Nadal-Ginard v. Children's Hospital Corp.

4 Mass. L. Rptr. 506
CourtMassachusetts Superior Court
DecidedDecember 1, 1995
DocketNo. 943782E
StatusPublished

This text of 4 Mass. L. Rptr. 506 (Nadal-Ginard v. Children's Hospital Corp.) is published on Counsel Stack Legal Research, covering Massachusetts Superior Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Nadal-Ginard v. Children's Hospital Corp., 4 Mass. L. Rptr. 506 (Mass. Ct. App. 1995).

Opinion

Barrett, J.

This matter is before the court on defendants’ motion for summary judgment on all counts of the plaintiffs complaint.2 The plaintiff, Bernardo Nadal-Ginard, has alleged twelve counts against Children’s Hospital Corp. and its trustees arising from actions taken by the defendants upon their discovery of plaintiffs involvement in the embezzlement of funds from the Boston Children’s Heart Foundation, Inc. (BCHF), a tax-exempt foundation established to carry out the functions of the Hospital’s Department of Cardiology.

Defendants argue that the complaint raises issues which have been fully litigated in the United States District Court before Judge Robert E. Keeton3 and in the Superior Court in a criminal case before Judge Christine McEvoy4 and that the judgments in those cases preclude the relitigation of those issues in the instant action.5 Defendants assert that the preclusive effect of the court’s findings in the federal civil case and the jury’s verdicts in the state criminal case result in the failure of Nadal’s emotional distress claim (Count 1), privacy claims (Counts 2 and 3), intentional interference claims (Counts 4, 5 and 8) and contract claims (Counts 9, 10 and 11) as a matter of law. Defendants further argue that plaintiffs conversion and negligence claims (Counts 6 and 7) must fail because plaintiff has no property rights in the intellectual property at issue and that plaintiffs c. 93A claim (Count 12) fails because plaintiff was not engaged in trade or commerce with the Hospital, thus rendering the statute inapplicable. Finally, defendants argue that those individual defendants who are unpaid trustees of the Hospital, a charitable institution, are immune to suit pursuant to G.L.c. 231, §85W, and that Children’s charitable immunity caps any recovery against it at $20,000, pursuant to G.L.c. 231, §85K.

In opposition, Nadal argues that this court should stay action on this motion until the First Circuit renders its decision on his appeal of the Keeton decision.6 Plaintiff makes a similar argument in opposition to granting summary judgment based upon the criminal verdicts, which are also on appeal.7 Alternatively, Nadal argues that neither the federal nor state judgments foreclose him from maintaining these claims which, he contends, raise genuine issues of material fact distinct from and not addressed by either prior action. In particular, plaintiff notes that Judge Keeton did not consider whether these defendants (who were not parties to the federal action) had destroyed plaintiffs property, sabotaged his research projects or exposed him to public humiliation and ridicule.

BACKGROUND

The following undisputed facts are derived from the pleadings and affidavits and exhibits thereto submitted by the parties.

Nadal was appointed Chairman of Children’s Department of Cardiology in 1982. As Chief of the Department, Nadal was an official of Children’s Medical Staff and was accountable to the Medical Staff Executive Committee and the Board of Trustees for all professional and administrative duties within his department.

The Boston Children’s Heart Foundation, Inc. (“BCHF”) was established in 1983. Pursuant to the BCHF Operating Agreement (“the Operating Agreement”), signed on July 1, 1983 by Nadal on behalf of BCHF and by defendant David Weiner (“Weiner”) on behalf of Children’s, the Chief of the Cardiology Department automatically serves as the President of BCHF, with responsibility for its day to day affairs. According to the Operating Agreement, BCHF is responsible for carrying out the cardiology department’s [508]*508clinical and teaching activities as well as research activities and administrative duties.

In late September and early October of 1993 other members of BCHF became aware of possible financial misconduct by Nadal and brought a civil suit against him in federal court in November 1993. At approximately the same time, the Massachusetts Attorney General commenced a grand jury investigation into Nadal’s alleged misconduct, which resulted in the issuance of indictments on twenty-two separate felony charges of embezzling or stealing an amount greater than $250. Nadal’s appointment as Chairman of the Department of Cardiology was terminated by the Hospital effective December 31, 1993. In addition, on January 18, 1994 the Hospital’s Board of Trustees voted to accept the recommendation of the Hospital’s Medical Staff Executive Committee that Nadal’s medical staff membership and all privileges at the Hospital be revoked. An internal Fair Hearing Committee considered an appeal of that decision on April 12, 1995, and upheld it as justified, issuing a 45-page decision recommending that the Board affirm its prior decision to revoke Nadal’s medical staff membership and privileges.

On December 21, 1994, after a bench trial, Judge Keeton entered a judgment against Nadal in excess of $6.5 million, including damages, prejudgment interest and attorneys fees. Judge Keeton found that Nadal had engaged in substantial unlawful financial misconduct which resulted in personal financial benefit to Nadal.

On May 26, 1995 a Suffolk County Superior Court juiy found Nadal guilty on twelve felony counts of larceny. On June 5, 1995 Judge McEvoy adjudged Nadal a common and notorious thief on the basis of those convictions and sentenced him to serve one year in the House of Corrections, to be followed by a three to five year suspended sentence in state prison. Nadal has appealed those convictions and his sentence was stayed pending the outcome of that appeal.

Plaintiff notes certain undisputed facts regarding his treatment by Hospital officials after his financial misconduct was initially discovered. Nadal asserts other facts which are contested.8 The undisputed facts reveal that on October 22, 1993 Nadal requested a medical leave of absence from his position as Chairman of the Department of Cardiology. The leave was granted. Three days later, Nadal returned to his office at the Hospital and found the lock had been changed. While standing outside of his office Nadal was informed that he would not be allowed to reenter without being accompanied by a Hospital official. Carol Weinrib, a Hospital Vice-President, stayed with Nadal while he gathered papers and reviewed each before allowing him to leave. After the plaintiff gathered his papers, Weinrib refused to allow him to go to the President’s office unescorted. These actions occurred in public view of numerous colleagues and subordinates and caused the plaintiff to feel humiliated. Shortly thereafter, Nadal’s access code to the Hospital’s research lab was deactivated and he was no longer able to gain access to those laboratories to perform his research activities. Thereafter, Nadal’s name was removed from Hospital directories and name-plates and his hospital phone line was disconnected. Additionally, plaintiff states that grant-making agencies were informed of his suspected financial misconduct9 and that his office was searched without his being present. Both parties concede that the Hospital has an intellectual property policy which governs the rights of both the Hospital and the plaintiff regarding patentable inventions developed while working under the auspices of the Hospital. Finally, the parties agree that the Hospital gave Nadal a computer tape containing his research files.10

DISCUSSION

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Bluebook (online)
4 Mass. L. Rptr. 506, Counsel Stack Legal Research, https://law.counselstack.com/opinion/nadal-ginard-v-childrens-hospital-corp-masssuperct-1995.