ORDER ON MOTIONS FOR SUMMARY JUDGMENT
TAYLOR, District Judge.
Defendant’s motion for summary judgment on waiver is DENIED. Plaintiffs motion for summary judgment on infringement is DENIED. Defendant’s motion for summary judgment on infringement is GRANTED. Plaintiffs motion for summary judgment on Defendant’s affirmative defenses is MOOT.
I.
BACKGROUND
Plaintiff claims to own copyrights in various photographs of Marilyn Monroe. Defendant published a book,
Blonde Heat,
displaying photographs of Marilyn Monroe. Plaintiff alleges it owns copyrights in seven photographs in
Blonde Heat
and Defendant infringed its copyrights by publishing the photographs without permission.
Now, Defendant moves for summary judgment on waiver and infringement, and Plaintiff moves for summary judgment on infringement and Defendant’s affirmative defenses.
II.
DISCUSSION
Summary judgment is proper if “there is no genuine issue as to any material fact and ... the moving party is entitled to a judgment as
a matter of law.” Fed. R.Civ.P. 56(c).
A.
Motion for Summary Judgment on Waiver
In 2003, Plaintiff settled an earlier copyright infringement suit against Photo-fest, Inc. In the settlement agreement, Defendant argues, Plaintiff executed broad releases intended to protect Photofest, Inc.’s customers from claims arising from Photofest, Ine.’s previous renting of photo
graphs Plaintiff claimed to own, including the seven photographs at issue here.
Defendant contends it is a member of the class of customers Photofest, Inc. intended to protect in the settlement agreement, as it obtained the seven photographs from Photofest, Inc. and published
Blonde Heat
before the settlement agreement was executed.
Paragraph 6, the release language in the agreement, states:
The Parties, individually and on behalf of and for each of their respective parent corporations, partners, venturers, subsidiaries, estates, or corporations connected therewith, together with their respective agents, representatives, employees, officers, directors, shareholders, attorneys, successors,
assigns
and heirs (collectively, “Affiliates”) agree to release any and all claims ... which the Parties and their Affiliates had, now have, claim to have had, or otherwise could have against each other which relate in any way to, or otherwise arise out of the images at issue in the'PHOTO-FEST Action. ■
(Mandelbaum ■ Decl. Ex. A ¶ 6 (emphasis added).)
This language is very broad. As a matter of law, “assigns” would
ordinarily
include Photofest, Inc.’s “customers.” But the parties have apparently provided otherwise in their agreement. In ¶ 16, they provide they “have not
assigned
any claims or rights made the subject of this Agreement.” (Mandelbaum Decl. ¶ 16 (emphasis added).) In effect, Photofest, Inc. agrees it does not have any “assigns.”
Based on the extrinsic evidence, the Court finds a triable issue. Howard Man-delbaum, Photofest, Inc.’s president, testified:
It was my intention and has always been my understanding ... that the term “assigns” in the Settlement Agreement refers to Photofest’s customers. I intended, and I always have understood, that the release included any claims that potentially could arise from the use by any of Photofest’s customers of photographs rented from Photofest prior to the signing of the Settlement Agreement.
(Mandelbaum Decl. ¶ 7.)
In contrast, Joshua Greene, Plaintiffs president, testified:
During settlement discussions in Photo-fest defendants asked that the settlement reach and include Photofest customers, and I refused that request on behalf of the settling plaintiffs in the Photofest action. It was never my intent, nor that of the Plaintiffs in the Photofest action, to release any of Pho-tofest’s customers.
(Greene Decl. ¶ 27.)
The evidence raises a triable issue on the parties’ intent. Defendant’s motion for summary judgment on waiver is DENIED.
B.
Cross-Motions for Summary Judgment on Copyright Infringement
To prevail on its copyright infringement claim, Plaintiff must show ownership of a valid copyright and copying of the protected aspects of the work by Defendant.
Ellison v. Robertson, 357
F.3d 1072, 1076 (9th Cir.2004).
1.
Ownership
A certificate of registration is pri-ma facie evidence of ownership of a copyright.
Apple Computer, Inc. v. Formula Int’l Inc.,
725 F.2d 521, 523 (9th Cir.1984). Based on certificates of registration, Plaintiff contends it owns copyrights for the seven photographs. (Greene Decl. ¶¶ 6-11.)
Defendant argues Plaintiffs certificates of registration list Joshua Greene as the copyright claimant, (Greene Decl. Exs. 1-6), but Joshua Greene is not the plaintiff in this case. Defendant also argues that, although Joshua Greene declares he transferred his rights in the photographs to the Archives of Milton H. Greene LLC, (Greene Decl. ¶¶ 15-18), the Archives of Milton H. Greene LLC is not the plaintiff in this case. Defendant concludes Plaintiff has not offered any evidence showing Plaintiff — Milton H. Greene Archives, Inc. — owns the copyrights.
