M.T. v. People

275 P.3d 661, 2010 WL 376525, 2010 Colo. App. LEXIS 140
CourtColorado Court of Appeals
DecidedFebruary 4, 2010
DocketNo. 09CA0710
StatusPublished
Cited by8 cases

This text of 275 P.3d 661 (M.T. v. People) is published on Counsel Stack Legal Research, covering Colorado Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
M.T. v. People, 275 P.3d 661, 2010 WL 376525, 2010 Colo. App. LEXIS 140 (Colo. Ct. App. 2010).

Opinions

Opinion by

Judge CONNELLY.

Colorado has a procedure whereby (with the agreement of a prosecutor) a criminal defendant may plead guilty and receive a deferred judgment. A defendant who complies with the stipulated terms may later withdraw the plea and have the case dismissed.

The issue here is whether courts may seal records of dismissed cases involving alleged sex offenders who received deferred judgments. We hold such sealing is precluded by section 24-72-308@)(c), C.R.S.2009. Accordingly, we reverse an order sealing the records of a criminal case involving petitioner, M.T.

I. Background

In 2004, M.T. pled guilty to the class five felony of attempted sexual assault on a child. Judgment was deferred.

In 2008, the district court determined that M.T. had complied with the terms of the deferred judgment. MT. was allowed to withdraw the plea, and the criminal case was dismissed.

M.T. then filed this civil action seeking to seal the criminal ease records. He invoked a statute allowing a person who was "not charged," was "acquitted," or (as here) had a case "completely dismissed" to petition for sealing. § 24-72-808(1)(a)(I), C.R.S8.2009.

The People argued that section 24-72-308(8)(c) precluded sealing. That section provides an exception to the sealing statute for "records pertaining to a conviction of an offense for which the factual basis involved unlawful sexual behavior, as defined in seetion 16-22-102(9), C.R.S. [2009]1."

The district court granted M.T.'s petition to seal the criminal case records. The offense charged in that eriminal case indisputably had involved unlawful sexual behavior. The court concluded, however, that section 24-72-808B8)(c) did not preclude sealing because M.T. no longer has a "conviction" for that offense.

II. Discussion

The People argue that the district court had no authority to seal M.T.'s criminal case file because it contains "records pertaining to a [sex offense] conviction," § 24-72-308(8)(c). This argument raises an issue of statutory construction that we review de novo. Dubois v. People, 211 P.3d 41, 43 (Colo.2009). Specifically, we must decide whether files in a case dismissed after a deferred judgment still contain "records pertaining to a conviction," § 24-72-808@8)(c). We hold that they do, and that the statutory exeeption therefore precludes the district court from sealing M.T.'s records.

A. M.T.'s former "conviction" for unlawful sexual behavior

From the time the court accepted M.T.'s guilty plea in 2004 until the plea was withdrawn in 2008, M.T. had a "conviction." Though the sealing statute does not define "conviction," a generally applicable statute provides that "acceptance of [a guilty] plea also acts as a conviction for the offense." § 16-7-206(8), C.R.8.2009.

Our supreme court has held that accepting a guilty plea constituted a "conviction" for purposes of a bail bond statute that did not separately define that term. Hafelfinger v. District Court, 674 P.2d 375, 377 (Colo.1984). -It is true that where sentencing is deferred, there is no "judgment of convietion," Crim. P. 32(b)(8) (emphasis added); People v. Wiedemer, 899 P.2d 283, 284 (Colo.App.1994), and the finality required for a direct appeal or collateral attack is lacking. See People v. Hampton, 876 P.2d 1236, 1239-40 (Colo.1994). But in most other contexts involving deferred judgments, accepting a guilty plea yields a "conviction." Seq, eg., People v. French, 165 P.3d 836, 839-40 (Colo.App.2007) (enhanced sentencing); People v. Allaire, 843 P.2d 38, 41 (Colo.App.1992) (firearms possession); People v. Vollentine, 643 P.2d 800, 802 (Colo.App.1982) (impeachment).

Hafelfinger confirms that, as a matter of historical fact, a defendant who enters but later withdraws a guilty plea in a deferred judgment case once was convicted. By writ[664]*664ing that there is "no longer" a conviction after a plea's withdrawal, 674 P.2d at 377 n. 3, the court recognized that there onee had been a conviction.

Saying that M.T. once was convicted is not inconsistent with the holding in Weber v. Colorado State Board of Nursing, 830 P.2d 1128 (Colo.App.1992), which involved whether a nurse could be disciplined for entering a guilty plea and receiving a deferred judgment. The "dispositive" point and the precise "hold{[ing]" there turned on the fact that the guilty plea had been withdrawn and the case dismissed "at the time the nursing board brought its charges." Id. at 1132-88. The division also noted that there is "no judgment of conviction" in a deferred judgment case and that the "plea of guilty to the deferred judgment never resulted in [the nurse's] conviction of a felony." Id. at 1131-32. But we decline to construe statutory references to a prior "conviction" to require that there have been a "judgment of conviction." See Allaire, 843 P.2d at 41 (holding likewise, noting that Weber was "distinguishable," and declining to follow Weber to extent it could be read otherwise).

Only by rewriting history or adopting a legal fiction could we deny that M.T. ever had a conviction. Tellingly, such deniability is one of the benefits that sealing would provide; thus, only after the records are sealed could it accurately be said that MT. was never convicted. See § 24-72 -8308(1)(d), C.R.S.2009 (after sealing, person and erimi-nal justice agencies "may properly reply, upon any inquiry in the matter, that no such records exist with respect to such person"); § 24-72-308(1)()(I), C.R.8.2009 (person then "may state that no such action has ever occurred"); R.J.Z. v. People, 104 P.3d 278, 280, 282-83 (Colo.App.2004) (discussing consequences of sealing).

B. The records pertaining to M.T.'s sex offense conviction

We therefore must decide whether section 24-72-808(8)(c) precludes sealing records pertaining to what onee was, but no longer is, a sex offense conviction. Our conclusion that it does rests on the statutory language (which contains nothing suggesting the conviction must remain extant) and the fact that the statutory exception otherwise would be rendered meaningless. MTs thorough appellate brief also relies heavily on legislative history, but we conclude that history does not support a right to seal his case.

1. The statutory text

We begin with the statutory text. See People v. Tuffo, 209 P.3d 1226, 1229 (Colo.App.2009) (citing People v. Cross, 127 P.3d 71, 73 (Colo.2006)). The statute precludes sealing "records pertaining to a [sex offense] conviction," § 24-72-308@B)(c). The phrase "pertaining to" is a "sweeping term" that should be applied broadly. Clark v. People, 221 P.3d 447

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Cite This Page — Counsel Stack

Bluebook (online)
275 P.3d 661, 2010 WL 376525, 2010 Colo. App. LEXIS 140, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mt-v-people-coloctapp-2010.