MEMORANDUM AND ORDER
PECKHAM, Chief Judge.
This action was brought by five aliens, lawful permanent residents of the United States, to challenge the validity of a regulation promulgated by the United States Civil Service Commission excluding virtually all noncitizens from eligibility for appointment to the federal civil service.
Plaintiffs sought a declaratory judgment that this
regulation was in violation of the Due Process Clause of the Fifth Amendment, and injunctive relief to prevent defendants from denying plaintiffs the opportunity to apply for employment in the federal civil service on the basis of alienage.
On August 31, 1971, this court denied plaintiffs’ motion for summary judgment, and granted defendants’ motion to dismiss.
Mow Sun Wong v. Hampton,
333 F.Supp. 527 (N.D.Cal.1971). The court held that the challenged civil service regulations were not implicitly repudiated by certain Acts of Congress, and that they did not violate the equal protection considerations inherent in the Due Process Clause of the Fifth Amendment.
The judgment of this court was reversed by the Court of Appeals for the Ninth Circuit on January 25, 1974.
Mow Sun Wong v. Hampton,
500 F.2d 1031 (9th Cir. 1974). Drawing upon cases recognizing alienage as a “suspect classification” under the Equal Protection Clause of the Fourteenth Amendment,
Graham v. Richardson,
403 U.S. 365, 91 S.Ct. 1848, 29 L.Ed.2d 534 (1971), and that an indiscriminate prohibition on employment of noncitizens by state governments is violative of equal protection,
Sugarman v. Dougall,
413 U.S. 634, 93 S.Ct. 2842, 37 L.Ed.2d 853 (1973), the Court of Appeals held that the challenged regulation was in conflict with the Fifth Amendment.
Although recognizing that certain federal governmental interests in regulating the conduct of noncitizens, inapplicable to the states, conceivably supported the Commission’s regulation, the Court of Appeals nevertheless held that these were not “compelling governmental interests” capable of supporting discrimination based upon alien-age. The Court of Appeals therefore remanded the case to this court with instructions to grant plaintiffs the injunctive relief sought.
The decision of the Court of Appeals invalidating the civil service regulation was affirmed by the Supreme Court on June 1, 1976.
Hampton v. Mow Sun Wong,
426 U.S. 88, 96 S.Ct. 1895, 48 L.Ed.2d 495. The Supreme Court affirmed, however, on grounds distinct from those relied upon by the Court of Appeals. “[AJssuming without deciding that the national interests identified by the [defendants] would adequately support an explicit determination by Congress or the President to exclude all noncitizens from the federal service,”
id.
at 116, 96 S.Ct. at 1911, the Supreme Court nevertheless found the rule as promulgated by the Civil Service Commission to be invalid.
The Court stated that, where the federal government seeks to justify a rule violative of equal protection if adopted by a state, due process requires that there be a legitimate basis for presuming that the rule was motivated by those national interests proffered in support of it. Since the concerns of the Civil Service Commission are limited to the promotion of an “efficient” federal service, an objective inadequate to sustain the Commission’s rule, there is no basis upon which to conclude that the rule was intended to serve those national interests which might justify its adoption. The Supreme Court therefore concluded that section 338.101 of the Civil Service Commission Regulations was invalid, and affirmed the judgment of the Court of Appeals.
The case is again before this court, on plaintiffs’ motion for an order implementing the mandate of the Supreme Court’s June 1,1976, opinion. Normally, this would present a simple task. Although the Supreme Court did not issue a specific directive, we think it clear under that Court’s mandate that plaintiffs are entitled to a judgment declaring section 338.101 of the Civil Service Commission Regulations invalid, and an injunction requiring defendants to admit plaintiffs to competitive examination in the civil service.
Simple execution of the Supreme Court’s mandate is, however, foreclosed in the instant case. By Executive Order dated September 2, 1976, President Ford amended Civil Service Rule VII to provide explicitly for exclusion of aliens from the civil service, except in limited circumstances where nec
essary for efficiency of the service.
