Mississippi State Bar v. Phillips

385 So. 2d 943, 1980 Miss. LEXIS 1991
CourtMississippi Supreme Court
DecidedMay 14, 1980
DocketMisc. No. 778
StatusPublished
Cited by30 cases

This text of 385 So. 2d 943 (Mississippi State Bar v. Phillips) is published on Counsel Stack Legal Research, covering Mississippi Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Mississippi State Bar v. Phillips, 385 So. 2d 943, 1980 Miss. LEXIS 1991 (Mich. 1980).

Opinion

385 So.2d 943 (1980)

MISSISSIPPI STATE BAR
v.
Rubel L. PHILLIPS.

Misc. No. 778.

Supreme Court of Mississippi.

April 2, 1980.
On Application to Modify Previous Opinion May 14, 1980.

Jimmy L. Miller, Jackson, for appellant.

Butler, Snow, O'Mara, Stevens & Cannada, Robert C. Cannada, Alan W. Perry, Heidelberg, Woodliff & Franks, George F. Woodliff, Jackson, for appellee.

EN BANC.

LEE, Justice, for the Court:

Rubel L. Phillips [Phillips] was convicted of a felony [nine (9) counts] in the United States District Court for the Southern District of New York, and judgment was entered therein on March 11, 1977. A certified copy of the judgment was received by the Mississippi State Bar [The Bar] and, pursuant to Mississippi Code Annotated Section 73-3-339 (Supp. 1979), he was suspended from the practice of law, pending appeal and final disposition of disciplinary proceedings. The judgment of the U.S. District Court was affirmed by the Second Circuit Court of Appeals on February 2, 1978, U.S. v. Stirling, 571 F.2d 709, and certiorari to the United States Supreme Court was denied, 439 U.S. 824, 99 S.Ct. 93, 58 L.Ed.2d 116. Subsequently, a Complaint Tribunal of The Bar was organized, an evidentiary hearing was held, and on September 4, 1979, an order was entered by the Complaint Tribunal suspending Phillips from the practice of law for a period of three (3) years and six (6) months from and after April 20, 1977, suspending one (1) year of the suspension due to his incarceration, *944 and providing that the suspension terminate October 20, 1979. The Bar appeals from that order.

The question presented before this Court is whether or not Phillips should be disbarred, rather than suspended.

Phillips was indicted and convicted, along with four (4) other individuals, on nine (9) counts of deceiving, and conspiring to defraud the United States Government. He was sentenced on each of Counts (1) through (8) to ten (10) months imprisonment, the sentences running concurrently with each other, and was fined five thousand dollars ($5,000), on each of said counts, also to run concurrently. Imposition of sentence as to Count (9) was suspended. Phillips was also placed on probation for a period of one (1) year to commence upon release from confinement.

The Bar offered in evidence a stipulation of the parties and rested. The stipulation included copies of the indictment, judgment of the U.S. District Court, charge of the court to the jury, Phillips' brief in support of his motion for a new trial filed in the U.S. District Court, brief of the United States Government filed in response to Phillips' motion for a new trial, briefs by Phillips and the United States Government in the appeal to the Second Circuit Court of Appeals, and a statement that the judgment of the U.S. District Court for the Southern District of New York was affirmed by the U.S. District Court of Appeals for the Second Circuit and that the Supreme Court of the United States denied Phillips' Petition for Writ of Certiorari. Evidence for Phillips was addressed to an explanation of the facts in connection with his conviction and was in mitigation thereof.

The parties discuss in their briefs Mississippi Code Annotated Sections 73-3-41 and 73-3-53 (1972), both sections being carried forward from Hutchinson's Code of 1848. The first section provides that in the event any person (attorney) has been or should thereafter be convicted of a felony, manslaughter excepted, the court in which he had been convicted shall enter an order disbarring such convict. The second section provides that, if any lawyer is guilty of any deceit or malpractice or misbehavior or shall wilfully violate his duties, he shall be stricken from the roll and disbarred. The Bar argues that the statutes apply and, in themselves, require the disbarment of Phillips, while Phillips contends to the contrary. It is not necessary for us to discuss those statutes, since we hold that, in the present case, Mississippi Code Annotated Section 73-3-301 et seq. (Supp. 1979) followed by the tribunal, apply here.

Phillips contends that the Complaint Tribunal has discretion in arriving at, and entering, its judgment and that the same may not be set aside or changed unless the tribunal has acted arbitrarily and capriciously. He cites Mississippi Code Annotated Section 73-3-327 (Supp. 1979), which sets forth:

"At the conclusion of the hearing the complaint tribunal, upon the majority vote of the members of such tribunal, shall render a written opinion incorporating a finding of fact and a judgment thereon. The judgment of the complaint tribunal may provide the following:
(a) Exonerate the accused attorney and dismiss the complaint.
(b) Reprimand and admonish the attorney, as provided in section 73-3-319(b) of this act.
(c) Suspend the attorney from the practice of law for any period of time.
(d) Permanently disbar the attorney."

Attorneys admitted, or permitted, to practice law in this state are subject to the exclusive and inherent disciplinary jurisdiction of the Supreme Court of Mississippi. Disciplinary agencies such as the Complaint Tribunals appointed by the Supreme Court are established and designated to implement and carry out such disciplinary action.[1]

Mississippi Code Annotated Section 73-3-329 (Supp. 1979) provides that either party may appeal from an order of the Complaint Tribunal. On appeal, the following subsections are significant:

*945 "(4) The record on appeal shall consist of the formal complaint, all other pleadings, the transcript of the testimony and the written opinion and judgment of the complaint tribunal.
(5) On appeal, the court may review all of the evidence and the law and the findings and conclusions of the complaint tribunal and it may make such findings and conclusions and render such order as it may find to be appropriate based upon the whole record." (Emphasis added)

In Mississippi State Bar Association v. Wade, 250 Miss. 625, 167 So.2d 648 (1964), the Court had before it the petition of Wade for reinstatement, after having been disbarred from the practice of law. Sections 8714, 8715, and 8716, Mississippi Code Annotated (1942) provided the procedures. Section 8715 was carried forward in identical language to Mississippi Code Annotated Section 73-3-155 (1972), which was repealed by Ch. 566, § 29 [1974] Miss. Gen. Laws 808, at 821.

The above sections provided that, in matters of disbarment and reinstatement to practice law, the Supreme Court shall consider the evidence in the case as disclosed by the record and such other evidence as it may deem necessary for the administration of justice, and shall decide all questions of law and fact, and render final judgment as to the disbarment, suspension and/or reinstatement, as the case may be. The sections further provided:

"The rule that the supreme court will not reverse the judgment of the lower court on a question of fact unless it affirmatively appears upon the face of the record that the cause was decided contrary to the evidence shall not apply in cases arising under this article, but the supreme court shall be the final judge of the facts, and the judgment to be rendered thereon." Miss. Code Ann. § 73-3-155 (1972).

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Bluebook (online)
385 So. 2d 943, 1980 Miss. LEXIS 1991, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mississippi-state-bar-v-phillips-miss-1980.