Mrs. Lizzie Beatrice Easterwood v. Csx Transportation, Inc.

933 F.2d 1548, 1991 U.S. App. LEXIS 12731, 1991 WL 92953
CourtCourt of Appeals for the Eleventh Circuit
DecidedJune 20, 1991
Docket90-8851
StatusPublished
Cited by88 cases

This text of 933 F.2d 1548 (Mrs. Lizzie Beatrice Easterwood v. Csx Transportation, Inc.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mrs. Lizzie Beatrice Easterwood v. Csx Transportation, Inc., 933 F.2d 1548, 1991 U.S. App. LEXIS 12731, 1991 WL 92953 (11th Cir. 1991).

Opinion

JOHNSON, Circuit Judge:

This case arises on appeal following the district court’s grant of a motion for summary judgment in favor of the defendant on the basis of federal preemption. 742 F.Supp. 676.

I. STATEMENT OF' THE CASE

Thomas Easterwood, on February 24, 1988, was working for the Duncan Wholesale Company delivering wood products in a long bed truck in Cartersville, Georgia. While crossing the Cook Street railroad grade crossing, he was struck and killed by a CSX train.

On June 3, 1988, Lizzie Beatrice Easter-wood, Thomas’ widow, filed the wrongful death action in district court. CSX answer *1551 ed, but it made no reference to the Federal Railroad Safety Act in its pleading. The District Court ordered discovery completed by November 30, 1989 and any motions for summary judgment filed within 20 days of that date. On December 19, 1989, CSX moved for summary judgment, alleging, among other things, that the Federal Railroad Safety Act provided a complete defense. Easterwood did not complain to the district court about CSX’s failure to raise this defense in its answer. The district court granted summary judgment. Easter-wood brought a timely appeal to this court.

II. STANDARD OF REVIEW

The district court order granting summary judgment is subject to de novo review by this Court. See Shipes v. Hanover Ins. Co., 884 F.2d 1357 (11th Cir.1989). This Court must ask whether there is any genuine issue of material fact and whether the moving party is entitled to judgment as a matter of law. See Celotex Corp. v. Catrett, 477 U.S. 317, 322, 106 S.Ct. 2548, 2552, 91 L.Ed.2d 265 (1986).

III. ANALYSIS

A. The Failure to Raise the Pre-Emption Defense in the Answer

In its motion for a summary judgment, CSX raised for the first time the possibility that Easterwood’s state law negligence claims were pre-empted by federal law. Easterwood now claims that federal preemption is an affirmative defense which should have been raised in CSX’s answer. See Fed.R.Civ.P. 8(c). If federal pre-emption is an affirmative defense, CSX’s failure to specifically plead the defense in its answer or amended answer results in the waiver of this defense. See Morgan Guar. Trust Co. of N.Y. v. Blum, 649 F.2d 342, 345 (5th Cir. Unit B 1981).

Easterwood’s failure, in the district court, to raise the argument that federal pre-emption is an affirmative defense prevents us from sanctioning CSX for its failure to include this affirmative defense in its answer. As a “general principle of appellate review[,] an appellate court will not consider issues not presented to the trial court.” McGinnis v. Ingram Equip. Co., Inc., 918 F.2d 1491, 1495 (11th Cir.1990) (en banc). One exception to this rule is “when a pure question of law is involved and a failure to consider it would result in a miscarriage of justice.” Martinez v. Mathews, 544 F.2d 1233, 1237 (5th Cir.1976). While it is undisputed that whether this affirmative defense was waived is a pure question of law, neither party can argue that our decision not to reach the issue would result in a miscarriage of justice. First, had Easterwood mentioned this technical failure of the pleadings before the district court, the district court could have given CSX leave to amend its answer, see Fed.R.Civ.P. 15(a), thus remedying any problem. Second, our Circuit has noted that the purpose of requiring affirmative defenses to be pled in the answer is to facilitate trial preparation. See Hassan v. United States Postal Serv., 842 F.2d 260 (11th Cir.1988). In the past, we have been reluctant to enforce strictly the harsh waiver requirement where the plaintiff is unable to demonstrate any prejudice due to the lack of notice. Id. Easterwood has not established any prejudice due to this technical failure of the pleadings. Not only did Easterwood fail to move to reopen discovery, but she also told the district court, during oral arguments, that the existing exhibits, affidavits, and depositions were sufficient to defeat the motion for summary judgment. Therefore, it is not a miscarriage of justice if we decline to allow Easterwood to raise this argument, for the first time, on appeal.

B. The Appropriateness of Summary Judgment

Easterwood alleged that CSX was negligent for a number of reasons. First, East-erwood alleged that CSX was negligent for failing to maintain the crossing properly by failing to trim vegetation and level a hump near the tracks. Second, Easterwood alleged that CSX was negligent in maintaining the crossing properly by failing to install adequate warning signals. And third, Easterwood alleged that the train was neg *1552 ligently exceeding a reasonable speed at the time of the accident. 1 We will first examine whether, as CSX claims, federal law pre-empts each of these state law claims. We will then determine whether summary judgment was warranted for any of the surviving claims.

1. Federal Pre-emption

The Supreme Court has recognized that state law 2 is pre-empted under the Supremacy Clause in three circumstances. First, pre-emption will occur when Congress explicitly indicates that it intends to pre-empt state law. English v. General Elec., — U.S. -, 110 S.Ct. 2270, 2275, 110 L.Ed.2d 65 (1990). The courts, however, will attempt to narrowly tailor the scope of the pre-emption to match congressional intent. Id. Second, pre-emption will be implied when Congress has indicated that the federal government will exclusively occupy a field of regulation. The English Court noted that congressional intent can be implied when the statutes and regulations are so pervasive that there is no room left for state regulation or when there are strong federal interests in exclusively regulating the field. Id. However, congressional intent must be “ ‘clear and manifest’ ” if the allegedly pre-empted field includes areas of traditional state interest. Id. (quoting Jones v. Rath Packing Co.,

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Bluebook (online)
933 F.2d 1548, 1991 U.S. App. LEXIS 12731, 1991 WL 92953, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mrs-lizzie-beatrice-easterwood-v-csx-transportation-inc-ca11-1991.