Thus, subsequent to the decision of the Supreme Court, but prior to plaintiffs’ motion for an order implementing the mandate of that Court, the President purported to change the law governing the subject matter at issue in the litigation. The question presently before this court, therefore, is the effect of the President’s September 2, 1976, Executive Order upon the relief appropriately ordered by this court pursuant to the Supreme Court opinion of June 1, 1976.
Plaintiffs’ entitlement to an order declaring section 338.101 of the Civil Service Commission Regulations invalid is not in dispute. The Executive Order in no way affects the validity of this regulation, and a declaratory judgment holding the regulation unconstitutional is clearly appropriate. See
United States Civil Service Commission v. Ramos,
426 U.S. 916, 96 S.Ct. 2616, 49 L.Ed.2d 368 (1976).
What is at issue is plaintiffs’ entitlement to an injunction mandating their admission to competitive examination in the civil service. Noting that the trial court must apply the federal law as it exists when the court enters final judgment subsequent to remand, see
Banco Nacional de Cuba v. Farr,
383 F.2d 166, 178 (2d Cir. 1967),
cert. denied,
390 U.S. 956, 88 S.Ct. 1033, 20 L.Ed.2d 1151 (1968), and
Thorpe v. Housing Authority,
393 U.S. 268, 281-82, 89 S.Ct. 518, 21 L.Ed.2d 474 (1969), the government argues that the intervening Executive Order precludes the issuance of an injunction. While conceding that the Executive Order,
if valid,
precludes injunctive relief, plaintiffs premise their entitlement to an injunction upon the invalidity of the Executive Order. All parties appear to concede that an invalid Executive Order cannot supersede the mandate of the Supreme Court, and therefore that the validity of President Ford’s September 2, 1976, order excluding aliens from the civil service is properly placed into controversy in determining the propriety of injunctive relief pursuant to the June 1, 1976, opinion of the Supreme Court. We turn therefore to that issue.
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MEMORANDUM AND ORDER
PECKHAM, Chief Judge.
This action was brought by five aliens, lawful permanent residents of the United States, to challenge the validity of a regulation promulgated by the United States Civil Service Commission excluding virtually all noncitizens from eligibility for appointment to the federal civil service.
Plaintiffs sought a declaratory judgment that this
regulation was in violation of the Due Process Clause of the Fifth Amendment, and injunctive relief to prevent defendants from denying plaintiffs the opportunity to apply for employment in the federal civil service on the basis of alienage.
On August 31, 1971, this court denied plaintiffs’ motion for summary judgment, and granted defendants’ motion to dismiss.
Mow Sun Wong v. Hampton,
333 F.Supp. 527 (N.D.Cal.1971). The court held that the challenged civil service regulations were not implicitly repudiated by certain Acts of Congress, and that they did not violate the equal protection considerations inherent in the Due Process Clause of the Fifth Amendment.
The judgment of this court was reversed by the Court of Appeals for the Ninth Circuit on January 25, 1974.
Mow Sun Wong v. Hampton,
500 F.2d 1031 (9th Cir. 1974). Drawing upon cases recognizing alienage as a “suspect classification” under the Equal Protection Clause of the Fourteenth Amendment,
Graham v. Richardson,
403 U.S. 365, 91 S.Ct. 1848, 29 L.Ed.2d 534 (1971), and that an indiscriminate prohibition on employment of noncitizens by state governments is violative of equal protection,
Sugarman v. Dougall,
413 U.S. 634, 93 S.Ct. 2842, 37 L.Ed.2d 853 (1973), the Court of Appeals held that the challenged regulation was in conflict with the Fifth Amendment.
Although recognizing that certain federal governmental interests in regulating the conduct of noncitizens, inapplicable to the states, conceivably supported the Commission’s regulation, the Court of Appeals nevertheless held that these were not “compelling governmental interests” capable of supporting discrimination based upon alien-age. The Court of Appeals therefore remanded the case to this court with instructions to grant plaintiffs the injunctive relief sought.
The decision of the Court of Appeals invalidating the civil service regulation was affirmed by the Supreme Court on June 1, 1976.