See Silvers v. Sony Pictures Entm’t, Inc.,
402 F.3d 881, 884-85 (9th Cir.2005) (en banc) (stating only the owner of a copyright may sue for infringement).
Here, there is evidence Plaintiff was assigned the .seven copyrights. (Soni Reply Decl. ¶ 2 & Ex. L (referencing the Assignment of Copyright, assigning all rights to the copyrights to Plaintiff); Pl.’s Reply at 10 (quoting deposition testimony, in which Joshua Greene testified he transferred his rights in the photographs to Plaintiff).)
The certificates of registration constitute prima facie evidence of ownership of a copyright.
2.
Validity
A certificate of registration is pri-ma facie evidence of validity of a copyright.
Apple Computer, Inc.,
725 F.2d at 523. Plaintiff shows evidence it has a certificate of registration for each of the seven photographs and, therefore, it contends its copyrights in the photographs are presumptively valid. (Greene Decl. ¶¶ 6-11.)
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ORDER ON MOTIONS FOR SUMMARY JUDGMENT
TAYLOR, District Judge.
Defendant’s motion for summary judgment on waiver is DENIED. Plaintiffs motion for summary judgment on infringement is DENIED. Defendant’s motion for summary judgment on infringement is GRANTED. Plaintiffs motion for summary judgment on Defendant’s affirmative defenses is MOOT.
I.
BACKGROUND
Plaintiff claims to own copyrights in various photographs of Marilyn Monroe. Defendant published a book,
Blonde Heat,
displaying photographs of Marilyn Monroe. Plaintiff alleges it owns copyrights in seven photographs in
Blonde Heat
and Defendant infringed its copyrights by publishing the photographs without permission.
Now, Defendant moves for summary judgment on waiver and infringement, and Plaintiff moves for summary judgment on infringement and Defendant’s affirmative defenses.
II.
DISCUSSION
Summary judgment is proper if “there is no genuine issue as to any material fact and ... the moving party is entitled to a judgment as
a matter of law.” Fed. R.Civ.P. 56(c).
A.
Motion for Summary Judgment on Waiver
In 2003, Plaintiff settled an earlier copyright infringement suit against Photo-fest, Inc. In the settlement agreement, Defendant argues, Plaintiff executed broad releases intended to protect Photofest, Inc.’s customers from claims arising from Photofest, Ine.’s previous renting of photo
graphs Plaintiff claimed to own, including the seven photographs at issue here.
Defendant contends it is a member of the class of customers Photofest, Inc. intended to protect in the settlement agreement, as it obtained the seven photographs from Photofest, Inc. and published
Blonde Heat
before the settlement agreement was executed.
Paragraph 6, the release language in the agreement, states:
The Parties, individually and on behalf of and for each of their respective parent corporations, partners, venturers, subsidiaries, estates, or corporations connected therewith, together with their respective agents, representatives, employees, officers, directors, shareholders, attorneys, successors,
assigns
and heirs (collectively, “Affiliates”) agree to release any and all claims ... which the Parties and their Affiliates had, now have, claim to have had, or otherwise could have against each other which relate in any way to, or otherwise arise out of the images at issue in the'PHOTO-FEST Action. ■
(Mandelbaum ■ Decl. Ex. A ¶ 6 (emphasis added).)
This language is very broad. As a matter of law, “assigns” would
ordinarily
include Photofest, Inc.’s “customers.” But the parties have apparently provided otherwise in their agreement. In ¶ 16, they provide they “have not
assigned
any claims or rights made the subject of this Agreement.” (Mandelbaum Decl. ¶ 16 (emphasis added).) In effect, Photofest, Inc. agrees it does not have any “assigns.”
Based on the extrinsic evidence, the Court finds a triable issue. Howard Man-delbaum, Photofest, Inc.’s president, testified:
It was my intention and has always been my understanding ... that the term “assigns” in the Settlement Agreement refers to Photofest’s customers. I intended, and I always have understood, that the release included any claims that potentially could arise from the use by any of Photofest’s customers of photographs rented from Photofest prior to the signing of the Settlement Agreement.
(Mandelbaum Decl. ¶ 7.)
In contrast, Joshua Greene, Plaintiffs president, testified:
During settlement discussions in Photo-fest defendants asked that the settlement reach and include Photofest customers, and I refused that request on behalf of the settling plaintiffs in the Photofest action. It was never my intent, nor that of the Plaintiffs in the Photofest action, to release any of Pho-tofest’s customers.
