Moore v. United States

402 F. Supp. 1244, 1975 U.S. Dist. LEXIS 15514
CourtDistrict Court, D. New Jersey
DecidedOctober 31, 1975
DocketCiv. No. 74-1900
StatusPublished
Cited by2 cases

This text of 402 F. Supp. 1244 (Moore v. United States) is published on Counsel Stack Legal Research, covering District Court, D. New Jersey primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Moore v. United States, 402 F. Supp. 1244, 1975 U.S. Dist. LEXIS 15514 (D.N.J. 1975).

Opinion

OPINION

BIUNNO, District Judge.

Moore attacks his conviction on a plea of guilty on a drug charge on two major [1246]*1246grounds. One is that when his plea was accepted, he was not aware of the statutory requirement for a term of mandatory special parole to follow any custodial sentence imposed. 21 U.S.C. § 841(b). The other is that this provision for mandatory special parole is unconstitutional. The proceeding is one under 28 U.S.C. § 2255.

After initial review, the court noted several related questions and asked the parties to express their views on them. One was whether Moore’s counsel had informed him of the requirement, aside from the colloquy at plea acceptance.

Another was whether, if Moore proved to be entitled to withdraw his plea of guilty to one count, the other count dismissed at sentence in accordance with plea negotiations should be reinstated.

The third was whether unenforceability of the provision for special parole had the consequence of establishing that his plea was properly accepted but rendered the sentence illegal.

Following the entry of a memorandum, and then an opinion and order in the matter, an evidentiary hearing was conducted.

The requirement that a defendant charged with an offense in violation of the Comprehensive Drug Abuse Prevention and Control Act of 1970 (21 U.S.C. § 801 et seq.), who may be subject to one or another of the provisions for mandatory special parole, must be aware of that potential consequence was first spelled out in Roberts v. U. S., 491 F.2d 1236 (C.A. 3, 1974), decided January 28, 1974.

Moore had pleaded guilty on October 13, 1972 (15 months before Roberts), and was sentenced on July 27, 1973 (7 months before Roberts), Cr. No. 845-71.

The record at plea shows that the trial judge addressed Moore personally, and made the required findings. Any awareness of the special parole aspects is by inference or implication, rather than explicitly, as noted in the prior rulings.

Moore was represented by counsel and was asked if he had discussed the plea with him; he had. He was asked if counsel had answered all his questions; he had. Since the mandatory special parole provision is set out in the same section Moore was charged with violating and to which he pleaded guilty, counsel could hardly have overlooked it. The inference of awareness is clear and is a proper one.

However, when the question was raised in this proceeding, Moore responded that he was not informed of the provision by counsel. If Moore were taken at his word, the obvious inference could not be drawn.

In those circumstances, if Roberts applies Moore would have the right to withdraw his plea, aside from the other questions discussed later.

The United States meets this reasoning with the claim that Roberts should not be applied retroactively to defendants who had pleaded and were sentenced before the decision in Roberts came down. Heavy reliance is placed on Brown v. U. S., 508 F.2d 618 (C.A. 3 1974), decided December 31, 1974 and amended January 24, 1975.

Brown does contain detailed discussion of the principles and considerations applicable to the question of retroactivity of court decisions. But there are three separate opinions, one by each member of the panel (a majority, a concurring and a dissenting opinion), totalling more than 27 pages, literally bristling with references, excerpts and analyses of many other decisions.

The opinions represent herculean efforts to distill a rational pattern of guides to resolve retroactivity questions. Yet, after multiple reviews of the three opinions as well as of the major decisions of the Supreme Court of the United States on the question, the reader senses that the cases display the characteristics of a Brownian movement more than they do a discernable pattern or matrix.

[1247]*1247In principle, retroactivity in the law is a repugnant characteristic to begin with. In the original Constitution, before annexation of the Bill of Rights, the enactment of ex post facto laws was forbidden. U.S.Const., Art. I, § 9, cl. 3. The earliest decision on this was Galder v. Bull, 3 U.S. 305, 3 Dall 386, 1 L.Ed. 648 (1798), and there has been little, if any, deviation from the principles it laid down in regard to criminal and penal statutes.

Aside from criminal and penal statutes, retroactivity is often not barred by paramount law; but the absence of constitutional restriction in no way moderates the repugnant and offensive nature of retroactivity. It smacks of fiat, of arrogance and of self-awarded infallibility.

Retroactivity is difficult and controversial enough when it comes about from the declarations of legislatures or of executive (administrative) agencies. It is at its most controversial when it comes about from judicial decisions.

This is because the judicial branch is widely understood to be engaged in applying the law as it stands; yet new decisions that “make” law pretend to be no more than “discoveries” of what the law has been all along.

Since there are no external and objective means for testing and proving such assertions, they are essentially subjective declarations which draw on nothing more than the authority of the tribunal issuing them for their force and effect.

Should Roberts be applied retroactively? In principle, it should not. In principle it should apply to Mr. Roberts, who succeeded in persuading the court of the merits of his claim, and it should apply to all defendants whose pleas of guilty to the same or similar statutes were tendered and accepted on or after a date soon after Roberts came down, but long enough later for it to have been disseminated and adjustments made to existing procedures. This implies a period of some two to four weeks after the mailing of the slip opinion.

This is the basic principle: that Roberts is necessarily binding on the parties to that case, and it should be binding on like cases occurring thereafter. It should not provide occasion to reopen earlier like eases already disposed of and closed. To do otherwise, i. e., to apply Roberts retroactively, is to raise a far broader question of considerable significance not discussed or dealt with in Roberts or in other cases of similar nature.

Roberts is not alone. The passing years have brought forth many new rulings that have altered the process of tendering and accepting a plea of guilty. The string is now of such length as to raise the question whether any judicial economy can be achieved by acceptance of a plea.

Ideally, sentences should be the same whether conviction follows a plea or a verdict; no premium ought to be placed on the option to stand trial.

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Related

Ugland v. United States
596 F. Supp. 156 (D. New Jersey, 1984)
United States v. Fischetti
475 F. Supp. 1145 (D. New Jersey, 1979)

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Bluebook (online)
402 F. Supp. 1244, 1975 U.S. Dist. LEXIS 15514, Counsel Stack Legal Research, https://law.counselstack.com/opinion/moore-v-united-states-njd-1975.