Hampton v. Mow Sun Wong,
426 U.S. 88, 96 S.Ct. 1895, 48 L.Ed.2d 495. The Supreme Court affirmed, however, on grounds distinct from those relied upon by the Court of Appeals. “[AJssuming without deciding that the national interests identified by the [defendants] would adequately support an explicit determination by Congress or the President to exclude all noncitizens from the federal service,”
id.
at 116, 96 S.Ct. at 1911, the Supreme Court nevertheless found the rule as promulgated by the Civil Service Commission to be invalid.
The Court stated that, where the federal government seeks to justify a rule violative of equal protection if adopted by a state, due process requires that there be a legitimate basis for presuming that the rule was motivated by those national interests proffered in support of it. Since the concerns of the Civil Service Commission are limited to the promotion of an “efficient” federal service, an objective inadequate to sustain the Commission’s rule, there is no basis upon which to conclude that the rule was intended to serve those national interests which might justify its adoption. The Supreme Court therefore concluded that section 338.101 of the Civil Service Commission Regulations was invalid, and affirmed the judgment of the Court of Appeals.
The case is again before this court, on plaintiffs’ motion for an order implementing the mandate of the Supreme Court’s June 1,1976, opinion. Normally, this would present a simple task. Although the Supreme Court did not issue a specific directive, we think it clear under that Court’s mandate that plaintiffs are entitled to a judgment declaring section 338.101 of the Civil Service Commission Regulations invalid, and an injunction requiring defendants to admit plaintiffs to competitive examination in the civil service.
Simple execution of the Supreme Court’s mandate is, however, foreclosed in the instant case. By Executive Order dated September 2, 1976, President Ford amended Civil Service Rule VII to provide explicitly for exclusion of aliens from the civil service, except in limited circumstances where nec
essary for efficiency of the service.
Thus, subsequent to the decision of the Supreme Court, but prior to plaintiffs’ motion for an order implementing the mandate of that Court, the President purported to change the law governing the subject matter at issue in the litigation. The question presently before this court, therefore, is the effect of the President’s September 2, 1976, Executive Order upon the relief appropriately ordered by this court pursuant to the Supreme Court opinion of June 1, 1976.
Plaintiffs’ entitlement to an order declaring section 338.101 of the Civil Service Commission Regulations invalid is not in dispute. The Executive Order in no way affects the validity of this regulation, and a declaratory judgment holding the regulation unconstitutional is clearly appropriate. See
United States Civil Service Commission v. Ramos,
426 U.S. 916, 96 S.Ct. 2616, 49 L.Ed.2d 368 (1976).
What is at issue is plaintiffs’ entitlement to an injunction mandating their admission to competitive examination in the civil service. Noting that the trial court must apply the federal law as it exists when the court enters final judgment subsequent to remand, see
Banco Nacional de Cuba v. Farr,
383 F.2d 166, 178 (2d Cir. 1967),
cert. denied,
390 U.S. 956, 88 S.Ct. 1033, 20 L.Ed.2d 1151 (1968), and
Thorpe v. Housing Authority,
393 U.S. 268, 281-82, 89 S.Ct. 518, 21 L.Ed.2d 474 (1969), the government argues that the intervening Executive Order precludes the issuance of an injunction. While conceding that the Executive Order,
if valid,
precludes injunctive relief, plaintiffs premise their entitlement to an injunction upon the invalidity of the Executive Order. All parties appear to concede that an invalid Executive Order cannot supersede the mandate of the Supreme Court, and therefore that the validity of President Ford’s September 2, 1976, order excluding aliens from the civil service is properly placed into controversy in determining the propriety of injunctive relief pursuant to the June 1, 1976, opinion of the Supreme Court. We turn therefore to that issue.
Plaintiffs seek to invalidate Executive Order 11,935 upon two distinct grounds. First, plaintiffs contend that the Order exceeds the scope of the President’s statutory and constitutional authority to prescribe qualifications for federal employment. Second, plaintiffs assert that, even if the President is generally authorized by Congress or the Constitution to enact such a rule, the rule must be stricken as repugnant to the Due Process Clause of the Fifth Amendment. We address these issues in turn.
