Minnesota Mining and Manufacturing Company v. Norton Company, Studebaker-Packard Corporation, and Hadco Corporation

366 F.2d 238, 151 U.S.P.Q. (BNA) 1, 1966 U.S. App. LEXIS 4995
CourtCourt of Appeals for the Sixth Circuit
DecidedSeptember 13, 1966
Docket16592_1
StatusPublished
Cited by14 cases

This text of 366 F.2d 238 (Minnesota Mining and Manufacturing Company v. Norton Company, Studebaker-Packard Corporation, and Hadco Corporation) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Minnesota Mining and Manufacturing Company v. Norton Company, Studebaker-Packard Corporation, and Hadco Corporation, 366 F.2d 238, 151 U.S.P.Q. (BNA) 1, 1966 U.S. App. LEXIS 4995 (6th Cir. 1966).

Opinion

O’SULLIVAN, Circuit Judge.

This is an appeal by Minnesota Mining and Manufacturing Company (referred to herein as Minnesota) from a summary judgment which dismissed its suit against appellees, Norton Company, Studebaker-Packard Corporation and Hadco Corporation (referred to herein collectively as Norton) for infringement of a Minnesota patent. The dismissal was bottomed upon the District Judge’s conclusion that Minnesota’s act of filing several applications for foreign patents on the invention in suit without obtaining a license to do so from the Commissioner of Patents rendered the patent subsequently obtained in this country invalid. This was held to violate the provisions of 35 U.S.C.A. §§ 184 and 185. 1 The District Judge held that a retroactive license for such foreign filing, obtained pursuant to the provisions of section 184, during the pendency of the litigation, was ineffective to save the patent because it had not been obtained prior to the issuance of the United States patent in suit. Minnesota Mining and Manufacturing Co. v. Norton Company, 240 F.Supp. 150 (N.D. Ohio, E.D.1965).

Section 184 forbids application for a foreign patent on an invention made in this country prior to six months after application for the United States patent “[ejxcept when authorized by a license obtained from the Commissioner [of Patents].” This section is part of the Invention Secrecy Act of 1951, 35 U.S.C.A. *240 §§ 181-188,' enacted by Congress to prevent the publication and disclosure in a foreign country of an invention upon which a patent is sought in this country where such disclosure would “be detrimental to the national security.” 35 U.S. C.A. § 181. The six month period before foreign application can be made and the requirement of a license for a foreign filing within such period are designed to provide opportunity for the Commissioner of Patents, if he thinks the disclosure might “be detrimental to the national security,” to submit the application to the Atomic Energy Commission, the Secretary of Defense and other agencies concerned with national defense, in order that they may inspect the invention and determine whether its foreign disclosure might indeed “be detrimental to the national security.” If such a determination is made, the mentioned section provides that the Commissioner “shall order the invention be kept secret and shall withhold the grant of a patent for such period as the national interest requires *

Section 185 provides that any person who makes application for a foreign patent “without procuring the license prescribed in Section 184” shall not receive a United States patent for the involved invention and a “United States patent issued to such person * * shall be invalid.” Section 184, however, provides that “the license may be granted retroactively when an application has been inadvertently filed abroad and the application does not disclose an invention within the scope of Section 181 of this title.” (Emphasis added.) Minnesota did obtain a license for foreign filing made retroactive to the dates upon which the foreign filings were made. The question for our decision is whether such retroactive license was ineffective because it was obtained after the issuance of the United States patent. The District Judge answered in the affirmative. We reverse.

The invention of the patent in suit may be shortly described as a scouring pad containing properties and design that allegedly provide revolutionary improvement over prior techniques of polishing, scrubbing and buffing. Its most common usages are in floor maintenance, household and kitchen care, and in metal finishing and polishing. Infringement by defendant-appellees of the patent granted on such invention was the claim of Minnesota's dismissed complaint.

Steps to obtain the patent before us, Hoover, et al, U.S. No. 2,958,593, began with a first application on February 21, 1957, which disclosed the first eight claims of the patent, which are the claims in suit. More than six months later and without any intervening application for a foreign patent, a second application, a “continuation in part” of the original, was filed on October 8,1958. This added disclosure of a further embodiment of the basic invention — Claims 12 and 13. On January 8,1959, within six months of the filing of this second application, Minnesota’s patent counsel applied for a license to file patent applications “in all countries” and on February 5, 1959, such license was granted. This license was not retroactive as there appeared to be no need therefor. A third application was filed in the U. S. Patent Office on January 11, 1960, as a continuation in part of the first two, setting out Claims 9,10 and 11. No application for foreign filing under the final application was made and the patent in suit was issued on November 1, 1960, on this last application.

The complaint here was filed on August 28, 1961, and after many intervening procedural steps, Norton, on December 23, 1964, moved for summary judgment and to amend its answer on the newly discovered fact that within the several dates, January 19, 1959, to January 24, 1959, Minnesota’s Chicago patent counsel had forwarded to five countries applications for foreign patents on the involved invention. These dates followed the January 8, 1959, application for license (.to make such filings but were prior to the February 5, 1959, issuance of the license by the Commissioner. The premature foreign filings came to light when Minnesota, on December 15, 1964, was obtaining information to make re *241 sponse to interrogatories. Minnesota’s counsel forthwith, on December 22, 1964, applied to the Commissioner of Patents for a retroactive license to cover the inadvertent foreign filings made between January 8, 1959, when request for a license was made and February 5, 1959, when a non-retroactive license was issued. The Commissioner of Patents granted the needed retroactive license on January 8, 1965; such license reciting that it was “retroactive to January 8, 1959,” a date preceding the inadvertent foreign filings of January 19-24, 1959. The granting of the license constituted the Commissioner’s finding that the premature foreign filings were inadvertent and that disclosure of the involved invention was not detrimental to the national security. These questions have been legislatively delegated to the Commissioner and his findings are not here challenged.

When the case was called for trial on January 4, 1965, with appellee Norton’s motion for summary judgment on its amended answer undisposed of, appellant Minnesota informed the Court of its pending application for a retroactive license. Being of the view that such a license would not avail to sustain Minnesota’s patent, the Court delivered an opinion from the bench holding the patent invalid. He did, however, entertain Minnesota’s motion for reconsideration after it received its license on January 8, and on March 10, 1965, reaffirmed his original view in a formal opinion upon which the judgment on appeal was entered.

The District Judge based his ruling on a view that the retroactive license would be effective to cure the defect created by the untimely foreign filing only up to the point when the United States patent actually issued.

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Bluebook (online)
366 F.2d 238, 151 U.S.P.Q. (BNA) 1, 1966 U.S. App. LEXIS 4995, Counsel Stack Legal Research, https://law.counselstack.com/opinion/minnesota-mining-and-manufacturing-company-v-norton-company-ca6-1966.