Morris v. Correctional Enterprises of TN.

Court of Appeals of Tennessee·Decided October 29, 1997·No. 01A01-9612-CH-00543·Published

Opinion

WAYNE MORRIS, )

)

Plaintiff/Appellant, )

) Appeal No.

) 01-A-01-9612-CH-00543 VS. )

) Davidson Chancery

) No. 96-705-I

CORRECTIONAL ENTERPRISES ) OF TENNESSEE, TENNESSEE ) CIVIL SERVICE COMMISSION, and SUSAN R. WILLIAMS, in Her Official Capacity as Commissioner of )

)

)

FILED

the Tennessee Department of ) October 29, 1997 Personnel, )

) Cecil W. Crowson Defendants/Appellees. ) Appellate Court Clerk

COURT OF APPEALS OF TENNESSEE MIDDLE SECTION AT NASHVILLE

APPEALED FROM THE CHANCERY COURT OF DAVIDSON COUNTY AT NASHVILLE, TENNESSEE

THE HONORABLE IRVIN H. KILCREASE, JR., CHANCELLOR

LARRY D. WOODS P. O. Box 24727 Nashville, Tennessee 37202-4727 Attorney for Plaintiff/Appellant

JOHN KNOX WALKUP Attorney General & Reporter

JAMES C. FLOYD Assistant Attorney General 450 James Robertson Parkway Nashville, Tennessee 37243-0490 Attorney for Defendants/Appellees

REVERSED AND REMANDED

BEN H. CANTRELL, JUDGE

CONCUR: LEWIS, J. KOCH, J.

OPINION

The primary question in this appeal, from which all other issues flow, is what is the procedure for determining whether a state employee was in the career service, and thus entitled to civil service protection, or in the executive service serving at the pleasure of his employer. We vacate the judgment of the chancery court and give the appellant employee thirty days to act in accordance with the proper procedure as outlined in the following opinion.

I.

Procedural History

The Tennessee Civil Service Commission (CSC) and Correctional Enterprises of Tennessee (CET) denied the appellant an administrative hearing after he was terminated from his job with Tennessee State Industries, a division of the Department of Correction. Appellant then petitioned the Chancery Court of Davidson County for review of the denial pursuant to the Uniform Administrative Procedures Act (UAPA) adding a claim for the infringement on his rights in violation of 42 U.S.C. § 1983. Finding that it lacked jurisdiction to hear the § 1983 claim, the trial court dismissed this portion of Appellant's petition. The court then found that Appellees' decision not to grant Appellant a hearing was not subject to review in the chancery court because there was no "contested case" in this matter and because the law provides that "[t]he final step of th[e] grievance procedure for regular employees shall be a request for review to the [CSC], and all decisions by the [CSC] upon such requests for review shall be final." Tenn. Code Ann. § 8-30-328(a)(7) (1993).

II.

Facts

Wayne Morris had been employed by the State of Tennessee for twenty-

seven years when he was terminated from his job in December of 1995. He began his career with the state as a correctional officer. In 1984, he was transferred to Tennessee State Industries, a division of the Department of Correction, where he worked as a Correctional Industries Supervisor II. From 1984 to 1989, Mr. Morris received merit pay increases and promotions becoming first a Correctional Industries Supervisor III and, later, a Correctional Industries Supervisor V. In the latter position, Mr. Morris was Plant Manager of the metal plant at Turney Center -- a state prison industry facility containing a metal plant, a paint plant and a wood furniture plant. At Turney Center, there is an Industries Operations Manager (IOM), a position which Mr. Morris claims was filled by Ken Brown during Mr. Morris' entire tenure as Plant Manager. It is Appellees' view that Mr. Morris' promotion in January of 1995 was to the position of IOM. Contrarily, Mr. Morris asserts that CET and the CSC transferred him from his position as Plant Manager of the metal plant to Plant Manager of the wood furniture plant at which time Mr. Morris was promised a step raise.

Almost a year after the change in Mr. Morris' job, the Acting Executive Director of CET notified Mr. Morris in a letter dated December 5, 1995 that, "[d]ue to continuing quality control problems and the inadequate oversight of plant operations," he was being terminated from employment. When he attempted to utilize the grievance procedures set up by statute for state employees, the Director for Human Resource Management for CET told him that he was not entitled to a hearing because he had been in an executive service position since January 16, 1995. The Director asserted in a letter that the fact that Mr. Morris accepted the raise which he received in January of 1995 indicates that he knowingly accepted this executive service position. When Mr. Morris requested a Level V hearing before the CSC, his request was again denied in a letter stating that his personnel records indicated that he has

been in the executive service since January 16, 1995 and thus CSC has no authority to hear his appeal.

III.

The Status of the Employee

The scope of Mr. Morris' rights with regard to his former employment is defined by whether he was Plant Manager or IOM-- each position occupying a different status under the Civil Service Code which divides all positions in the state service between career service and executive service. Tenn. Code Ann. § 8-30-208 (1993). The Tennessee Code provides that a plant manager in a prison industry "shall be a career service employee." Id. § 41-22-407(d) (1997). The statute further provides that the Tennessee Rehabilitative Initiative in Correction Board (TRICOR), with the approval of the commissioner of personnnel, "shall have the option of declaring certain management positions, unique to the operations under the control of the board, a part of the executive service and under the exclusive control of the board." Id. Mr. Morris does not dispute that the position of IOM is such an executive service job.

Significantly, if, at the time of his termination, Mr. Morris was a career service employee who had completed his initial working test period, or a "regular employee," he should have been given certain procedural protections under the Civil Service Code. See id. § 8-30-101(a)(20) (Supp. 1997) (defining "regular employee"). For example, while § 8-30-328 sets up grievance procedures for both permanent and regular employees in the state service, only regular employees are permitted a contested case hearing before the CSC as the final step of these grievance procedures. Id. § 8-30-328(7)(1993); Tenn. Comp. R. & Reg. R. 1120-11-.05(5)(b). Moreover, a regular employee in the career service acquires a property right in his position. Id. § 8-30-331(a) (1993). With such a right, "no suspension, demotion,

dismissal or any other action which deprives a regular employee of such employee's 'property right' will become effective until minimum due process is provided." Id. The statute provides that minimum due process includes written notice of the charges and the opportunity to respond to these charges before any action is taken. Id. § 8-30-331(b)(1)-(2). An executive service employee, on the other hand, serves at the pleasure of his employer. Tenn. Comp. R. & Reg. R. 1120-10-.02. While the grievance procedures of § 8-30-328 are available to executive employees, for them the final step of these procedures is before the agency appointing authority and is not a contested case hearing. Tenn. Code Ann. § 8-30-328(a)(7); Tenn. Comp. R. & Reg. R. 1120-11-.05(4).

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