President Ford promulgated Executive Order 11,935, “[b]y virtue of the authority vested in me by the Constitution and statutes of the United States of America, including Sections 3301 and 3302 of Title 5 of the United States Code . . . .”
Pursuant to 5 U.S.C. § 3301, the President is authorized to “prescribe such regulations for the admission of individuals into the civil service in the executive branch as will best promote the efficiency of that service”, as well as to, ‘.‘ascertain the fitness of applicants as to age, health, character, knowledge, and ability for the employment
sought”.
Section 3302 and Title 5 of the United States Code further authorizes the President to make certain exceptions to the rules requiring competition examination.
Finally, Article 2 Section 2, Clause 2 of the United States Constitution provides that,
[The President] shall nominate, and by and with the Advice and Consent of the Senate, shall appoint Ambassadors, other public Ministers and Consuls, Judges of the supreme Court, and all other Officers of the United States, whose Appointments are not herein otherwise provided for, and which shall be established by Law: but the Congress may by Law vest the Appointment of such inferior Officers, as they think proper, in the President alone, in the Courts of Law, or in the Heads of Departments.
Plaintiffs contend that these grants of authority are insufficiently broad to sustain Executive Order 11,935.
Although we are not unmindful of the difficulties encountered in deriving a statutory basis of authority for issuance of the Executive Order,
nor of the complexities inherent in finding constitutional authorization,
we think that extended analy
sis of these issues is unnecessary in view of the fact that the Supreme Court has already decided the question presented.
In its opinion, the Court reviewed in detail the background of Congressional participation in the rule excluding aliens from federal employment. Although the Court determined that Congress had never
mandated
the President or Civil Service Commission to exclude noncitizens from the federal service, it clearly decided that Congress had delegated sufficiently broad authority to permit the President or Civil Service Commission to adopt such a rule in the exercise of their own
discretion :
Pursuant to a broad grant of authority comparable, in its generality and in its absence of any reference to a citizenship requirement, to that applicable to the Civil Service Commission, the Postal Service originally imposed such a requirement and then withdrew it. Neither the establishment nor the withdrawal of the requirement was either mandated or questioned by Congress or the President. We have no doubt that the statutory directive which merely requires such regulations “as will best promote the efficiency of [the] Service,” as well as the pertinent Executive Order, gives the Civil Service Commission the same discretion that the Postal Service has actually exercised; the Commission may either retain or modify the citizenship requirement without further authorization from Congress or the President. 426 U.S. 112-13, 96 S.Ct. 1909-1910 (footnotes omitted).
We think that the foregoing language necessarily determines that the statutory grant of authority is sufficiently broad to encompass an Executive Order barring noncitizens from the civil service, and is dispositive as to the President’s power to promulgate Executive Order 11,935. We therefore turn to the issue expressly reserved by the Supreme Court, whether such an exercise of Presidential power is in conformity with the Due Process Clause of the Fifth Amendment.
In its previous opinion in this case, the Court of Appeals for the Ninth Circuit squarely faced the underlying constitutional question which the Supreme Court has reserved. Applying the “compelling governmental interest” standard, the Court of Appeals held that an indiscriminate prohibition on the employment of aliens by the federal government is contrary to the Due Process Clause of the Fifth Amendment. Normally, we would feel bound to follow the guidance of the circuit court on this issue, and rule accordingly without independent inquiry. We believe, however, that the subsequent opinion of the Supreme Court in the instant case, as well as the Court’s ruling in the companion case of
Mathews v. Diaz,
426 U.S. 67, 96 S.Ct. 1883, 48 L.Ed.2d 478 (1976), so clearly mandate a standard of review distinct from that previously applied by the Ninth Circuit as to compel an independent analysis of the constitutional issue by this court.
An analysis of enactments by the federal government discriminating on the basis of alienage must begin with the proposition that, “. . the Fourteenth Amendment’s limits on state powers are substantially different from the constitutional provisions applicable to the federal power over immigration and naturalization.”