(Greene Decl. ¶ 27.)
The evidence raises a triable issue on the parties’ intent. Defendant’s motion for summary judgment on waiver is DENIED.
B.
Cross-Motions for Summary Judgment on Copyright Infringement
To prevail on its copyright infringement claim, Plaintiff must show ownership of a valid copyright and copying of the protected aspects of the work by Defendant.
Ellison v. Robertson, 357
F.3d 1072, 1076 (9th Cir.2004).
1.
Ownership
A certificate of registration is pri-ma facie evidence of ownership of a copyright.
Apple Computer, Inc. v. Formula Int’l Inc.,
725 F.2d 521, 523 (9th Cir.1984). Based on certificates of registration, Plaintiff contends it owns copyrights for the seven photographs. (Greene Decl. ¶¶ 6-11.)
Defendant argues Plaintiffs certificates of registration list Joshua Greene as the copyright claimant, (Greene Decl. Exs. 1-6), but Joshua Greene is not the plaintiff in this case. Defendant also argues that, although Joshua Greene declares he transferred his rights in the photographs to the Archives of Milton H. Greene LLC, (Greene Decl. ¶¶ 15-18), the Archives of Milton H. Greene LLC is not the plaintiff in this case. Defendant concludes Plaintiff has not offered any evidence showing Plaintiff — Milton H. Greene Archives, Inc. — owns the copyrights.
See Silvers v. Sony Pictures Entm’t, Inc.,
402 F.3d 881, 884-85 (9th Cir.2005) (en banc) (stating only the owner of a copyright may sue for infringement).
Here, there is evidence Plaintiff was assigned the .seven copyrights. (Soni Reply Decl. ¶ 2 & Ex. L (referencing the Assignment of Copyright, assigning all rights to the copyrights to Plaintiff); Pl.’s Reply at 10 (quoting deposition testimony, in which Joshua Greene testified he transferred his rights in the photographs to Plaintiff).)
The certificates of registration constitute prima facie evidence of ownership of a copyright.
2.
Validity
A certificate of registration is pri-ma facie evidence of validity of a copyright.
Apple Computer, Inc.,
725 F.2d at 523. Plaintiff shows evidence it has a certificate of registration for each of the seven photographs and, therefore, it contends its copyrights in the photographs are presumptively valid. (Greene Decl. ¶¶ 6-11.)
Defendant argues a certificate of registration constitutes prima facie evidence of validity
if
the registration is “made before or within five years after
first publication of the work. ”
17 U.S.C. § 410(c) (emphasis added). Defendant contends Plaintiffs photographs were first published in 1956 and 1957, (Def.’s Mot. Summ. J. at 14-16 (citing evidence)),
yet
Plaintiffs certificates of registration were filed in 1994 and 2003. (Greene Decl. Exs. 1-6). Defendant argues this shows the certificates of registration were not “made before or within five years after first publication of the work.” 17 U.S.C. § 410(c). Defendant concludes Plaintiffs certificates of registration do not constitute prima fa-cie evidence of validity.
Entm’t Research Group, Inc. v. Genesis Creative Group, Inc.,
122 F.3d 1211, 1218 (9th Cir.1997).
Plaintiff, however, contends the 1956 and 1957 distributions are “limited publications,” and “a ‘limited publication’ is really in the eyes of the law no publication at all.”
Data Cash Sys., Inc. v. JS&A Group, Inc.,
628 F.2d 1038, 1043 (7th Cir.1980). Plaintiff concludes the 1956 and 1957 distributions do not constitute “first publication of the work” and the copyrights are presumptively valid.
The Court assumes, but does not decide, Defendant has the burden to show the distributions constitute-a “general publication” and not a “limited publication.”
a.
General Publication
Under the 1909 Copyright Act,
an unpublished work is protected by a state common law copyright. But, when a work is published, it loses state common law protection.
La Cienega Music Co. v. ZZ Top,
53 F.3d 950, 952-53 (9th Cir.1995). Upon general publication of a work, the copyright owner could obtain federal protection for the published work by complying with the requirements of the 1909 Act.
Id.
“If the owner failed to satisfy the [1909] Act’s requirements, the published work was injected irrevocably into the public domain.”
Id.
at 953.
Defendant contends Plaintiff cannot satisfy the 1909 Act’s requirements. Defendant argues the photographs were published without a copyright notice in Milton Greene’s name and with his permission.
1.)
