Nash v. Bowen

869 F.2d 675, 1989 U.S. App. LEXIS 3208, 1989 WL 20896
Court of Appeals for the Second Circuit·Decided March 7, 1989·No. No. 586, Docket 88-6066·Published·Cited by 20 cases

Opinion

ALTIMARI, Circuit Judge:

The principal issue raised by the instant appeal following a nonjury trial in the United States District Court for the Western District of New York (Elfvin, J.) is whether efforts by the Secretary of Health and Human Services (the “Secretary”) to improve the quality and efficiency of the work of Administrative Law Judges (“AUs”) impaired their asserted right to “decisional independence” under the Administrative Procedure Act, 5 U.S.C. § 551 et seq. (the “APA”). In addition, we are asked to decide whether plaintiff-appellant, an AU with the Social Security Administration, has standing to challenge the Secretary’s policy of non-acquiescence in decisions of federal courts other than the Supreme Court. Because the district court’s factual findings underlying the conclusion that the Secretary’s policies did not exceed the bounds of legitimate agency supervision are fairly supported by the record and therefore are not clearly erroneous, we agree with the district court that the Secretary’s practices did not infringe on the deci-sional independence of AUs. We also find that the district court correctly granted summary judgment in favor of defendants-appellees on plaintiff-appellant’s non-acquiescence claim for lack of standing and therefore affirm the district court’s judgment in all respects.

BACKGROUND

Plaintiff-appellant, pro se, Simon Nash is an Administrative Law Judge (“AU”) with some thirty years experience in the Social Security Administration. In 1967, he became an AU in charge (“AUIC”) of the Buffalo, New York field office of hearings and appeals. By 1975, the Social Security Administration (the “agency”) was faced with an administrative crisis due to a backlog of over 100,000 cases. In order to eliminate the backlog and the concomitant delays in processing appeals, former director of the Bureau (now “Office”) of Hearings and Appeals Robert L. Trachten-berg instituted a series of reforms which appellant contends interfered with the “de-cisional independence” of AUs under the APA, the Social Security Act and the due process clause of the fifth amendment. Nash initially protested the new policies within the agency only to be summarily demoted from his position as AUIC to AU. In his original complaint filed May 30, 1978 in the district court, plaintiff alleged, in addition to a claim concerning his demotion which was later dropped, that the [677] Secretary’s newly-instituted “Peer Review Program,” monthly production goals, and “Quality Assurance System” infringed upon the “quasi-judicial” status of AUs. Nash v. Califano, 613 F.2d 10, 13 (2d Cir.1980) (“Nash I”); see Ramspeck v. Federal Trial Examiners Conference, 345 U.S. 128, 130, 73 S.Ct. 570, 572, 97 L.Ed. 872 (1953).

On June 4, 1979, plaintiff’s claims were dismissed by the district court for lack of standing. This court reversed on January 7, 1980 in an opinion by then Chief Judge Kaufman, Nash I, 613 F.2d 10, and remanded the case to the district court for further consideration. We held that the “alleged inroads on AUs’ decisional independence [was] arguably within the zone of interests protected by the [APA] and Social Security Act.” Id. at 14; see Association of Data Processing Serv. Organizations, Inc. v. Camp, 397 U.S. 150, 153, 90 S.Ct. 827, 830, 25 L.Ed.2d 184 (1970). This court also noted in dicta that the APA confers a “special status” on AUs, protecting them from agency interference and giving them a “qualified right” of decisional independence. 613 F.2d at 15-16; see Ramspeck, 345 U.S. at 132-33, 73 S.Ct. at 573.

Following remand to the district court, plaintiff filed an amended complaint, dated September 29, 1982, which realleged the above claims seeking declaratory relief and added a new claim which attacked the legality of the agency’s non-acquiescence policy. On May 29, 1985, the district court dismissed plaintiff’s non-acquiescence claim for lack of standing and set the remaining claims for trial. At that time, the district court also considered defendants’ contention that this court’s decision in Nash / — while resolving the question of plaintiff’s standing to maintain his remaining claims under the APA — did not preclude dismissal of those claims inasmuch as neither the APA nor any other federal statute expressly or impliedly creates a private right of action in plaintiff’s favor. The district court rejected this argument and instead interpreted Nash I as construing the APA to provide plaintiff a right of action to advance his decisional independence claims. But see Goodman v. Svahn, 614 F.Supp. 726, 729 n. 3 (D.D.C.1985); cf. Association of ALJs, Inc. v. Heckler, 594 F.Supp. 1132, 1140-41 (D.D.C.1984). The case thus proceeded to trial before Judge Elfvin in 1985-86, and following trial the matter was submitted for decision. On January 6, 1988, the district court filed its memorandum decision and order finding in favor of defendants, and judgment thereafter was entered dismissing all of plaintiff’s claims.

DISCUSSION

I.

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Nash v. Bowen
869 F.2d 675 (Second Circuit, 1989)