Mathews v. Diaz, supra,
at 87, 96 S.Ct. at 1895. Whereas a state must show a “compelling governmental interest” to sustain a law discriminating against noncitizens, see e. g.,
Sugarman v. Dougall, supra,
judicial review of federal enactments regarding alienage and immigration is “narrow”:
For reasons long recognized as valid, the responsibility for regulating the relationship between the United States and our alien visitors has been committed to the political branches of the Federal Government. Since decisions in these matters may implicate our relations with foreign powers, and since a wide variety of classifications must be defined in the light of changing political and economic circumstances, such decisions are frequently of a character more appropriate to either the Legislature or the Executive than to the Judiciary. . . . The reasons that preclude judicial review of political questions also dictate a narrow standard of review of decisions made by the Congress or the President in the area of immigration and naturalization.
Thus, a durational residency requirement for welfare benefits, as applied against aliens by the state, may be impermissible, see
Graham v. Richardson,
403 U.S. 365, 91 S.Ct. 1848, 29 L.Ed.2d 534 (1971), whereas a similar requirement may be constitutionally imposed by the federal government.
Mathews v. Diaz, supra.
Implicit under the foregoing analysis is the proposition that the federal government need not show a “compelling” interest as a prerequisite to the exercise of its broad power to regulate immigration and naturalization. We disagree with defendants, however, that a rejection of the “compelling governmental interest” test necessarily dictates either that federal enactments directed towards noncitizens are per se valid, or that a mere rational relationship with any conceivable national interest will suffice in the instant case.
The Supreme Court noted that, “[t]he rule enforced by the Commission has its impact on an identifiable class of persons who, entirely apart from the rule itself, are already subject to disadvantages not shared by the remainder of the community.”
Hampton v. Mow Sun Wong, supra,
426 U.S. at 102, 96 S.Ct. at 1905. The Court characterized the effect of the rule, identical in effect as the Executive Order at issue here, as “a deprivation of an interest in liberty.”
Id.
Although it did not explicitly enunciate a standard of review, the Court noted that, “some judicial scrutiny of the deprivation is mandated by the Constitution.”
Id.
at 103, 96 S.Ct. at 1905.
It is thus clear that we are confronted in the instant case with a classification quite distinct from those traditionally accorded minimum judicial scrutiny, and found valid if based upon a reasonable or rational basis. Cf.
Williamson v. Lee Optical Co.,
348 U.S. 483, 75 S.Ct. 461, 99 L.Ed. 563 (1955). The Executive Order at issue here deprives “a discrete and insular minority,” see
Graham
v.
Richardson, supra,
403 U.S. at 372, 91 S.Ct. 1848, of a liberty interest, in such a manner as to be violative of equal protection if done by a state. Although the unique federal interests involved in the regulation of immigration and naturalization accord the federal government considerably broader latitude to legislate regarding non-citizens than that accorded the states, we do not believe that the standard of review in the instant case is identical as that applied to other legislative classifications made by the federal government which invoke none of these concerns.
That a standard of review distinct from traditional minimum scrutiny equal protection analysis is appropriate is evidenced by the Supreme Court’s treatment of the
procedural
aspects of this ease. Rather than accepting as given the hypothetical national interests proffered by the government in support of the civil service rule barring noncitizens from federal employment, the Court held that, “due process requires that there be a legitimate basis for presuming that the rule was actually intended to serve [the national interests asserted to justify the rule].”
Id.
426 U.S. at 103, 96 S.Ct. at 1905.
In essence, the Court was attempting to ensure that the Commission’s regulation was in fact motivated by the particular interests which accord the federal government broader power than that possessed by
the states to discriminate against aliens. Since the invocation of these interests triggers the principle that the courts should defer, in
balancing
those interests against the deprivation involved, to the political branches of government, the Court was anxious to ensure that the national interests asserted were truly implicated, prior to adopting a deferential standard of review.
We believe that these principles have a “substantive” as well as “procedural” application. Although the federal government, unlike the states, need not show that the proffered federal interests “outweigh” the deprivation imposed, it must demonstrate that those interests are substantially advanced by the challenged enactment, rather than merely rationally related to it. Only then can the court satisfy itself that the particular federal interests justifying deference to the political branches are genuinely at stake. This is even more important where the court engages in the convention that a rule expressly mandated by the President or Congress may draw support from any national interest proffered by the government to justify it, without any showing that the particular interest actually motivated the rule’s adoption. See
Hampton v. Mow Sun Wong, supra
at 103, 96 S.Ct. 1895.