Permission
The evidence demonstrates Milton Greene permitted publication of the photographs. Joshua Greene testified Milton Greene permitted the publicists to use the
photographs to promote the motion pictures and to place the photographs in newspapers, magazines, and campaign books. (Thomas Decl. Ex. H at 100-02.) For example, a newspaper published one of the photographs in connection with an advertisement publicizing a motion picture. When asked whether the photograph’s publication in the newspaper was contrary to Milton Greene’s permission, Joshua Greene answered, “No.” (Thomas Decl. Ex. H at 102-Ó3.) Joshua Greene also testified use of the photographs in “an editoriál press-release kind of style” in newspapers and magazines “is the appropriate intended use.” (Thomas Decl. Ex. H at 88;
see also
Def.’s Reply at 5-6 (citing evidence).)
The evidence shows Milton Greene permitted publication of the photographs.
2.)
Copyright Notice
Upon publication, copyright protection under the 1909 Act could be secured by affixing a copyright notice, which included the name of the copyright proprietor, to each copy of the work “published or offered for sale in the United States by the authority of the copyright proprietor.” 17 U.S.C. § 410. This requires copyright notice in the name of the copyright holder, not merely in the name of the publishing newspaper, magazine, or campaign book.
N.Y. Times Co. v. Tasini,
533 U.S. 483, 494, 121 S.Ct. 2381, 150 L.Ed.2d 500 (2001).
When a work is published in a larger copyrighted collective work, the failure to place a copyright notice on the individual work forfeits the individual’s copyright.
Id.
(“Pre-1976 copyright law recognized a freelance author’s copyright in a published article only when the article was printed with a copyright notice in the author’s name.... [W]hen a copyright notice appeared only in the publisher’s name, the author’s work would fall into the public domain, unless the author’s copyright, in its entirety, had passed to the publisher.”).
Plaintiff offers the declaration of Joshua Greene, who testified; “I am aware that my father, Milton H. Greene, always applied copyright notice on the back of prints be provided to the movie studios.” (Greene Decl. ¶ 21.)
The Court does not admit this testimony because it is a conclusion, and without foundation. Additionally, it violates the best evidence rule. As Defendant correctly states, “the best evidence of a copyright notice on a document is the document containing the copyright notice.” (Def.’s Objections Greene Decl. at 12.) Plaintiff has not provided any admissible documentary evidence of any copyright notice in Milton Greene’s name affixed to any of the seven photographs.
See Taylor v. List,
880 F.2d 1040, 1045 (9th Cir.1989) (“Taylor [alleged] Belleville personally stopped law clerks and law books from being presented to Taylor. None of the affidavits Taylor attached as exhibits contained any facts to support the allegation.... A summary judgment motion cannot be defeated by relying solely on conclusory allegations unsupported by fact.”). Plaintiff has not demonstrated an exception to the best evidence rule is met.
The admissible evidence shows the photographs are not affixed with a copyright notice in Milton Greene’s name.
3.)
Publication
The parties agree a publication occurs “when, by consent of the copyright owner, the original or tangible copies of a work are sold, leased, loaned, given away, or otherwise
made available
to the general public.” (Pl.’s Opp’n at 13; Def.’s Reply at 2 (emphasis added).)
Courts have found publication of a photograph in a newspaper or magazine constitutes a general publication.
See, e.g., Donald Frederick Evans & Assocs., Inc. v. Cont’l Homes, Inc.,
785 F.2d 897, 901 (11th Cir.1986).
In
Roy Export Co. v. Columbia Broadcasting System, Inc.,
for example, the Second Circuit stated publication of a novel in a magazine, involving “nationwide distribution,” was a general publication and “unquestionably terminated the author’s common-law rights.” 672 F.2d 1095,1104 (2d Cir.1982).
Publication of a derivative work publishes whatever portion of the original work is incorporated into the derivative work.
See, e.g., Shoptalk, Ltd. v. Concorde-New Horizons Corp.,
168 F.3d 586, 591 (2d Cir.1999) (“[W]hen the author consents to the inclusion of his work in a derivative work, the publication of the derivative work, to the extent .... it discloses the original work, also constitutes publication of [the] underlying work.”).
■Here, the photographs were published on three occasions. First, Milton Greene provided the photographs to a publicist, Warner Brothers, and Fox for dissemination to publicize the motion pictures.
(See, e.g.,
Thomas Deck Exs. A-G, H at 80, 82, 84-88.) Second, the photographs were published when the publicists and motion
picture studios, with Milton Greene’s permission, provided the photographs to the press and to theaters in campaign books. (Def.’s Mot. Summ. J. at 16 (citing evidence).) Third, at least six of the seven photographs appeared in the press, either accompanying an article or in an advertisement, and none of the photographs carried a copyright notice.
