National Labor Relations Board v. St. Francis Hospital of Lynwood, a Corporation

601 F.2d 404, 52 A.L.R. Fed. 1, 101 L.R.R.M. (BNA) 2943, 1979 U.S. App. LEXIS 13093
CourtCourt of Appeals for the Ninth Circuit
DecidedJuly 18, 1979
Docket78-1048
StatusPublished
Cited by64 cases

This text of 601 F.2d 404 (National Labor Relations Board v. St. Francis Hospital of Lynwood, a Corporation) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
National Labor Relations Board v. St. Francis Hospital of Lynwood, a Corporation, 601 F.2d 404, 52 A.L.R. Fed. 1, 101 L.R.R.M. (BNA) 2943, 1979 U.S. App. LEXIS 13093 (9th Cir. 1979).

Opinion

BARNES, Senior Circuit Judge.

Pursuant to Section 10(e) of the National Labor Relations Act (the “Act”), 29 U.S.C. § 180(e), the National Labor Relations Board (the “Board”) seeks enforcement of a bargaining order entered against the St. Francis Hospital of Lynwood (the “Hospital”). 1 The Board charged the Hospital with violations of Section 8(a)(1) and (5) of the Act, 29 U.S.C. § 158(a)(1) and (5), for the latter’s refusal to bargain with the St. Francis Registered Nurses Association, United Nurses Associations of California (the “Union”), which had been certified by the Board as the exclusive representative of a bargaining unit consisting of purportedly non-supervisory registered nurses. Three issues are raised in this case: (1) whether the Hearing Officer erred in refusing to admit evidence from the Hospital in support of a unit consisting of all professional employees rather than only registered nurses, his decision being subsequently affirmed and adopted by the Regional Director and the Board; (2) whether the Board acted arbitrarily and capriciously in its determination of the appropriate bargaining unit herein or whether its decision was unsupported by substantial evidence in the record taken as a whole; and (3) whether there is substantial evidence to support the Board’s determination that the Hospital’s Assistant Head Nurses are not supervisors within the meaning of Section 2(11) of the Act, 29 U.S.C. § 152(11).

*407 I. PROCEEDINGS BELOW

On June 11,1976, the Union filed a representation election petition with the Board for a bargaining unit at the Hospital consisting of all registered nurses with certain exceptions. 2 In the representation hearing provided for under Section 9(c)(1) of the Act, 29 U.S.C. § 159(c)(1), the Hospital initially argued that the bargaining unit should include all professional employees rather than only registered nurses and requested that it be permitted to present testimony and evidence in support of that position. The Hearing Officer, su a sponte, refused to allow the admission of such evidence citing to two previous Board decisions, Methodist Hospital of Sacramento, Inc., 223 NLRB No. 186 (1976), and Mercy Hospitals of Sacramento, Inc., 217 NLRB No. 131 (1975), enforcement denied on other grounds, 589 F.2d 968 (9th Cir. 1978), cert. denied, - U.S. -, 99 S.Ct. 1221, 59 L.Ed.2d 458 (1979), which held inter alia that registered nurses, if they so desire, are per se entitled to be represented in a separate bargaining unit.

The Hospital objected to the Hearing Officer’s ruling and sought special permission to appeal the evidentiary ruling directly to the Regional Director as provided under the Board’s procedural rules. 3 See 29 GFR § 102.65(c). During a short recess in the hearing, the matter was presented to the Director of Region 21, who, in an off-the-record meeting, sustained the Hearing Officer’s ruling but permitted the Hospital to make an offer of proof. Such an offer of proof was subsequently made, but the Hospital complained that the offer was necessarily limited and that it did not waive its objection to the ruling.

Two additional arguments were raised by the Hospital at the representation hearing. First, if the unit was to be confined to registered nurses, such nurses employed outside of the general Nursing Services Division should be excluded from the unit. 4 Second, it was contended that Assistant Head Nurses were supervisors within the meaning of Section 2(11) of the Act and therefore should be excluded from the unit. Evidence was freely presented and accepted as to these latter two issues.

On September 22, 1976, the Regional Director held that registered nurses, both within and outside of the Nursing Services Division and including Assistant Head Nurses, comprised an appropriate bargaining unit and ordered an election. He rejected the Hospital’s claim that the Hearing Officer had committed prejudicial error in refusing to admit the Hospital’s evidence as to the propriety of a single all-professional bargaining unit. The Board denied the Hospital’s pre-election request pursuant to Section 3(b) of the Act, 29 U.S.C. § 153(b), for a review of the Regional Director’s decision.

On October 21, 1976, the Board conducted an election which the Union won *408 by a vote of 126 to 67. No objection was filed by the Hospital. On November 1, 1976, the Regional Director certified the Union as the exclusive bargaining representative of a unit at the Hospital consisting solely of registered nurses. The Union requested that the Hospital begin bargaining with it and the Hospital refused. The Union filed an unfair labor charge and the General Counsel issued a complaint against the Hospital charging it with violations of Section 8(a)(1) and (a)(5) of the Act for refusing to bargain. At the unfair labor practice hearing, the Hospital admitted its refusal to bargain but defended its recalcitrance on the grounds it asserted at the representation hearing. 5 The General Counsel moved for summary judgment. After the Hospital responded to the motion, the Board granted summary judgment against the Hospital as it found that the Hospital was merely trying to relitigate matters previously considered by the Regional Director below and by the Board in its Methodist and Mercy decisions. The Board also affirmed the Hearing Officer’s refusal to admit the Hospital’s evidence as to the propriety of an all-professional bargaining unit.

The Board ordered the Hospital to bargain with the Union and now seeks enforcement of that order by this court.

II. FACTS

A. General Background

The Hospital is an acute-care non-profit medical institution employing some 1440 employees, approximately 220 of whom are registered nurses. The majority of the registered nurses are employed in the Nursing Services Division (the “Division”) which is composed of five departments, the five departments being in turn divided into between 17 and 19 specialized units. 6 The Division is headed by the Director of Nursing who is assisted by an Associate Director. There are eight Assistant Directors who are in charge of the five departments. Each of the specialized units is overseen by a registered nurse who is designated as “Head Nurse”. It was stipulated by the parties that Head Nurses are supervisors within the meaning of the Act.

B. Assistant Head Nurses

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Bluebook (online)
601 F.2d 404, 52 A.L.R. Fed. 1, 101 L.R.R.M. (BNA) 2943, 1979 U.S. App. LEXIS 13093, Counsel Stack Legal Research, https://law.counselstack.com/opinion/national-labor-relations-board-v-st-francis-hospital-of-lynwood-a-ca9-1979.