Much the same standard as suggested here was applied by the Supreme Court itself in concluding that “efficiency” constituted an inadequate basis upon which to sustain the Civil Service Commission’s regulation, despite the Court’s determination that, “arguably . . . administrative convenience may provide a rational basis for the general rule.”
Id
at 114-15, 96 S.Ct. at 1911. The Court noted that, “[a]ny fair balancing of the public interest in avoiding the wholesale deprivation of employment opportunities caused by the Commission’s indiscriminate policy, as opposed to what may be nothing more than a hypothetical justification, requires rejection of the argument of administrative convenience in this case.”
Id
at 115-16, 96 S.Ct. at 1911. We think that the Court’s conclusion derived largely from its skepticism that an interest which was not substantially furthered by the Commission’s rule was actually the factor motivating the rule’s adoption, despite the possible existence of a “rational” relation between the interest and the rule.
We therefore hold that, when the federal government seeks to sustain a rule discriminating against noncitizens in a manner which would violate equal protection if adopted by a state, it must demonstrate that the rule substantially furthers important federal interests in the regulation of immigration and naturalization. Once such a threshold showing has been made, however, it becomes the province of the President or Congress to determine the propriety of adopting the rule.
The federal government in this case places primary reliance on two national interests to justify the promulgation of Exec
utive Order 11,935. Not surprisingly, these are the interests which the Supreme Court assumed would be sufficient to meet a due process challenge:
We may assume with the petitioners that if Congress or the President had expressly imposed the citizenship requirement, it would be justified by the national interests in providing an incentive for aliens to become naturalized, or possibly even as providing the President with an expendable token for treaty negotiations . .
There can be little doubt that the first interest proffered by defendants, the encouragement of naturalization, is one of those governmental interests unique to the federal government, and capable of supporting a degree of federal legislation beyond that permissible to the states. Thus the
quality
of that interest is of a type which might justify the challenged Executive Order.
There is also little question but that the requirement of citizenship as a prerequisite to federal employment provides a significant incentive for those aliens who are in fact eligible for citizenship to become naturalized. That Executive Order 11,935 substantially furthers this national interest does not appear to be in serious dispute.
We therefore conclude that Executive Order 11,935 is constitutional, at least as applied to those noncitizens who are eligible to become naturalized at the time they apply for federal employment.
We note, however, that, due to a durational residency requirement as well as other prerequisites to naturalization, a substantial number of permanent resident aliens are for a significant period of time ineligible for citizenship. As to this class, it cannot be said that the challenged Executive Order is substantially or even rationally related to the national interest in encouraging citizenship. Moreover, a rule which allowed noncitizens to become employed by the federal government pending completion of the residency requirement would doubtless be an even stronger incentive towards citizenship than the present Executive Order, inasmuch as many noncitizens would be impelled to become naturalized in order to continue their federal employment once they became eligible for citizenship. Executive Order 11,935 is thus overbroad if the governmental interest in encouraging naturalization is the only such interest capable of supporting it.
Having concluded that the federal government may permissibly require citizenship among those who are eligible, however, we believe that the breadth of the Executive Order is justified by the government’s further interest in the efficiency of the civil service. To require the federal government to extend employment to non-citizens presently ineligible for citizenship, while permitting it to require citizenship once the residency period was completed, would be excessively disruptive to the service, in that significant numbers of alien employees would automatically be termi
nated upon their failure, for one reason or another, to become naturalized. The government’s interest in a stable federal work force is thus substantially furthered by its uniform rule of citizenship.
We therefore conclude that Executive Order 11,935 is not in conflict with the Due Process Clause of the Fifth Amendment. Accordingly, plaintiffs’ motion for an order enjoining defendants to admit plaintiffs to competitive examination in the federal civil service is hereby denied. Plaintiffs’ motion for an order declaring Civil Service Commission Regulations section 338.101 to be unconstitutional is hereby granted.
SO ORDERED.