Morgan v. Department of Financial & Professional Regulation

903 N.E.2d 799, 388 Ill. App. 3d 633
CourtAppellate Court of Illinois
DecidedFebruary 13, 2009
Docket1-07-1058
StatusPublished
Cited by26 cases

This text of 903 N.E.2d 799 (Morgan v. Department of Financial & Professional Regulation) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Morgan v. Department of Financial & Professional Regulation, 903 N.E.2d 799, 388 Ill. App. 3d 633 (Ill. Ct. App. 2009).

Opinions

JUSTICE McBRIDE

delivered the opinion of the court:

This is an appeal from an order of the circuit court affirming the revocation of Dr. Russell Morgan’s license to practice clinical psychology by the Illinois Department of Financial and Professional Regulation. For the reasons that follow, we affirm.

I. BACKGROUND

On February 23, 2005, the Illinois Department of Financial and Professional Regulation filed a petition praying for the summary suspension of Dr. Russell Morgan’s clinical psychologist license based upon allegations that he engaged in inappropriate sexual conduct with four of his female patients by touching their breasts and vaginas during treatment sessions. Three of these violations occurred at the Royal Oaks Care Center, a residential facility, in Kewanee, Illinois, with which plaintiff had contracted to provide psychological services to its patients. Because of this conduct, the Department asserted that Dr. Morgan’s continued practice of clinical psychology posed an imminent danger to the public and prayed that his license be temporarily suspended pending proceedings before the Clinical Psychologists Licensing and Disciplinary Board. The record on appeal does not reveal whether plaintiff received notice of this petition.

That same day, the Department also filed an administrative complaint against Dr. Morgan alleging, in part, that he engaged in inappropriate sexual behavior with four female patients. The Department specifically alleged that: (1) on or about October 15, 2004, plaintiff placed his hands under the clothing of an 84-year-old patient named H.L., fondled her breast and digitally penetrated her vagina;1 (2) in or about December 2004, plaintiff instructed a 56-year-old patient named J.L. to lift up her shirt, sucked on her nipple, and placing his finger upon and in her vagina, digitally stimulated her vaginal area; (3) in or about December 2004, plaintiff instructed a 26-year-old patient named K.T. to lie on her bed and listen to relaxation tapes and while she was complying with these instructions, he reached under her blouse and fondled her breast and reached inside her pants and touched her vagina; and (4) in or about December 2004, plaintiff instructed a 38-year-old patient named S.G.-N. to lie on her bed and listen to relaxation tapes, and while she was complying with these instructions, he reached under her blouse and fondled her breast and reached inside her pants and touched her vagina.

The Department alleged that each act of misconduct violated six separate professional regulations and accordingly charged plaintiff with 24 counts of misconduct relating to those acts, six counts per patient. In doing so, the Department relied on its authority under section 15(7) of the Clinical Psychologist Licensing Act (Licensing Act) (225 ILCS 15/15(7) (West 2004)), which grants it the authority to discipline a psychologist for “[ujnethical, unauthorized, or unprofessional conduct as defined by rule.” In counts I, VII, XIII, and XIX, the Department sought the suspension or revocation of plaintiffs license under section 1400.80(i) of Title 68 of the Illinois Administrative Code (68 Ill. Adm. Code §1400.80(i), amended at 28 Ill. Reg. 358, eff. December 19, 2003), which grants the agency the power to discipline a psychologist for committing “any act of sexual misconduct, sexual abuse or sexual relations” with a client or patient.

The Department also filed charges against plaintiff for violating five specific provisions of the “Ethical Principles of Psychologists and Code of Conduct” (2003) (hereinafter Ethics Code) which the Administrative Code incorporates by reference. 68 Ill. Adm. Code §1400.80(k), as amended at 28 Ill. Reg. 358, eff. December 19, 2003. In counts II, VIII, XIV and XX, the Department alleged that plaintiff’s conduct with the four victims violated section 3.03 of the Ethics Code, which proscribes psychologists from knowingly engaging in “behavior that is harassing or demeaning to persons with whom they interact in their work based on facts such as those persons’ age, gender, gender identity, race, ethnicity, race, culture, national origin, religion, sexual orientation, disability, language or socioeconomic status.” In counts III, IX, XV and XXI, the Department claimed that plaintiff’s conduct violated section 3.04 of the Ethics Code, which requires psychologists to “take reasonable steps to avoid harming their clients/patients *** and to minimize harm where it is foreseeable and unavoidable.” In counts IV X, XVI, and XXII, the Department alleged that plaintiffs conduct violated section 3.08 of the Ethics Code, which proscribes psychologists from exploiting “persons over whom they have supervisory, evaluative, or other authority such as clients/patients.” In counts V XI, XVII, and XXIII, the Department alleged that plaintiffs conduct with these four patients violated section 10.05 of the Ethics Code, which prohibits psychologists from engaging in “sexual intimacies with current therapy clients/patients.”2 In counts VI, XII, XVIII, and XIV the Department alleged that plaintiffs conduct with these four patients violated section 10.08 of the Ethics Code, which bars psychologists from engaging in “sexual intimacies with former clients/patients for at least two years after cessation or termination of therapy.” Counts VI, XII, XVIII, and XIV were subsequently withdrawn by the Department.

The Department also charged plaintiff in counts XXV and XXVI with failing to maintain proper medical records for patients K.T. and S.G.-N. respectively, in violation of section 6.01 of the Ethics Code, which obligates psychologists to “create, and to the extent the records are under their control, maintain, disseminate, store, retain, and dispose of records and data relating to their professional and scientific work in order to (1) facilitate provision of services later by them or by other professionals, (2) allow for replication of research design and analyses, (3) meet institutional requirements, (4) ensure accuracy of billing and payments, and (5) ensure compliance with law.”

On February 23, 2005, an ex parte hearing was held before the Department’s director on the petition for summary suspension, at which neither plaintiff nor his attorney was present. At the hearing, the director heard the testimony of a department investigator, William Disselhorst, who stated that he investigated the complaints of H.L., J.L., K.T., and S.G.-N., and learned that plaintiff had inappropriately touched their breasts and vaginas and failed to maintain treatment records for K.T. and S.G.-N. He also asserted that based on this conduct, plaintiff posed an imminent danger to the public. On the basis of this testimony, the director found that “the interests of safety and welfare imperatively require[d] emergency action to prevent the continued practice of clinical psychology by the plaintiff and that the plaintiffs actions constitute^] an immediate danger to the public” and entered an order summarily suspending his license to practice psychology pending proceedings before the Department’s Clinical Psychologist Licensing and Disciplinary Board.

On March 8, 2005, an administrative law judge (ALJ) commenced a hearing on the charges against plaintiff that continued on March 9, 10, 16, and April 8, 2005.

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Bluebook (online)
903 N.E.2d 799, 388 Ill. App. 3d 633, Counsel Stack Legal Research, https://law.counselstack.com/opinion/morgan-v-department-of-financial-professional-regulation-illappct-2009.