Moore v. Western Surety Co.

140 F.R.D. 340, 1991 U.S. Dist. LEXIS 18812, 1991 WL 279569
CourtDistrict Court, N.D. Mississippi
DecidedDecember 13, 1991
DocketCiv. A. No. GC 86-322-D-O
StatusPublished
Cited by4 cases

This text of 140 F.R.D. 340 (Moore v. Western Surety Co.) is published on Counsel Stack Legal Research, covering District Court, N.D. Mississippi primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Moore v. Western Surety Co., 140 F.R.D. 340, 1991 U.S. Dist. LEXIS 18812, 1991 WL 279569 (N.D. Miss. 1991).

Opinion

MEMORANDUM OPINION

DAVIDSON, District Judge.

This matter is before the court on a motion of the Defendant Board of Supervisors for Rule 11 sanctions or, alternatively, attorney fees and costs pursuant to 28 U.S.C. § 1927. The motion for sanctions and costs is directed against Plaintiff Robert E. Moore and his attorney, Willie Perkins, Sr.,1 for filing an “amended verified complaint” on June 22, 1987, a few months before the regularly scheduled elections of the Leflore County Board of Supervisors. The amended verified complaint changed the lawsuit from one against Western Surety Company (“Western Surety”) to one against Western Surety and the entire Board of Supervisors and added a Section 5 claim under the Voting Rights Act. 42 U.S.C. § 1973c. Members of the Board of Supervisors allege that the amended complaint contained misstatements of fact and pointedly overlooked clear authority on the Voting Rights Act in this circuit.

After reviewing the record, the court finds the motion for Rule 11 sanctions to be well taken. However, mindful of the need to choose the least severe sanction necessary to reprimand and educate, the court limits its sanction to following requirement: In any future Voting Rights case filed in this court within two years from the date of this opinion in which Attorney Perkins serves as counsel for the complaining party, Perkins will be required to file along with his complaint a separate affidavit specifically reciting the Rule 11 requirements and stating that he has complied with these requirements.2 The court declines to im[342]*342pose sanctions against Moore, however, because the unusual circumstances warranting sanctions against a client are not present here. As to the request for fees and costs pursuant to Section 1927, the court finds that the Defendant Board is not entitled to recover costs, expenses and attorney fees. Although Perkins failed to meet the standard of reasonableness required by Rule 11 in the filing of the amended complaint, the court is not convinced that he filed the complaint “vexatiously,” which is a requirement for sanctions under Section 1927. Authority for the court’s decisions is set forth below.

Factual Background

The facts surrounding Moore’s complaint were addressed in detail by this court in a memorandum opinion dated February 7, 1989 and need not be recounted fully here. In that opinion and accompanying order, the court granted defendants’ motions to dismiss and for summary judgment. The decision was affirmed on appeal in a per curiam decision dated January 11, 1990. Moore v. Western Surety, 894 F.2d 405 (5th Cir.1990) (per curiam). Although the court’s February 1989 opinion addressed the merits of plaintiffs’ claims, the opinion did not address the Motion for Sanctions that had been filed by the Defendant Board of Supervisors.

As the briefs of the parties amply illustrate, the dispute between Moore and Leflore County was long-standing and resulted in parallel actions in this court before the undersigned judge and United States District Judge L.T. Senter. See Moore, et al. v. Sanders, No. GC 87-7-S-O. Moore, a black supervisor in District 2 of Leflore County, Mississippi, was elected to office in April of 1986. Pursuant to the requirements of Mississippi law, he entered into a contract with Defendant Western Surety for the posting of an official bond as a prerequisite for taking office. Western Surety asked to be relieved from its bond obligations in October of that same year after hearing of certain allegations having been leveled against Moore.3 The application for the bond provided that Western Surety “may decline to become surety on any bond and may cancel or amend any bond without cause and without liability ...” Pursuant to Western Surety’s request and to Miss.Code Ann. § 25-1-27,4 the Board of Supervisors voted to allow Western Surety to be relieved from the bond and afforded Moore thirty days to provide new bond. Thereafter, on October 28, 1986, Moore brought this action against Western Surety claiming violations of the Voting Rights Act along with various claims of discrimination in the revoking of the bond. According to Moore’s deposition testimony, his initial attempt to obtain a bond from another bonding company was [343]*343unsuccessful because the new bonding company wanted to know the reasons why Western Surety’s bond had been revoked. However, he did manage to obtain a personal bond a couple of days later through support from citizens in Leflore County.5 On or about November 6, 1986, within the thirty-day deadline, he filed a personal surety bond and thereby remained in office.

In December, however, a residency complaint was filed against him and in March of 1987, the Board of Supervisors declared Moore’s office to be vacant on account of his failure to reside in his supervisor’s district. One of the issues in the case before Judge Senter was whether the Board’s determination of Moore’s ineligibility for office violated the Voting Rights Act. Judge Senter, basing his decision in part on Smith v. Winter, 717 F.2d 191 (5th Cir.1983), determined that the action of the Board did not create a Section 5 claim. At a hearing on June 8, 1987, Judge Senter warned Moore and his attorney of the danger of allowing politics to overshadow an attorney’s duties to the court and of the possibility of sanctions.6 Although defendants raise this discussion in the separate issue of sanctions before this court, Judge Senter ultimately concluded that sanctions under Rule 11 in the case before him were unwarranted. Moore v. Western Surety, No. GC 87-7-S-O (N.D.Miss. Oct. 11,1991).

Meanwhile, plaintiffs, having obtained leave to amend before this judge, amended their complaint on June 22, 1987 to raise a new claim under Section 5 of the Voting Rights Act and to add the Board of Supervisors and its members as defendants.7 Defendants note that plaintiffs’ amended complaint before the undersigned was filed after the initial ruling in Moore’s companion case before Judge Senter. The amended verified complaint alleged that Moore’s effort to post a new bond “was totally unsuccessful because other surety and bonding companies wanted to know the reason why defendant was relieved from plaintiffs’ bond.”8 Closely tracking language in the original complaint which had referred to Moore’s unsuccessful attempt to post the required bond, the new complaint further stated that “if Plaintiff Moore is unable to post the required official bond by November 6, 1986, and to maintain a bond[,] then his office will be declared vacant and the plaintiffs will be deprived of their civil and voting rights due to the willful, deliberately [sic], malicious and conspiratorial acts of all of the defendants.” 9 Although Moore stated in his deposition testimony that the reference to November 6th was an error and inappropriate to the amended complaint,10

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Bluebook (online)
140 F.R.D. 340, 1991 U.S. Dist. LEXIS 18812, 1991 WL 279569, Counsel Stack Legal Research, https://law.counselstack.com/opinion/moore-v-western-surety-co-msnd-1991.