(See, e.g.,
Def.’s Mot. Summ. J. at 16; Thomas Decl. Exs. B-C, E.)
This would amount to a general publication, forfeiting any copyright Plaintiff had in the photographs. However, if the distributions can be shown to constitute a limited publication, validity may be shown and the photographs will not fall into the public domain.
b.
Limited, Publication
A publication is limited only where the work was distributed “(1) to a ‘definitely selected group,’ and (2) for a limited purpose, (3) without the right of further reproduction, distribution or sale.”
White v. Kimmell,
193 F.2d 744, 746-47 (9th Cir.1952);
Acad. of Motion Picture Arts & Scis. v. Creative House Promotions, Inc.,
944 F.2d 1446, 1452 (9th Cir.1991). “All three of the enumerated elements [must] exist or else the distribution may not be deemed limited and the copyright will not be valid.”
Penguin Books U.S.A, Inc. v. New Christian Church,
288 F.Supp.2d 544, 556 (S.D.N.Y.2003).
1.)
Definitely Selected Gh’owp
The evidence establishes the photographs were provided to a wide group, not a definitely selected group.
(See, e.g.,
Thomas Decl. Exs. A-C.) In
Brown v. Tabb,
the Eleventh Circuit held, “Even if the persons receiving copies in fact constitute only a select group, the publication is nevertheless general if copies were available to persons not included in the group.” 714 F.2d 1088, 1092 (11th Cir.1983). Also, the general public does not constitute a definitely selected group.
See Rexnord, Inc. v. Modern Handling Sys., Inc.,
379 F.Supp. 1190, 1197 (D.Del.1974) (stating brochures “were freely available to customers and prospective customers” and, therefore, “the audience to which they were disseminated can hardly be regarded as restricted”).
Here, Joshua Greene testified Milton Greene permitted the publicists and the motion picture studios to use the photographs to promote the motion pictures and to place the photographs in newspapers and magazines. (Thomas Decl. Ex. H at 100-02.) Copies of the photographs were available to the general public in newspapers and magazines.
Defendant also offers the declaration of David Weitzner, an entertainment marketing strategist/consultant specializing in the motion picture industry, who testified publicity photographs “were generally available upon request to members of the general public.” (Weitzner Decl. ¶ 13.)
Defendant has shown the photographs were not distributed to a definitely selected group. - -
2.)
For a Limited Purpose
Plaintiff argues the seven photographs were distributed to publicize the motion pictures, which constitutes a limited purpose.
Hirshon v. United Artists Corp.,
243 F.2d 640, 645 (D.C.Cir.1957).
Defendant contends
Hirshon
does not expressly apply- the Ninth Circuit’s limited publication test and, therefore, does not expressly address whether publicity meets the limited purpose- element. The
Hir-shon
court’s analysis, however, fits comfortably within the Ninth Circuit’s test, and there is no good reason not to apply it here"
Here, there is evidence indicating use of the photographs was restricted. For example, the following is written at the bottom of one of the seven photographs: “Licensed for display only in connection with the exhibition of this picture at your the-atre. Must be returned immediately thereafter.” (Thomas Deel. Ex. F-2.)
Plaintiff has met the limited purpose element.
3.)
Without the Right of Further Reproduction, Distribution, or Sale
The distribution of the work' “must preclude recipients from reproducing, distributing, or selling any copies.”
Penguin Books U.S.A., Inc.,
288 F.Supp.2d at 557.
Defendant argues the publicists and studios not only had the right to distribute copies of the photographs, .but distribution was the very reason Milton Greene provided the photographs to them.
{See, e.g.,
Thomas Decl. Ex. H at 80, 82, 84-88.) Defendant contends that, because distribution of the photographs was not prohibited — but actually encouraged — Plaintiff cannot show limited publication. Defendant also contends Plaintiff, in opposition, “ignores entirely the final, critical prong” of the limited publication test. (Def.’s Reply at 16.)
Defendant has demonstrated Plaintiff cannot meet the third element of the limited publication test. Because all three of the elements must be shown to exist, here “the distribution may not be deemed limited and the copyright will not be valid.”
Penguin Books U.S.A, Inc.,
288 F.Supp.2d at 556.
In sum, Plaintiff has not met the validity-element of its copyright infringement claim.
Defendant’s motion for summary judgment on copyright infringement is GRANTED.
III.
DISPOSITION
Defendant’s motion for summary judgment on waiver is DENIED. Plaintiffs motion for summary judgment on infringement is DENIED. Defendant’s motion for summary judgment on infringement is GRANTED. Plaintiffs motion for summary judgment on Defendant’s affirmative defenses is MOOT. Defendant is directed to submit a short proposed judgment within ten days.