Middleton v. State Bar

796 P.2d 1326, 51 Cal. 3d 548, 273 Cal. Rptr. 321, 1990 Cal. LEXIS 4477
CourtCalifornia Supreme Court
DecidedOctober 1, 1990
DocketS012448
StatusPublished
Cited by4 cases

This text of 796 P.2d 1326 (Middleton v. State Bar) is published on Counsel Stack Legal Research, covering California Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Middleton v. State Bar, 796 P.2d 1326, 51 Cal. 3d 548, 273 Cal. Rptr. 321, 1990 Cal. LEXIS 4477 (Cal. 1990).

Opinions

Opinion

THE COURT.

In this proceeding under section 6083, subdivision (a), of the Business and Professions Code and rule 952(a) of the California Rules of Court, we review the decision of the State Bar recommending that petitioner Deborah L. Middleton be disciplined for several instances of professional misconduct.1

A hearing panel of the State Bar Court (hereafter the hearing panel or panel) recommended that petitioner should be suspended from the practice of law for four years, that her suspension should be stayed, and that she should be placed on probation for four years on conditions including actual suspension for one year.

The Review Department of the State Bar Court (hereafter the review department or department) recommended by a vote of nine to four that petitioner should be suspended from the practice of law for five years, that her suspension should be stayed, and that she should be placed on probation for five years on conditions including actual suspension for two years and until she shows proof satisfactory to the State Bar Court of her [551]*551rehabilitation, fitness to practice, and learning and ability in the general law. The dissenting members of the department would have recommended disbarment.

As we shall explain, we conclude that in view of the purpose of professional discipline, viz., the protection of the public, the courts, and the legal profession, the review department’s recommendation is appropriate, whereas those of the hearing panel and the review department dissenters are, respectively, inadequate and excessive. We shall therefore suspend petitioner from the practice of law for five years, stay her suspension, and place her on probation for five years on conditions including actual suspension for two years and until she shows satisfactory proof of her rehabilitation, fitness to practice, and learning and ability in the general law.

I. Proceedings Before the State Bar Court

Petitioner was admitted to the practice of law in this state as a member of the State Bar on May 30, 1980. She has a record of prior discipline.

On October 17, 1988, the Office of Trial Counsel of the State Bar (hereafter the Office of Trial Counsel) filed in the Hearing Department of the State Bar Court a notice to show cause charging petitioner with five counts of professional misconduct relating to matters involving Robert W. and Sherry D. Fields (count I), Ronnie L. Woodard (count II), Karen Baptista (count III), Virginia McGee (count IV), and a State Bar investigation of complaints made by the Fields, Woodard, Baptista, and McGee (count V). The notice advised that (1) a default could be entered for failure to file a written answer within 20 days after service or for failure to appear at the formal hearing; (2) entry of default could result in the misconduct charged being deemed admitted, and in the recommendation or imposition of discipline based on such admitted misconduct; and (3) entry of default would bar further participation in the proceedings unless and until the default was set aside on timely and sufficient motion.

On October 19, 1988, the Office of Trial Counsel served the notice to show cause on petitioner by certified mail, return receipt requested, at her address of record. It was evidently on October 20 that delivery was first attempted. Delivery, however, was never accepted.

On November 8, 1988, the State Bar Court filed a notice of time and place for hearing. On November 9 it served a copy on the parties. Petitioner subsequently admitted receipt.

On November 30, 1988, the Office of Trial Counsel served on petitioner by certified mail, return receipt requested, at her address of record, a notice [552]*552of application to enter default for failure to file an answer to the notice to show cause. Attached thereto was a copy of the notice to show cause. It was evidently on December 1 that delivery was first attempted. Delivery, however, was never accepted. Also on December 1, the Office of Trial Counsel filed the notice of application to enter default.

On December 28, 1988, the State Bar Court filed a notice of entry of default against petitioner. The notice advised that (1) default had been entered for failure to file a written answer to the notice to show cause; (2) the misconduct charged had been deemed admitted and discipline could be recommended or imposed; and (3) further participation was prohibited unless and until the default was set aside on timely and sufficient motion. That same day, the State Bar Court served the notice on petitioner by certified mail, return receipt requested, at her address of record. On December 29, it filed and served an amended—but substantially identical—notice of entry of default. Pursuant to the original notice, the due date for any motion to set aside the default was March 13, 1989; pursuant to the amended notice, the due date was March 14, 1989. Petitioner subsequently admitted receipt of the original notice.

On February 23, 1989, a default hearing was held. Petitioner did not appear. The Office of Trial Counsel successfully moved to dismiss the charge relating to the McGee matter in count IV as not supported by sufficient evidence. It also successfully moved to deem the misconduct alleged in the other charges admitted by reason of petitioner’s failure to answer or appear. It then proceeded to present evidence and argument relating to such misconduct. As discipline it requested disbarment.

On March 14, 1989, the decision of the hearing panel was filed. The panel made findings of fact and conclusions of law, and recommended discipline consisting of suspension for four years, with a stay of suspension and imposition of probation for four years on conditions including actual suspension for one year. That same day, the decision was served on petitioner. She subsequently admitted receipt.

On March 29, 1989, the Office of Trial Counsel filed a request for review “on the grounds that the level of recommended discipline is insufficient.”

On or about April 10, 1989, petitioner submitted a motion to set aside the default, alleging in substance improper service, lack of actual notice, and good cause to excuse her failure to answer the notice to show cause. The motion was not filed because it was untimely.

On July 11, 1989, the decision of the review department was filed. The department modified the hearing panel’s findings of fact and conclusions of [553]*553law in respects not worthy of note, and adopted the findings and conclusions as so modified. Read in light of the record and with minor errors corrected, the findings and conclusions are in substance as follows.

With regard to count I, on January 21, 1986, Robert W. and Sherry D. Fields retained petitioner to prepare and file a petition in bankruptcy; they paid her $250 for fees and $60 for costs. On January 31 Sherry made an appointment to meet with petitioner on February 8 to furnish information for the bankruptcy petition; petitioner wilfully failed to keep the appointment. Sherry made a number of telephone calls to petitioner; petitioner wilfully and repeatedly failed to call back. Sherry eventually made an appointment to meet with petitioner on February 26. On that date Robert and Sherry met with petitioner and brought documents she needed to prepare and file the bankruptcy papers.

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Related

Evans v. Department of Motor Vehicles
21 Cal. App. 4th 958 (California Court of Appeal, 1994)
Lebbos v. State Bar
806 P.2d 317 (California Supreme Court, 1991)
Middleton v. State Bar
796 P.2d 1326 (California Supreme Court, 1990)

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Bluebook (online)
796 P.2d 1326, 51 Cal. 3d 548, 273 Cal. Rptr. 321, 1990 Cal. LEXIS 4477, Counsel Stack Legal Research, https://law.counselstack.com/opinion/middleton-v-state-bar-cal-1990.