. The company, in opposition, contended principally that it was improper for the board to decide the case without a hearing. It maintained that the challenge to Ellenberger’s ballot was erroneously sustained, that summary judgment was not a permissible procedure, and that even if it were, the motion initially should have been decided by the trial examiner instead of the board. The board rejected the assertion that it had no authority to rule on the motion, found that a bargaining order would effectuate the polices of the Act, and directed the company to bargain upon request.

I.

The company contends that the board’s denial of a hearing on the unfair labor practice complaint and its recourse to summary judgment violated the Labor Act, the Administrative Procedure Act, and the board’s rules. Section 10 (b) of the Labor Act provides in part that any person against whom an unfair labor practice has issued “shall have the right * * * to appear in person or otherwise and give testimony at the place and time fixed in the complaint * * 4 This court has held, “Due process of law demands * * * that where there is a substantial and material issue of fact relating to the validity of a representation election that a hearing be conducted at some stage of the administrative proceeding before the objecting party’s rights can *887 be affected by an enforcement order.” NLRB v. Bata Shoe Co., 377 F.2d 821, 825 (4th Cir.), cert. denied, 389 U.S. 917, 88 S.Ct. 238, 19 L.Ed.2d 265 (1967). 5 This requirement was fully met. Pursuant to the board’s rules, 6 the regional director investigated the election complaint and found that Ellenberger’s status raised substantial and material factual issues. The board adopted his recommendation for a hearing, which was conducted in accordance with the board’s rules by a hearing officer. 7 . The parties were afforded the right to present evidence and to examine and cross-examine witnesses under oath. In accordance with the board’s direction, the hearing officer reported resolutions of credibility, findings of fact, and recommendations.

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Bluebook (online)
403 F.2d 883, 69 L.R.R.M. (BNA) 2650, 1968 U.S. App. LEXIS 4893, Counsel Stack Legal Research, https://law.counselstack.com/opinion/national-labor-relations-board-v-union-brothers-inc-ca4-1968.